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21 sifma jobs in New York, NY

Sr Associate, Communications

SIFMA 9 Reviews New York, NY

The Securities Industry and Financial Markets Association (SIFMA) is the voice of the U.S… for individual and institutional clients including mutual funds and retirement plans. SIFMA, with offices in New… SIFMA

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AVP, Regional Programs

SIFMA 9 Reviews New York, NY

The Securities Industry and Financial Markets Association (SIFMA) is the voice of the U.S… in assets for individual and institutional clients including mutual funds and retirement plans. SIFMA SIFMA

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Municipal General Counsel

Jefferies 100+ Reviews New York, NY

of potential compliance issues and the conduct of regulatory examinations; Participate at SIFMA and other… Ivy Exec

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Senior Manager, Technology Compliance

E*TRADE Financial 100+ Reviews New York, NY

on securities industry committees and working groups, such as SIFMA and FIF, focused on responses… Beyond.com

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Senior Manager, Technology...

E*TRADE Financial 100+ Reviews New York, NY

and working groups, such as SIFMA and FIF, focused on responses to or implementation of regulatory changes… E*TRADE Financial

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Compliance Officer - Markets/Equity Derivatives (Vice President)

Deutsche Bank 100+ Reviews New York, NY

be required. Additionally, play an advocacy role representing the Firm in industry efforts (e.g., SIFMA, FIF… Ivy Exec

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Market Risk, ALM, Liquidity Risk Manager (QRM) - Financial Services

Leading Financial Services Firm New York, NY

. The role is also involved with regulatory issues (FINRA, CFTC, SIFMA) for the broker-dealer… Ivy Exec

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Senior Audit Manager Consumer\Retail

Citi 100+ Reviews New York, NY

licenses (Series 7, 24, etc) or SIFMA certified auditor. Key Responsibilities: Develops and executes… Citi

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Senior Audit Manager Consumer\Retail

Citi 100+ Reviews New York, NY

licenses (Series 7, 24, etc) or SIFMA certified auditor. Key Responsibilities: Develops… Citi

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Wealth Management Broker-Dealer and Capital Markets Attorney Officer

Morgan Stanley 100+ Reviews New York, NY

of agreements and vendor contracts; participating in industry group meetings through SIFMA and identifying Legal… Morgan Stanley

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Wealth Management Broker-Dealer and Capital Markets Attorney Officer

Morgan Stanley 100+ Reviews New York, NY

and negotiation of agreements and vendor contracts; participating in industry group meetings through SIFMA Ivy Exec

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Wealth Management Broker-Dealer and Capital Markets Attorney VP/ED

Morgan Stanley 100+ Reviews New York, NY

in industry group meetings through SIFMA and identifying Legal, Franchise and other risks. Primary… Ivy Exec

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