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1,893 Regulatory Compliance Officer Jobs

Global Regulatory Compliance Officer - Finance and Investment Industry Opportuni

Financial Services Firm 1 Review New York, NY

The Global Regulatory Compliance Officer will be responsible for: Tracking, assessing, and… VelvetJobs.com

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Global Regulatory Advisory - Compliance Officer - Finance and Investment Industr

Bank/Broker Dealer New York, NY

This individual will be a Compliance Officer in the newly created Global Regulatory Advisory Group in Compliance. Due to the ongoing pace of… VelvetJobs.com

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Regulatory Compliance Analyst – easy apply

Bronx Prescription Center South Inc. Bronx, NY

s & correct UB-04 billing of units; Identify incomplete or inconsistent documentation within medical & pharmacy records; Develop complex algorithms… Bronx Prescription Center South Inc.

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Compliance Director

The Reading Hospital and Medical Center 40 Reviews Wyomissing, PA

The Compliance Director is responsible to identify, prevent, and detect regulatory and compliance issues; complete tasks as assigned by the Chief… The Reading Hospital and Medical Center

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Director, Compliance Monitoring & Testing – easy apply

First Republic (CA) 66 Reviews San Francisco, CA

The Director, Compliance Monitoring & Testing position reports to the Bank Chief Compliance Officer (CCO). We are looking for a Director, Compliance… First Republic (CA)

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Chief AML Compliance Officer

Scottrade 100+ Reviews Saint Louis, MO

• Administer the enterprise BSA/AML/OFAC compliance programs. • Oversee that all areas/departments of Scottrade Financial and its subsidiaries… Scottrade

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VP - Capital Markets Regulatory Reporting Compliance

Drum Associates 1 Review New York State

This role will be responsible for advising the Regulatory Reporting Group on all regulatory reporting matters arising from the firm’s US securities… TheLadders.com

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Compliance Officer - Vice President

TSYS 100+ Reviews Austin, TX

NetSpend a Tsys company is seeking a Compliance Officer (VP) to join our team. The Compliance Officer works with netSpend employees, netSpend… TSYS

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Sr. Corporate Counsel

Alliant Credit Union 15 Reviews Chicago, IL

The incumbent in this position is responsible for providing general legal advice to all levels of employees on all legal issues for the credit union… Alliant Credit Union

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Vice President, Property Tax Compliance

Duff & Phelps Corporation 100+ Reviews Dallas, TX

Our Personal Property Tax Vice President will manage a team of personal property analysts and senior… Duff & Phelps Corporation

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Compliance Officer

Encore Capital Group 49 Reviews San Diego, CA

include: Policies & Procedures: Develop, manage and maintain corporate compliance policies and procedures to ensure the Company abides by the… Encore Capital Group

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Private Equity & Hedge Funds Compliance Associate

The Compliance Search Group New York, NY

Include: • Compliance Programs for Information Barrier Policies o Assisting with scheduling and documentation for chaperoned communications o… TheLadders.com

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Compliance Analyst

Edelman Financial Services 11 Reviews Houston, TX

• Drafts Form ADV, Brochures and other SEC Disclosure Documents • Assists firm with Investment Adviser and Broker-Dealer regulatory matters… Edelman Financial Services

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Director-Lab Operations

Mercy 66 Reviews Springfield, MO

include: Strategic planning, quality improvement activities, financial performance, human resources management, and compliance with all accreditation… Mercy

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Vice President, Mortgage Compliance Services

Altisource Labs 19 Reviews Boston, MA

As part of the executive leadership team at Altisource® Labs, you will lead the charge in building a market-leading technology company that creates… Altisource Labs

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Senior Software Engineer - Bloomberg Vault Infrastructure

Bloomberg 100+ Reviews New York, NY

The system provides the tools for real-time compliance checking, policy management, supervision, ingestion, indexing, searching and reporting. These… Bloomberg

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Compliance Associate – new

Bridgewater 100+ Reviews Westport, CT

will likely involve working with the relevant departments to collect information for the filings, auditing the information for accuracy, and… Bridgewater

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Regulatory Compliance Officer

Starpoint Solutions 27 Reviews Boston, MA

The Compliance Officers responsibilities include: • Supporting multiple core complia… PostJobFree

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Compliance/Accounting Analyst – easy apply

Evolution Media Capital New York, NY

• Work and assist in communication with regulators i.e. FINRA • Prepare and draft regulatory/compliance correspondence • Prepare… Evolution Media Capital

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