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259 regulatory compliance lawyer jobs

Compliance Investigations Counsel

Johnson Controls Milwaukee, WI

• Provides timely reports to the GCIC and senior management regarding the status of investigations. • Provides written investigation status… Johnson Controls

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Regulatory Counsel

The Madison-Davis Group Inc. New York, NY

Looking for an experienced regulatory and compliance lawyer who understands the financial markets,… Experteer

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Brokerage Compliance Officer, VP - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

will include: * Advising business persons on regulatory and compliance requirements with respect to new business initiatives, utilizing innovative… VelvetJobs.com

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Assistant General Counsel (Compliance)

Exelon Corporation 100+ Reviews Baltimore, MD

Join Exelon and share your passion at a forward-thinking Fortune 150 company. Establish yourself in a place where you can truly shine and create a… CareerBuilder

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Alternatives Lawyer

Pimco 99 Reviews Newport Beach, CA

include: Develop, document, launch and maintain private funds, Negotiate and manage side letters Manage all regulatory issues associated with private… Ivy Exec

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Associate Compliance/Counsel - Finance and Investment Industry Opportunity

Bank/Broker Dealer New York, NY

* All aspects of the Corporate Compliance Program, including policies related to anti-bribery, gifts and entertainment, privacy, Code of Ethics and… VelvetJobs.com

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Corporate Counsel - Litigation and Compliance

Confidential Chicago, IL

Our client, a publicly-traded processing and distribution company, is looking for an experienced litigator with 4+ years of experience to join its… CareerBuilder

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Asset & Wealth Management Legal Group

The Compliance Search Group New York, NY

The position will require working closely with the relevant Business units, the Compliance Department and other parts of the Legal Department… TheLadders.com

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Head of Legal and Regulatory

American Tower Corporation 99 Reviews Boston, MA

Negotiate and draft wide range of contracts, including transactional, master lease, land lease, and acquisition agreements;Research and draft… Ivy Exec

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Sr Compliance Counsel

Avon Products INC. 100+ Reviews New York, NY

The Compliance Counsel will support the Vice President, Legal & Compliance and ensure that these policies and procedures are implemented… TheLadders.com

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Vice President and Assistant General Counsel, Office of Ethics and Compliance

Sodexo 100+ Reviews Gaithersburg, MD

The Vice President and Associate General Counsel, Office of Ethics and Compliance, along with the Legal and Ethical Steering Committee, oversees the… CareerBuilder

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Senior Compliance Counsel / Deputy CCO - Finance and Investment Industry Opportu

Global Equity Fund New York, NY

Reporting to the Chief Compliance Officer, the Senior Compliance Counsel / Deputy CCO will be responsible for: Building and maintaining the… VelvetJobs.com

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Senior Counsel and Director of Compliance

K+S Consulting Houston, TX

The Position would have the primary responsibility to run the internal compliance program of the healthcare network including compliance with State… TheLadders.com

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Senior Counsel & Compliance Manager - Finance and Investment Industry Opportunit

Leading NY-based Alternative Investment Firm New York, NY

Point person to work closely with the Chief Compliance Officer to manage all facets of compliance program. Oversee preparation of updates of Form ADV… VelvetJobs.com

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Health Care Associate with 3-5 years of experience

BCG Attorney Search 1 Review New York, NY

This firm is one of the best for immigration and labor issues. With some of the best and most knowledgeable support staff, this New York firm handles… CareerBuilder

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Senior Regional Compliance Counsel - Latin America and North America – new

Weatherford 100+ Reviews Houston, TX

Advise on ethics and compliance matters in Latin America and North America. Develop, conduct and supervise training on compliance policies and… Ivy Exec

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AVP, Assoc. Counsel & Dir. of Reg. Compliance

MultiPlan 62 Reviews Waltham, MA

1.Collaborate with management and other departments to provide guidance on matters relating to all aspects of reporting and compliance. 2.Manage… CareerBuilder

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In-House Compliance Securities Attorney

Chicago, IL

include drafting compliance manuals, Form ADVs,regulatory filings (blue sky, Form D, Form 13's) and research memos.Familiarity with federal… CareerBuilder

In-House Legal Attorney

Confidential City of Industry, CA

Minimum 5 years experience, qualified Lawyer specializing in corporate and legal affairs. He / She should join the main office of an International… CareerBuilder

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