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1,613 senior compliance analyst jobs in New York, NY

Portfolio Operations Analyst

AXA Advisors New York, NY

AXA Equitable is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment… AXA Advisors

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Vice President, Investment Management Compliance

Morgan Stanley 100+ Reviews New York, NY

We seek a Compliance Professional to join the Investment Management Compliance Department with a primary focus on the Managed Futures business. The depart… Morgan Stanley

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Senior Compliance Analyst- AML

Citi 100+ Reviews Jersey City, NJ

• The candidate must have strong research skills, advanced skill in the use of Microsoft Word, Excel, Access, PowerPoint, Outlook and experience with… StartWire

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Financial Controls and SOX Compliance Senior Analyst – new

Time Inc. 100+ Reviews New York, NY

Assist in annual risk assessment and perform internal control testing (walkthrough and testing) of company processes to ensure controls are working… Ivy Exec

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Compliance Analyst - Associate / Senior Associate

The Compliance Search Group New York, NY

• Support the Compliance function by performing a variety of Corporate Compliance related tasks. The candidate will have responsibility for handling… TheLadders.com

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Senior Compliance Analyst

E*TRADE Financial 100+ Reviews Jersey City, NJ

**THE COMPANY** E*TRADE, a diversified financial services holding company, by and through its subsidiaries, is a global provider of financial… Beyond.com

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Senior Compliance Analyst – new

IBM 100+ Reviews New York, NY

This role is a senior level position that requires subject matter expertise in Information Technology (IT) information security, logical & physical… IBM

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AML Senior Compliance Analyst, Surveillance

MetLife 100+ Reviews New York, NY

* The individual will be responsible for assisting the Anti-Money Laundering Compliance Unit in satisfying its obligations with respect to MetLifes… Beyond.com

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Senior Compliance Analyst - Banking

PCA 36 Reviews Lake Success, NY

Assist in the annual Risk Assessments; perform internal control reviews independently; execute detailed audit procedures, including reviewing… TheLadders.com

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Senior Compliance Analyst- Control Group (Research)

Citibank 100+ Reviews New York, NY

• Engage with legal and compliance colleagues in Citi's U.S. and overseas offices, investmen… Citibank

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Senior Compliance Analyst Control Group (Research) - Finance and Investment Industry Opportunity

Citigroup 100+ Reviews New York, NY

• The Research Clearance and Chaperoning team is part of the North America Control Group in ICG Compliance and works separate shifts covering the… VelvetJobs.com

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Senior Compliance Analyst

NYU Medical Center 100+ Reviews New York, NY

NYU Langone Medical Center, a world-class, patient-centered, integrated, academic medical center, is one of the nation's premier centers for… Beyond.com

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AML Senior Compliance Analyst OFAC & Training

MetLife 100+ Reviews New York, NY

also will include coordinating MetLifes AML training program and supporting various investigative and reporting functions performed by the AML… Beyond.com

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Senior Compliance Analyst- AML Investigations - Finance and Investment Industry Opportunity

Citigroup 100+ Reviews Long Island City, NY

• Collect and examine financial statements and documents to assist in identifying unusual transaction patterns. • Conduct research over available… VelvetJobs.com

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SOX Compliance Senior Analyst

J&J Family of Companies Piscataway, NJ

* Johnson & Johnson Health Care Systems Inc. is recruiting for a SOX Compliance Senior Analyst Beyond.com

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Senior Compliance Analyst - CFPB Monitoring/Regulatory

Citigroup 100+ Reviews New York, NY

The Compliance Monitoring team will be responsible for management of the CFPB Quarterly Monitoring Program including, but not limited to, timely and… Ivy Exec

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Senior Compliance Analyst

IBG LLC 4 Reviews Greenwich, CT

Focus will primarily be on the ability to identify and research potential compliance problems; analyze complex issues; and apply compliance and risk… Beyond.com

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Regulatory Compliance Officer - Portfolio Management and Trade Support

PIMCO New York, NY

The Compliance Officer is responsible for working with the Regulatory Compliance team to facilitate PIMCO’s compliance program. The candidate will… PIMCO

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Vice President, Regulatory Compliance – new

Duff & Phelps Corporation New York, NY

Kinetic Partners, a Division of Duff & Phelps, provides a full range of award-winning consulting, regulatory compliance, corporate recovery, forensic… Duff & Phelps Corporation

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