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369 head of compliance jobs in New York

Chief Compliance Officer - Finance and Investment Industry Opportunity

SEC Registered Investment Adviser New York, NY

in the Americas as the responsible Head Compliance Americas… VelvetJobs.com

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Head of Securities Compliance

Legal Professional Services New York, NY

Work as the face of compliance for regulatory relationships Manage team of three Keep up-to-date with exchange rules and relevant regulations Develop… Ivy Exec

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Business Analyst/Project Manager - Fixed Income, Investment Banking

Soho Dragon New York, NY

Perform analysis of the requirements and create functional specifications Reverse engineer existing processes (i.e. MS office macros, manual… Soho Dragon

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Interim Head of Financial Crimes Compliance

Legal Professional Services New York, NY

A large Global bank is looking for an Interim Regional Head of Financial Crimes. This role will be managing a team to ensure all Regulatory rules and… Ivy Exec

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Head of Risk and Compliance for Wealth Management

Thomson Reuters 100+ Reviews New York, NY

· Partner with Customers, Thomson Reuters’ Wealth Management Leadership Team, Information Security Risk Management (ISRM), and Office of the General… Thomson Reuters

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Compliance, Compliance Testing Group - Vice President

Goldman Sachs 100+ Reviews New York, NY

The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services… Ivy Exec

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Corporate Finance Loan Administrator - Finance and Investment Industry Opportuni

Bank/Broker Dealer New York, NY

* Assisting the Regional Head of Compliance in executing the overall compliance strategy * Develop and manage the… VelvetJobs.com

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Compliance Analyst

E*TRADE Financial 100+ Reviews Jersey City, NJ

** ? Develop and maintain databases to monitor, track, and report on Department initiatives and projects to help meet Departments strategic… Beyond.com

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Sr Compliance Manager, Model Risk Governance

RBC 100+ Reviews New York, NY

Purpose The purpose of Model Risk Governance is to provide for the governance of model risk practices globally across the enterprise while allowing… Ivy Exec

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Compliance Specialist

Quirky 33 Reviews New York, NY

You understand the world of product certification and regulatory compliance, and are accustomed to reviewing retailer requirements to ensure they are… Quirky

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Chief Compliance Officer – new

One Zero Capital New York, NY

1/0 Mortgage seeks a Chief Compliance Officer who has between 5+ years of experience to head the compliance team in… Glassdoor

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Unit Head - Interfund Agreements Unit - MRI-15-01

New York City Department of Health and Mental Hygi New York, NY

include the review of Interfund Agreement programs for compliance with Comptrollers Directives, industry construction and capital standards… Beyond.com

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North America Head of Treasury and Trade Services (TTS) Compliance

Citigroup 100+ Reviews Jersey City, NJ

The TTS Compliance Team provides independent compliance advice, guidance and support to the businesses located in 95 countries. TTS Compliance seeks… Ivy Exec

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Senior Compliance Portfolio Associate

Compliance Search New York, NY

Conduct trade reviews including best execution, trade allocation, portfolio pumping, and window dressing Review account coding on Charles River… Compliance Search

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Global Head of Product Development & Design - Health Products

American International Group 100+ Reviews New York, NY

* Reports to the Global Head of Health * Overall ownership for evolving products and services domestically and internationally; works globally but… Beyond.com

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Compliance Manager-Risk Assessments

JPMorgan Chase & Co 100+ Reviews New York, NY

This position in Commercial Banking Global Financial Crime Compliance ( GFCC ) will support the Commercial Banking (CB) line of business. The… Ivy Exec

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Compliance Review Officer - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews New York, NY

Manage and lead Compliance reviews cross divisional. This will include: Scoping reviews; Conducting interviews with Business; Performing testing… VelvetJobs.com

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Privacy Compliance Officer - VP

The Compliance Search Group New York, NY

• Ensure that the Businesses adhere to the firm’s Privacy Operating Model and the firm’s wide policies and standards, in accordance with the strategy… TheLadders.com

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Local Compliance Officer - Corporate Trust - Finance and Investment Industry Opp

Asset Management Firm New York, NY

The Legal Compliance Officer will: Assist the Regional Head of Compliance in executing the overall compliance… VelvetJobs.com

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