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73 assistant manager market regulation jobs in New York

Manager, OTC Derivatives

National Futures Association 21 Reviews New York, NY

• Oversee staff and supervisors that complete the audits, financial analysis, investigations and surveillance of swap dealers and major swap… National Futures Association

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Director, NYSE Regulation

IntercontinentalExchange Group 39 Reviews New York, NY

Work closely with senior management of NYSE Regulation and NYSE Group on complex and cutting edge issues related to equities and options market… Ivy Exec

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Assistant Director - Quality GMP

MR - Klein Hersh International New York, NY

We are seeking to hire an Assistant Director – GMP Quality Assurance (QA). The GMP A professional will manage and coordinate GMP regulated Quality… CareerBuilder

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Senior Manager, Operational Risk Advisory and Oversight for Capital Markets - Fi

RBC Financial Group 100+ Reviews New York, NY

To ensure that the Operational Risk Profiles for Capital Markets businesses are fairly presented so that there is transparency of the risk profile to… VelvetJobs.com

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Senior Auditor/Assistant Vice President- Global Wealth Management - Finance

JPMorgan 100+ Reviews New York, NY

J.P. Morgan is a global leader in Asset Management with over $2 trillion in assets under supervision, including over $1.4 trillion in actively… VelvetJobs.com

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GMP QA Assistant Director Quality Assurance

KHI New York, NY

A commercial biopharmaceutical company focused on neurological disorders is hiring! With a pipeline focused on CNS disorders we seek identify… TheLadders.com

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Legal, Sales and Trading Attorney, Equities Products Focus, VP – new

Goldman Sachs 100+ Reviews New York, NY

will encompass advising business on all regulatory and market structure matters impacting equities and fixed income products; for example… Ivy Exec

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Compliance Manager - US Regulatory and Legal Affairs

Execu|Search Group New York, NY

The US Regulatory and Legal Affairs will: Develop and enforce the supervisory framework for the US office Develop and manage the monitoring… Experteer

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Managing Director, Disputes & Investigations-First Party Claims – new

Navigant Consulting 100+ Reviews New York, NY

Navigant professionals leverage a unique combination of technical expertise and industry insights to provide clients with solutions tailored to their… Glassdoor

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Senior Manager, Operational Risk Advisory and Oversight for Capital Markets

RBC Dexia 55 Reviews New York, NY

• To provide expert operational risk advice to senior business leaders in assigned businesses through attendance on senior management executive… Glassdoor

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Compensation Analyst

Leafstone New York, NY

s, evaluating, benchmarking positions and develop job structures. • He/she will objectively and consistently analyze jobs to determine critical… CareerBuilder

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Regional Head of Surveillance - Americas - Finance and Investment Industry Oppor

HSBC 21 Reviews New York, NY

Provides compliance support, advice and guidance to first lines of defense for GBM Americas and HSBC Securities, USA Inc. Work with the business to… VelvetJobs.com

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Senior Compliance Officer

Parkway Consulting New York, NY

Robert Half Financial Services specializes in the placement of professionals with top companies in the market. We have lasting client relationships… Ivy Exec

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VP Regulatory Relations

Depository Trust and Clearing Corporation 100+ Reviews Jersey City, NJ

• Drive and take ownership of identifying and mitigating risk, (including but not limited to: credit, market, liquidity, operational, legal and… CareerBuilder

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Compensation Analyst

Manpower Inc 100+ Reviews Hempstead, NY

s, evaluating, benchmarking positions and develop job structures. The Compensation Analyst will objectively and consistently analyze jobs to… Snagajob

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