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3,966 compliance associate jobs in New York

Senior Compliance Associate - Monitoring & Examinations

FXCM, Inc. 100+ Reviews New York, NY

• Execute continuous monitoring programs to ascertain the strength of the firm's internal controls and ensure adherence to applicable laws and… FXCM, Inc.

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Compliance Associate - jr. de

Perfect Fit Placement New York, NY

• Advise clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives • Advise on… Perfect Fit Placement

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Associate Compliance/Counsel – new

Name Confidential New York, NY

* All aspects of the Corporate Compliance Program, including policies related to anti-bribery, gifts and entertainment, privacy, Code of Ethics and… Glassdoor

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Senior Compliance Associate - Central Compliance

FXCM, Inc. 100+ Reviews New York, NY

and designated tasks of the Compliance program; • Develop and provide guidance to team members. Critical Knowledge, Skills & Experience… FXCM, Inc.

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Compliance, Associate/Vice President

Goldman Sachs 100+ Reviews New York, NY

for the position include: o Providing guidance to Bank business and federation groups on a real time basis on the application of compliance… Ivy Exec

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Financial Crimes Compliance Officer - Associate Director

The Compliance Search Group New York, NY

. • Ensure any necessary Suspicious Activity Reports are prepared and filed timely. • Prepare AML and sanctions risk… TheLadders.com

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Consulting - Senior Associate - SAP Compliance

McGladrey LLP 100+ Reviews New York, NY

McGladrey has an exceptional career opportunity for a SAP Compliance & Security Senior Consultant to join our Risk Advisory Services (RAS) practice… CareerBuilder

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Bilingual Portugese Compliance Analyst Associate - 60k

Financial Services New York, NY

International Bank seeks a experienced professional to join our US Broker Dealer in the NY flagship office. • Min 1 years experience • Capturing… Financial Services

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Broker Dealer Compliance Associate

The Madison-Davis Group Inc. New York, NY

will include: Monitoring and reviewing regulatory requirements to ensure coverage for the business, and the timely implementation of its… Experteer

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SEC Compliance Associate - Corporate Financial Reporting - Finance and Investmen

JPMorgan 100+ Reviews Jersey City, NJ

and Responsibilities: The SEC Compliance Associate is responsible for ensuri… VelvetJobs.com

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Senior Associate, Compliance & Monitoring – new

KPMG International 100+ Reviews New York, NY

KPMGs Advisory Services Practice focuses on fundamental business issues managing risk, increasing revenues, controlling costs that organizations… Glassdoor

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Compliance Associate, Temporary Assignment - East Rutherford, New Jersey

Federal Reserve Bank 69 Reviews East Rutherford, NJ

* The Financial Services Group is responsible for providing banking services to the U.S. government, banks and other financial institutions. The… Beyond.com

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Associate Compliance/Counsel

Green Key Resources 24 Reviews New York, NY

* All aspects of the Corporate Compliance Program, including policies related to anti-bribery, gifts and entertainment, privacy, Code of Ethics and… Experteer

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Broker Dealer Compliance Associate – new

Name Confidential New York, NY

will include: Monitoring and reviewing regulatory requirements to ensure coverage for the business, and the timely implementation of its… Glassdoor

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Investment Management Compliance Associate

Financial Services Company New York, NY

• Ensure mandated guidelines are translated into formats that can be coded into monitoring systems and accurately reflect trading restrictions for… TheLadders.com

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Future Leader Program

Prospect 33 33 Reviews Little America, NY

Prospect 33 prides itself by employing diverse teams of industry professionals who mentor and support our Associates, offering fast-track career… Prospect 33

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Account Executive - Specialty & Tax

Bloomberg BNA New York, NY

Bloomberg BNA, a wholly-owned subsidiary of Bloomberg L.P., is a leading source of highly specialized compliance research for tax professionals… Bloomberg BNA

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