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775 head of compliance jobs in New York, NY

Regional Internal Auditor at National Support Center

Hudson Group Rutherford, NJ

Responsible for executing all phases of the Internal Audit engagements for the Region(s) assigned (and other areas on request), incl. planning, field… CareerBuilder

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AML/BSA Compliance Officer

JCW Search 2 Reviews New York, NY

• Perform the AML/OFAC risk assessment through the evaluation of products, services, and customers and the impact on the organization =. • Analyze… eFinancialCareers

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Head of Transaction Surveillance - Compliance

Legal Professional Services New York, NY

Manage a team group of 15+ transaction surveillance professionalsConduct SAR reportsInvestigate AML and SAR reportsSkillsMinimum of 8 years of… Ivy Exec

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Global Financial Crimes Compliance Business Management Head

JPMorgan Chase 100+ Reviews New York, NY

* Support the Global Head of GFCC and Deputy Head * Manage the GFCC budget, including headcount and expenses, Third Party Oversight, Business… Beyond.com

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Compliance Officer FRC Rates Advisory

UBS Financial Services New York, NY

to include: Advisory • Responsible for providing compliance advice to the Rates, US Treasury, US Agency, Repo, Interest Rate Swaps and Derivatives… Beyond.com

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Regulatory Developments Compliance Officer

Parkway Consulting New York, NY

and the Americas Head of Compliance Strategy with: * monitoring… responsible for assisting the CCO and the Americas Head of Compliance Ivy Exec

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Administrative Assistant - Compliance Department

SMBC Group 8 Reviews New York, NY

SMBC is seeking an Administrative Assistant to work in the Compliance Department. The role will provide general administrative support to the… Beyond.com

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Global Compliance Business Team-Workplace Initiative - Finance and Investment

JPMorgan 100+ Reviews New York, NY

• Provide project management support for the Global Compliance People Agenda and in the development and roll out of Analyst programs • Provide… VelvetJobs.com

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Compliance Officer - FX, Rates and Credit (Temporary)

Frink Hamlett Legal Solutions, Inc. New York, NY

Advisory Responsible for providing compliance advice to the Rates, US Treasury, US Agency, Repo, Interest Rate Swaps and Derivatives businesses… Beyond.com

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US Head of Commercial Bank Financial Crime Compliance - Finance and Investment I

HSBC 21 Reviews New York, NY

for providing oversight and management, of all aspects of Financial Crime Risk including impact analysis of regulatory changes, and driving… VelvetJobs.com

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Head of Accounting Operational Services - Financial Operations, Reporting and Ri

Federal Reserve Bank 71 Reviews East Rutherford, NJ

** * Responsible for the financial operations of the Reserve Bank (includes one or a number of these processes; general ledger operations… Beyond.com

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Executive Assistant- ICG Compliance - Finance and Investment Industry Opportunit

Citigroup 100+ Reviews New York, NY

Compliance who are the Director of Strategy, Planning and Testing; the Head of Compliance Regulatory and… VelvetJobs.com

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Compliance Review Officer - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews New York, NY

Manage and lead Compliance reviews cross divisionally. This will include: Scoping reviews; Conducting interviews with Business; Performing testing… VelvetJobs.com

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Compliance, Regulatory Audits and Inquiries, Associate, Jersey City - Finance an

Goldman Sachs 100+ Reviews Jersey City, NJ

Part of the Global Compliance Division, the firms Regulatory Audits & Inquiries team (A&I) is a dynamic, global team of more than 50 professionals… VelvetJobs.com

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Sr Product Development Specialist

American International Group 100+ Reviews New York, NY

* Supports the end-to-end process, which includes design, development, implementation, compliance, training support, key metrics, reporting and other… Beyond.com

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Compliance Officer FRC Rates Advisory - Finance and Investment Industry Opportun

UBS 100+ Reviews New York, NY

to include: Advisory • Responsible for providing compliance advice to the Rates, US Treasury, US Agency, Repo, Interest Rate Swaps and Derivatives… VelvetJobs.com

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Grantee Specialist

Booz Allen Hamilton 100+ Reviews New York, NY

Leverage experience, support Head Start and Early Head Start programs, and provide intensive onsite training and technical assistance to grantees… Beyond.com

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Head of Investment Advisory Compliance

The Forum Group New York, NY

• Work with other compliance and legal professionals to keep current our Compliance policies and evolve or crea… eFinancialCareers

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US Regulatory and Legal Affairs Manager

Barclay Simpson USA New York, NY

• Experience overseeing regulatory training programs. This is a newly created role and an exciting time to join a firm that will provide excellent… eFinancialCareers

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