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32 Senior Compliance Officer Jobs in Redwood City, CA

Senior Compliance Officer

RS Investment Management 2 Reviews San Francisco, CA

including procedures, requirements of holding disclosures, and annual certifications. • Provide ongoing training to… Glassdoor

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Senior Marketing Compliance Officer

Bank of the West 100+ Reviews San Francisco, CA

RequirementsThe Senior Marketing Compliance Officer is primarily responsible for ensuring that… Glassdoor

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Vice President, Fair Lending Officer – easy apply

First Republic (CA) 53 Reviews San Francisco, CA

We are seeking a highly qualified Vice President, Fair Lending Officer who has in-depth experience in implementing and maintaining an effective Fair… First Republic (CA)

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Senior Director Compliance Advisory

The Compliance Search Group San Francisco, CA

include: • Conducting ongoing periodic assessment of the overall Compliance Program and ensure internal controls, policies and procedures, systems… TheLadders.com

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Chief Compliance Officer - Mutual Funds, Investment Management

The Compliance Search Group San Francisco, CA

will include developing the creation and administration of compliance programs for the entire advisory complex, directing, developing, implementing… TheLadders.com

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Sr. Director - Global Anti-Money Laundering & Anti-Terrorist Financing

Visa 100+ Reviews Foster City, CA

As a global payment system, Visa maintains a global anti-money laundering and anti-terrorist financing (AML/ATF) program established under formalized… Ivy Exec

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Complex Risk Officer - Finance and Investment Industry Opportunity

Morgan Stanley 100+ Reviews Menlo Park, CA

Surveillance and Supervision · Primarily responsible for all risk, supervisory, and compliance functions for either the legacy Morgan Stanley or… VelvetJobs.com

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Sr Director of Bank Compliance (Strategy) - Finance and Investment Industry Oppo

Financial Services Institution 1 Review San Jose, CA

include: • Conducting ongoing periodic assessment of the overall Compliance Program and ensure internal controls, policies and procedures, systems… VelvetJobs.com

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Senior Manager, Customs Compliance and Strategy, Global eCommerce

Walmart 100+ Reviews San Bruno, CA

• Leads Manages third-party consultant compliance relationships by setting performance expectations; monitoring and tracking current performance… Glassdoor

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Senior Consultant -- Testing & Monitoring Compliance – new

M Squared Consulting, a SolomonEdwards company San Francisco, CA

Ensure that test work and deliverables are aligned with business objectives and regulatory commitments. Coordinates to ensure alignment with broader… Glassdoor

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Senior Manager Customs Compliance and Strategy Global eCommerce

Walmart eCommerce 100+ Reviews San Bruno, CA

The Global eCommerce (GeC) Customs Compliance and Strategy, Subject Matter Expert is responsible for developing the strategy relating to Customs… Glassdoor

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SVP, COMPLIANCE DIRECTOR - FUNDS

PNC Mortgage 35 Reviews San Jose, CA

• Conduct an annual review of the policies and procedures to determine their adequacy and effectiveness… Glassdoor

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SVP, COMPLIANCE DIRECTOR - FUNDS

PNC Financial Services Group 100+ Reviews San Jose, CA

• Conduct an annual review of the policies and procedures to determine their adequacy and effectiveness… Glassdoor

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Vice President, National Tax Compliance

Kaiser 100+ Reviews Oakland, CA

The Vice President, National Tax Compliance is the key financial executive responsible for providing leadership in: designing, implementing and… HealthJobsWeb

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Senior Security Consultant: Security Strategy, Risk and Compliance

IBM 100+ Reviews San Francisco, CA

Candidates should be experienced information security consulting professionals with demonstrated experience performing security assessments and… Glassdoor

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