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562 compliance search jobs in New York, NY

Account Payable Manager

Geometry Global New York, NY

Geometry Global is searching for an exceptional Accounts Payable Manager to join our team within our New York office. The AP Manager will report to… Geometry Global

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Senior Compliance Officer - Anti Money Laundering Monit – new

The Compliance Search Group New York, NY

• Executing against delivery commitment related to the Global AML Project Management Organization work-streams (Governance and Oversight, Risk… TheLadders.com

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Compliance Internal Auditor – new

The Compliance Search Group New York, NY

• Conduct risk-focused audits covering the activities of the US CIB platform • Identify nature and scope of mission and perform tests on the… TheLadders.com

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Compliance Counsel - Hedge Fund – new

The Compliance Search Group New York, NY

will include, in part, developing and enhancing policies and procedures, monitoring and testing, portfolio trade surveillance, sales and marketing… TheLadders.com

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Surveillance Development and Implementation, VP – new

The Compliance Search Group New York, NY

• Manage calibration process of current Surveillance models • Act as the Americas liaison point for Surveillance programs, including managing… TheLadders.com

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Trade Surveillance Project Manager / Business Analyst

The Compliance Search Group New York, NY

The Candidate will Act as the business analyst for the project and work closely with colleagues in the Trade Surveillance team to define… TheLadders.com

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Compliance Change PMO- AVP

The Compliance Search Group New York, NY

Where the project is owned by Compliance, the role holder may have a level of responsibility (along with the relevant Subject Matter Expert) for the… TheLadders.com

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Senior Audit Manager, Anti - Money Laundering Audit Team

The Compliance Search Group New York, NY

The incumbent will be required to undertake risk assessments and perform or lead, where directed, internal audit engagements of diverse business… TheLadders.com

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Compliance Director, Head of Anti- Money Laundering

The Compliance Search Group New York, NY

• Develop the overall strategy for Global AML (GAML) Policy and Training to ensure global consistency to meet and exceed regulatory expectations… TheLadders.com

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Compliance Monitoring and Testing - AVP

The Compliance Search Group New York, NY

A Global Bank seeks a Compliance Monitoring and Testing – AVP who be responsible for carrying out reviews pursuant to FINRA Rule 3130 and/or SEC Rule… TheLadders.com

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Investment Bank Compliance Monitoring & Testing - VP

The Compliance Search Group New York, NY

A Global bank seeks an Investment Bank (IB) Compliance Monitoring & Testing (M&T), Branch Reviews, VP who will be responsible for managing delivery… TheLadders.com

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Audit Manager, Anti - Money Laundering Audit Team

The Compliance Search Group New York, NY

The incumbent’s main priority will always be BSA/AML & OFAC Compliance. However, as part of the wider Americas Audit Team and where appropriate… TheLadders.com

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Compliance Director

The Compliance Search Group New York, NY

• Manage and set direction for procedures, policies and guidelines for the Ecomm Program and provide advisory services to the supported businesses… TheLadders.com

Governance & Control Manager, AVP

The Compliance Search Group New York, NY

• Improving sensible quality standards • Driving continued efficiencies and maintaining control of their internal and external costs. • Provision of… TheLadders.com

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Global Compliance Service - Risk Assessment - AVP

The Compliance Search Group New York, NY

A global bank seeks a Corporate and Investment Banking (CIB) Risk Assessment AVP who will responsible for supporting the execution of the Compliance… TheLadders.com

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Senior Compliance Officer - Asset Management

The Compliance Search Group New York, NY

• Provide back-up to compliance advisory coverage officer overseeing various credit businesses. • Assess and ensure proper registrations for… TheLadders.com

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Sr. Compliance Officer - Investment Banking & Research

The Compliance Search Group New York, NY

This includes interpreting and assisting the business in enforcing applicable rules and regulations, managing the firm’s watch and restricted lists… TheLadders.com

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Broker/ Dealer Compliance Officer

The Compliance Search Group New York, NY

- Oversight of the preparation of board materials. - Review of compliance policies and procedures, quarterly certifications and due diligence… TheLadders.com

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