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5,192  Compliance Associate Jobs in New York, NY

Cyber Security Associate CohnReznick Advisory Group

CohnReznick Roseland, NJ

Our IT Audit and Cyber Security practice, one of the fastest growing practices at CohnReznick, has a ground-breaking opportunity for an IT Audit… CohnReznick

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Compliance Associate

Next Step Systems New York, NY

Will relocate the right candidate. Will Sponsor Visa’s. Will only consider candidates from top tier computer science universities and/or individuals… TheLadders.com

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Sales Material Compliance Senior Associate

The Compliance Search Group New York, NY

• Conduct complete and timely compliance reviews of advertising and sales literature materials for the sales force and corporate submitters to ensure… TheLadders.com

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Junior Compliance Associate

Leading Financial Services Firm New York, NY

” Review, assess, devise, and conduct training of our clients’ employees and management, according to client needs, particularly regarding the… Ivy Exec

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Senior Associate, Regulatory Compliance – new

KPMG 100+ Reviews New York, NY

* Participate and lead components of financial analyses and financial projections associated with hospital initiatives including facility expansion… Beyond.com

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Compliance Senior Associate, Investment Advisory and Broker-Dealer – new

New York Life 100+ Reviews New York, NY

The Senior Associate is responsible for providing compliance support to the Eagle Strategies LLC (Eagle) Registered Investment Adviser platform… Beyond.com

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Compliance, GSAM, Associative/VP – new

Goldman Sachs 100+ Reviews New York, NY

Glassdoor

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Consulting - Senior Associate - FI Compliance

McGladrey LLP 100+ Reviews New York, NY

You’re one of a kind. So is McGladrey. Imagine what we will achieve… McGladrey LLP

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Compliance Associate - Finance and Investment Industry Opportunity

Technology and Finance Firm New York, NY

The Compliance Associate will be responsible for: Providing oversight of the firms compliance program to ensure… VelvetJobs.com

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Compliance Associate - Finance and Investment Industry Opportunity

Alternative Asset Management Firm New York, NY

The Compliance Associate will be responsible for: Focusing on Dodd Frank, government mandates and regulatory rules… VelvetJobs.com

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Senior Compliance Associate

Moody's 100+ Reviews New York, NY

Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that contribute to… partner.efinancialcareers.com

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Legal & Compliance Associate

CAIS Group New York, NY

• Assist the firms General Counsel with compliance, governance and legal initiatives • Coordinate and execute ongoing compliance, governance and… Glassdoor

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Internal Audit Lead Associate - Risk & Compliance (Banking Capital Markets)

Rang Technologies Inc. 1 Review Jersey City, NJ

Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices Assist… Dice

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Senuior Compliance Associate Mutual Funds

Investment Management Firm New York, NY

” Foreign ownership backup. International Offerings backup. Minimum Requirements ” 7 – 10 years compliance experience, primarily in an asset… Ivy Exec

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IT Compliance Associate

AIG 100+ Reviews Jersey City, NJ

Compliance Associate Entry-Level compliance position for a Claims IT organization. Good opportunity to learn how… InsuranceJobs

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Compliance Associate

New York City Department of Health and Mental Hygi New York, NY

As the first municipal consumer protection agency in the country, the New York City Department of Consumer Affairs (DCA) has ensured that businesses… Beyond.com

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Compliance Associate

Parallel Partners/Next Step Systems New York, NY

Will relocate the right candidate. Will Sponsor Visa’s. Will only consider candidates from top tier computer science universities and/or individuals… TheLadders.com

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Compliance Associate

The Compliance Search Group New York, NY

• Perform continuous testing and examinations of ratings documentation for compliance with internal policies and procedures. • Work with LOB and… TheLadders.com

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