Refine Results

Distance:


Freshness:




See who you know at
these companies

513  Senior Compliance Officer Jobs in New York, NY

Senior Compliance Officer Surveillance

Citi Jersey City, NJ

Retail Surveillance provides compliance coverage for the Citi Private Bank and Citi Wealth Management business lines, including the international… Citi

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer Equities

Citi New York, NY

include providing day-to-day Compliance advice related to trading, sales practices, operations, financial requirements, position limits, and guidance… Citi

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer Asset Management – new

Legal Professional Services New York, NY

The Senior Compliance Officer will satisfy SEC Rule 38a-1 of… for advisers and SEC Rule 38a-1 for funds. Senior ComplianceIvy Exec

  • Overview

Senior Compliance Officer Architecture Strategy

Citi 100+ Reviews Long Island City, NY

The Business Analyst is a member of Global Compliance Architecture & Strategy (A&S), which is responsible for risk assessments, metrics and other… Citi

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer

Leading Financial Services Firm New York, NY

Development and delivery of training programs. Requirements For the Senior Compliance OfficerIvy Exec

  • Web Search

Senior Compliance Officer - Asset Management

BNY Mellon 100+ Reviews New York, NY

As one of the world's leading investment management organizations and one of the top U.S. wealth managers, BNY Mellon Investment Management combines… BNY Mellon

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer - Asset Management

New York, NY

The Senior Compliance Officer will work with the CCO to manage all aspects of the firm s… us.experteer.com

We want your feedback – Are these results helpful to you?  Yes | No

Senior Compliance Officer

ING 100+ Reviews New York, NY

including participating in projects and work closely with colleagues to solve problems. KEY RESPONSIBILITIES 1. Provide… CareerBuilder

  • Overview
  • Reviews
  • Salaries

Senior Corporate Compliance Officer

Bank of the West 100+ Reviews New York, NY

What sets Bank of the West apart from other banks is our team membersthey embody the optimistic spirit of the West. There is a spirit here that… Beyond.com

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer - Finance and Investment Industry Opportunity

NY-based Bank New York, NY

* Review of the swap dealer and FCM policies and procedures and test them for effectiveness, including analysis of resources set aside for compliance… VelvetJobs.com

  • Web Search

Senior Compliance Officer

JPMorgan Chase & Co 100+ Reviews Jersey City, NJ

will include participating in scheduling, executing and enhancing the Compliance Test Program. Performs testing to ensure the regulatory control… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer Fair Lending Program Manager

Citi 100+ Reviews Long Island City, NY

The incumbent will be a key member of the Corporate Fair Lending team, which has responsibility for the enterprise-wide fair lending Compliance… Citi

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer

ING Financial Services 9 Reviews New York, NY

What is ING? ING U.S. Investment Management (ING U.S. IM), which plans to rebrand as Voya Investment Management in May 2014, is a leading active… Beyond.com

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer

Green Key Resources 17 Reviews New York, NY

* Review of the swap dealer and FCM policies and procedures and test them for effectiveness, including analysis of resources set aside for compliance… Glassdoor

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer - Finance and Investment Industry Opportunity

Hedge Fund New York, NY

$15bn+ AUM hedge fund trading in 200+ markets globally. Function as primary liaison from Compliance to Trading, Portfolio Construction and Risk… VelvetJobs.com

  • Web Search

Senior Compliance Officer / AML - Investment Bank

Selby Jennings 3 Reviews New York, NY

The role will report directly into the Head of Compliance and will involve interaction with internal and external regulatory bodies. The role gives… Glassdoor

  • Overview
  • Reviews

Senior Compliance Officer - Global Wealth Management (GWM) Testing

JPMorgan Chase 100+ Reviews Jersey City, NJ

**JP Morgan Chase & Co**. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than… Beyond.com

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer - Asset Management

BNY Mellon New York, NY

As one of the world's leading investment management organizations and one of the top U.S. wealth managers, BNY Mellon Investment Management… partner.efinancialcareers.com

  • Overview
  • Reviews
  • Salaries

Senior Software Engineer - Bloomberg Vault User Experience

Bloomberg L.P. New York, NY

The system provides the tools for real-time compliance checking, policy management, supervision, ingestion, indexing, searching and reporting. These… Bloomberg L.P.

  • Overview
  • Reviews
  • Salaries
Be the first to get new jobs like these:

Glassdoor is the only job search with a view from the inside. 513 Senior Compliance Officer jobs in New York, NY - plus company salaries, reviews, and more posted by employees.