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4,388 regulatory compliance officer jobs

Compliance Officer-Regulatory and Policy

Citi Buffalo, NY

• Ability to work collaboratively across multiple disciplines and engage with management as… StartWire

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Broker/Dealer Compliance Officer (Series 7 & 24 Required) – easy apply

Gradient Financial Group Arden Hills, MN

• Promptly reviews and approves advertising material submitted to Compliance. • Works directly with marketing department to develop compliant… Gradient Financial Group

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Compliance Officer-Regulatory and Regulation Response

Citi 100+ Reviews Irving, TX

• Familiarity with, as well as an ability to understand consumer laws and regulations impacting consumer financial services ( e.g. Truth in Savings… StartWire

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Training and Regulatory Developments Compliance Officer – new

Brown Brothers Harriman 100+ Reviews New York State

BBH is committed to diversity, innovation and globalization. Our culture is driven by our goal to provide the best solutions and services to our… Beyond.com

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Regulatory Compliance Officer

Confidential Phoenixville, PA

can be viewed at www.vfsa.com under Whats New.Please forward resume to bingham@vfsa.com; fax: 610-983-9684; or mail to: HR/RCO Valley Forge… TheJobNetwork

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Regulatory Exams Compliance Officer

Credit Suisse 100+ Reviews New York, NY

We Offer... Manage regulatory exams initiated by the SEC, FINRA and other SROs.Obtain, review and organize documents to be produced in connection… Ivy Exec

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Compliance Regulatory Risk Officer

Wedbush 50 Reviews Los Angeles, CA

include, but are not limited to:Testing, verification and audit of the firm s policies and proceduresUpdate the firm s policies and procedures where… Ivy Exec

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Regulatory Compliance Officer

Valley Forge Sewer Authority Phoenixville, PA

can be viewed at www.vfsa.com under Whats New.Please forward resume to bingham@vfsa.com; fax: 610-983-9684; or mail to: HR/RCO Valley Forge Sewer… Percipio Media

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Compliance Officer Regulatory Operations Specialist, Manhattan

Signature Bank 7 Reviews New York, NY

Signature Bank, member FDIC, is a New York-based full-service commercial bank with private client offices throughout the New York metropolitan area… Signature Bank

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Compliance Officer, Regulatory Program Management

Santander Bank N.A. 48 Reviews Boston, MA

Advise compliance teams on the action plans around compliance related initiatives. Work with various… CareerBuilder

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Law Jobs-Jdhuntr-13711 Senior Compliance Officer, Compliance/Regulatory

In-House Counsel Jobs | JDHUNTR New York, NY

In-House Counsel Jobs, in-house jobs, law jobs, legal jobs, law careers, in-house legal jobs, lawyer jobs, attorney jobs, general counsel jobs… In-House Counsel Jobs | JDHUNTR

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Regulatory Compliance Officer

The Compliance Search Group Boston, MA

• Contributing to the development, deployment and enforcement of compliance policies and procedures. • Providing real time advice and support to… TheLadders.com

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Global Regulatory Advisory - Compliance Officer

Experteer 9 Reviews New York, NY

This individual will be a Compliance Officer in the newly created Global Regulatory Advisory Group in Compliance. Due to the ongoing pace of… Percipio Media

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Regulatory Compliance Officer

HSBC 21 Reviews Mettawa, IL

Under direct supervision, Regulatory Compliance Officers are… risks and assist senior regulatory officers in providing… Ivy Exec

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Senior Compliance Officer- Regulatory and Regulation Response

Citi 100+ Reviews Irving, TX

• Familiarity with, as well as an ability to understand consumer laws and regulations impacting consumer financial services ( e.g. Truth in Savings… StartWire

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Global Regulatory Advisory - Compliance Officer - Finance and Investment Industry Opportunity

Bank/Broker Dealer New York, NY

This individual will be a Compliance Officer in the newly created Global Regulatory Advisory Group in Compliance. Due to the ongoing pace of… VelvetJobs.com

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Regulatory Exams Compliance Officer - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews New York, NY

You Offer... 5-7 years of relevant Compliance/Regulatory experience, or equivalent; Bachelors Degree required; JD, MBA or prior experience at a… VelvetJobs.com

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Compliance Officer - CFPB Monitoring/Regulatory

Citi Long Island City, NY

• 5+ years of work experience in compliance or audit; project management skills are a plus. • Familiarity with consumer laws/regulations and… StartWire

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Compliance Officer, Regulatory Program Management

Santander Bank N.A. Boston, MA

Advise compliance teams on the action plans around compliance related initiatives. Work with various… CareerBuilder

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