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2,714 regulatory compliance manager jobs in New York, NY

Regulatory Inquiries Group Professional

Morgan Stanley 100+ Reviews New York, NY

The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines… Morgan Stanley

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Regulatory Compliance Manager

Cornerstone On Demand 100+ Reviews New York, NY

We think that's pretty cool. And we think it's important, because that same spirit of… Cornerstone On Demand

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Audit Manager - Regulatory Compliance, Internal Audit Group

American Express 100+ Reviews New York, NY

Include: • Effectively execute audits that include critical elements of regulatory requirements (E.G., AML/BSA,/USA Patriot Act, Fair Lending… Beyond.com

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Regulatory Compliance Project Manager

Park Hudson International 10 Reviews New York, NY

• Assisting stakeholders across Brokerage Firm in understanding SD rules and associated obligations, • Assist in the development and delivery of… eFinancialCareers

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Consulting - Manager - Regulatory Compliance – new

McGladrey LLP 100+ Reviews New York, NY

Req Id: NEMC14955 The financial industry has always been subject to its share of federal regulation. Over the last several years the regulatory… McGladrey LLP

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Regulatory Compliance Manager, Risk Advisory

Dixon Hughes Goodman 90 Reviews New York, NY

•Maintains a knowledge of current federal laws and regulations. •Assists clients with enhancing, developing, and implementing effective compliance… Ivy Exec

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Finance & Risk, Regulatory & Compliance Manager

Accenture 100+ Reviews New York, NY

By joining the Accenture Finance and Risk team you will play a central role in helping organizations achieve their strategic and derived operational… Ivy Exec

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Regulatory Compliance Project Manager

Atyeti 1 Review New York, NY

. Looking for a Regulatory Compliance Project Manager with Investment… Dice

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Manager, Regulatory Enforcement and Compliance – new

KPMG US 100+ Reviews New York, NY

KPMG clients know our insights and guidance will help them to better understand market dynamics and address the many challenges they face. Improving… KPMG US

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Compliance Director - Regulatory Unit Manager

The Compliance Search Group New York, NY

include: • Oversee the firm’s retail investments regulatory examinations process, including responses to information requests, document production… TheLadders.com

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Corporate Compliance Manager Regulatory Examinations - Securities

JPMorgan Chase 100+ Reviews New York, NY

* Provide strategic advice, communications and regular updates to management regarding the significant matters being handled… Beyond.com

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VP Regulatory Compliance Surveillance Manager

HSBC 100+ Reviews New York, NY

Serves as a key subject matter expert for assigned area(s). Provides compliance support, advice, and guidance to the first and second lines of… Ivy Exec

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Compliance Director Regulatory Unit Manager (Retail Investments)

Citi 100+ Reviews Long Island City, NY

include: Oversee CGMI retail investments regulatory examinations process, including responses to information requests, document production… Citi

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FSO Technology Solutions Delivery, Regulatory Compliance Manager - Finance and Investment Industry Opportunity

Ernst & Young 100+ Reviews New York, NY

FSO Technology Solutions Delivery, Regulatory Compliance Manager (Multiple Positions), Ernst &… VelvetJobs.com

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Manager, Regulatory Compliance – new

KPMG US 100+ Reviews New York, NY

KPMG clients know our insights and guidance will help them to better understand market dynamics and address the many challenges they face. Improving… KPMG US

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Compliance Director-Regulatory Unit Manager (Retail Investments) -

Paramount Solutions Inc Long Island City, NY

include: Oversee CGMI retail investments regulatory examinations process, including responses to information requests, document production… Paramount Solutions Inc

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Regulatory Compliance Officer - Portfolio Management and Trade Support

PIMCO New York, NY

The Compliance Officer is responsible for working with the Regulatory Compliance team to facilitate PIMCO’s compliance program. The candidate will… PIMCO

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Vice President, Regulatory Compliance

Duff & Phelps Corporation New York, NY

Kinetic Partners, a Division of Duff & Phelps, provides a full range of award-winning consulting, regulatory compliance, corporate recovery, forensic… Duff & Phelps Corporation

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