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673 senior compliance officer jobs in New York, NY

Senior Compliance Officer- Operations & Technology

Citi New York, NY

• The candidate must be able to work collaboratively with the businesses they support, providing compliance guidance and administering Compliance… StartWire

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Vice President, Compliance

Morgan Stanley 100+ Reviews New York, NY

Global investment management firm seeks Compliance Professional to join the Investment Management Compliance Department with a primary focus on the… Morgan Stanley

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Senior Compliance Officer- ICG Testing – new

Citi 100+ Reviews Jersey City, NJ

Bachelors degree and 7+ years experience in the Trading and Capital Markets businesses that would provide working knowledge of equities and fixed… StartWire

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Senior Compliance Officer – new

McGraw Hill Financial 100+ Reviews New York, NY

Supporting the development and implementation of a business appropriate Global AML, KYC, and Sanctions program. Actively participate and contribute… Ivy Exec

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Senior Compliance Officer

New York, NY

• In conjunction with department heads, conduct an annual review to determine that selected controls are working effectively in accordance with FINRA… CareerBuilder

Assistant Vice President Senior Compliance Officer RMA - Finance and Investment

HSBC 21 Reviews New York, NY

• Updates compliance risk system of record (Sharepoint/Orion) with new regulatory obligations to facilitate the compliance risk assessment and… VelvetJobs.com

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Vice President Senior Manager Local Compliance Officer - Finance and Investment

HSBC 100+ Reviews New York, NY

Develops and maintains appropriate compliance policies, programs, and controls for area(s) of responsibility, with minimal supervision. Works… VelvetJobs.com

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Senior Compliance Officer

The Compliance Search Group New York, NY

include - Creating and updating of policies and procedure. - Performing monitoring/surveillance. - Reviewing marketing materials and assist in… TheLadders.com

Front Office- Senior Compliance Officer

Rockwood Search Associates 1 Review New York, NY

Large Top tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor… Job Board

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SENIOR COMPLIANCE OFFICER

BNP Paribas Investment Partners 15 Reviews New York, NY

and New York. We have an excellent opportunity for a Senior ComplianceCompliance Officer will be responsible for various regulatory compliance… Percipio Media

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Senior Trading Compliance Officer

Confidential New York, NY

? Maintain current Firm written supervisory procedures and enhance as applicable. ? Respond to real-time inquiries from traders, sales persons… Percipio Media

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Senior Compliance Officer- Control Group Advisory

Citi 100+ Reviews New York, NY

The ideal candidate will have a BA/BS degree in a related field along with a minimum of seven years of providing control group, capital markets… StartWire

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Senior Compliance Officer- ICG Testing – new

Citibank 100+ Reviews Jersey City, NJ

The Senior Control Officer must be able to work independently to perform risk and control analysis, execute testing, summarize results to senior… Citibank

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Security Technology Compliance Manager (Senior Officer level)

Hyatt Leader 2 Reviews Paramus, NJ

- Lead development of IT security technology compliance strategy. - Lead the implementation of processes and procedures supporting tools and te… Dice

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AVP Senior Compliance Data Governance Officer – new

HSBC Mexico 21 Reviews New York, NY

• Provides oversight to and executes the Compliance Data Governace Policy. Will build out and maintain a Compliance Metadata Repository and Data… HSBC Mexico

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Senior Compliance Officer - AML / KYC Program Officer

The Compliance Search Group New York, NY

• Responsible for the Control Event Management and Compliance Advisement portion of the bank’s KYC Program • Design and develop method and process… TheLadders.com

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Senior Compliance Officer

MJ Boyd Consulting 1 Review New York, NY

MJ Boyd Consulting

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Executive Director, Human Resources - Technology

Cengage Learning Boston, MA

The Executive Director is accountable for developing strong relationships with key leader constituents – particularly the Chief Technology Officer to… Cengage Learning

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Senior Compliance Officer- Control Group

Citi New York, NY

The ideal candidate will have a BA/BS degree in a related field along with a minimum of seven years of experience providing control group, capital… StartWire

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