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2,459 regulatory compliance officer jobs

Regulatory Compliance Officer

Starpoint Solutions 27 Reviews Boston, MA

The Compliance Officers responsibilities include: • Supporting multiple core complia… PostJobFree

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Manager, Regulatory Compliance

ikaSystems Corporation Southborough, MA

The Manager, Regulatory Compliance reports to the General Counsel/Chief Compliance Officer and performs the following functions: • Monitor… ikaSystems Corporation

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Chief Regulatory Officer/ Chief Compliance Officer

Waddell and Reed 100+ Reviews Overland Park, KS

The Chief Regulatory Officer (CRO) / Chief Compliance Officer (CCO) is primarily responsible for… Glassdoor

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Chief Regulatory Officer/ Chief Compliance Officer

Ivy Funds 1 Review Overland Park, KS

The Chief Regulatory Officer (CRO) / Chief Compliance Officer (COO) is primarily responsible for… Glassdoor

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VP - Domestic Regulatory Compliance Officer

Argo Group US 14 Reviews Richmond, VA

Domestic Regulatory Compliance Officer for its Corporate Legal Department… Glassdoor

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Senior Compliance Officer Regulatory and Regulation Response

Citi 100+ Reviews Irving, TX

(1) to identify legislative or regulatory proposals or changes that may indirectly impact a Consumer business within Citi, and to ensure the impacted… Glassdoor

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Regulatory Compliance Officer

Ohio State University Medical Center 84 Reviews Columbus, OH

Regulatory Compliance Officer (Job Opening 382847) - Regulatory Glassdoor

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Compliance Officer Sanctions Regulatory

Citi 100+ Reviews Long Island City, NY

• Provide advice to lines of business on sanctions regulations and Citi policy, including disposition of global escalation of OFAC matches identified… Glassdoor

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Regulatory Compliance Officer

Name Confidential Boston, MA

Tracing our roots to 1928, Wellington Management Company, LLP is one of the worldâs largest independent investment management firms. With US… Glassdoor

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Compliance Officer CFPB Monitoring\Regulatory

Citi 100+ Reviews Long Island City, NY

The ideal candidate will have day-to-day responsibility for document production, preliminary document review, timely and accurate record keeping of… Glassdoor

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Compliance Officer Regulatory (Buffalo N.Y.)

Citi 100+ Reviews Buffalo, NY

include: filing branch office registrations; initial filing, maintenance, and termination of individuals' registrations/licenses; filing regulatory… Glassdoor

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Chief Compliance Officer – easy apply

Prospect Education Reno, NV

All licensing and accrediting matters including: • New applications • Annual Reports • Preparing schools for regulatory visits… Prospect Education

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Senior Compliance Officer Regulatory (Buffalo N.Y.)

Citi 100+ Reviews Buffalo, NY

include: • filing branch office registrations; initial filing, maintenance, and termination of individuals' registrations/licenses; • filing… Glassdoor

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Senior Compliance Officer Regulatory Projects Risk Assesments

Citi 100+ Reviews Jersey City, NJ

As a member of the Institutional Client Group Compliance Strategy and Planning team, this Senior Compliance Officer will lead highly-visible ICG… Glassdoor

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Compliance Officer Markets Regulatory Implementation

Citi 100+ Reviews New York, NY

The Institutional Clients Group is seeking a candidate who will report to the Compliance Director, Markets Regulatory Implementation. This position… Glassdoor

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Director, Compliance Monitoring & Testing – easy apply

First Republic (CA) 86 Reviews San Francisco, CA

The Director, Compliance Monitoring & Testing position reports to the Bank Chief Compliance Officer (CCO). We are looking for a Director, Compliance… First Republic (CA)

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Lending Compliance Analyst

Scottrade 100+ Reviews Saint Louis, MO

• Develop and perform loan compliance testing and monitoring. • Research lending compliance issues or regulatory changes and influence process… Scottrade

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Vice President, Compliance Officer – new

Hudson Advisors 29 Reviews Dallas, TX

This position manages Compliance Department programs and projects as assigned by the Chief Compliance Officer (“CCO”) and Deputy CCO to help Hudson… Hudson Advisors

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Senior Compliance Officer (Regulatory)

Huxley Associates 41 Reviews Boston, MA

This Compliance Officer position with a respected global Investment Manager offers the opportunity to play a senior role in the oversight of… Experteer

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