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875 senior associate compliance jobs in New York, NY

Future Leader Program

Prospect 33 33 Reviews Little America, NY

Prospect 33 prides itself by employing diverse teams of industry professionals who mentor and support our Associates, offering fast-track career… Prospect 33

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Senior Compliance Associate - Monitoring & Examinations

FXCM, Inc. 100+ Reviews New York, NY

• Execute continuous monitoring programs to ascertain the strength of the firm's internal controls and ensure adherence to applicable laws and… FXCM, Inc.

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Senior Associate, Regulatory Compliance – new

KPMG 100+ Reviews New York, NY

Perform operational assessments of financial departments with a focus on documentation and coding, revenue capture, care delivery, and quality… Experteer

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Buy Side Compliance- Senior Associate

Rockwood Search Associates 1 Review New York, NY

Premium provider of outsourced compliance officer services seeks individuals with hedge fund, private equity or asset management legal or compliance… Job Board

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Senior Compliance Analyst / Associate - Finance and Investment Industry Opportun

RBC Financial Group 100+ Reviews New York, NY

Outside Business Activities (OBA) and Private Investments (PI) Receive incoming OBA and PI forms (1) review for accuracy and completeness; and… VelvetJobs.com

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Senior Compliance Associate; Mutual Funds

Leading Financial Services Firm New York, NY

Coding in Eze Castle for all client investment guidelines. Eze Castle compliance alerts. Trading Committee preparation of materials, broker… Ivy Exec

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Senior Associate Independence Compliance Operations

PwC 100+ Reviews Jersey City, NJ

Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the… Beyond.com

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Senior Associate, Regulatory Compliance – new

KPMG US 100+ Reviews New York, NY

KPMG's Advisory Services Practice focuses on fundamental business issues - managing risk, increasing revenues, controlling costs - that… KPMG US

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Senior Agency Compliance Associate

MetLife 100+ Reviews New York, NY

* Ensures agency activities and materials comply with company policy and state and federal insurance department regulations. * Serves as back-up… Beyond.com

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Senior Associate - Compliance Standards Consultant

New York Life 100+ Reviews New York, NY

- Assist Managing Partner in Agent Supervision.- Complete Unannounced Annual Reviews.- Review incoming correspondence and handle red flags as… Ivy Exec

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Consulting - Senior Associate - SAP Compliance

McGladrey LLP 100+ Reviews New York, NY

McGladrey has an exceptional career opportunity for a SAP Compliance & Security Senior Consultant to join our Risk Advisory Services (RAS) practice… CareerBuilder

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Senior Compliance Associate - Finance and Investment Industry Opportunity

Bank/Broker Dealer New York, NY

* Draft internal memos and professional correspondence * Understand and develop knowledge of regulatory guidelines and how they influence firm's… VelvetJobs.com

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Senior Compliance Analyst / Associate

RBC Dexia 55 Reviews New York, NY

Outside Business Activities (OBA) and Private Investments (PI) • Receive incoming OBA and PI forms (1) review for accuracy and completeness; and… RBC Dexia

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AVP/Senior AML Compliance Associate

Boutique Accounting Firm New York, NY

Monitor and investigate customer transactions based on cases generated by the automated monitoring system Interface with account officers… Ivy Exec

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Senior Compliance Analyst / Associate

Royal Bank of Canada 100+ Reviews New York, NY

. PURPOSE: • Administer and oversee employee compliance with Firm policy, SEC and FINRA rules and regulations with respect to Employee… Royal Bank of Canada

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Senior Compliance Associate - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

of the Compliance program - See more at:… VelvetJobs.com

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