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50 regulatory impact unit officer jobs

Compliance, Securities Division Compliance Officer, Associate/VP, New York - Finance and Investment Industry Opportunity

Goldman Sachs 100+ Reviews New York, NY

• Provide advice on policies, procedures and regulations that impact firm activities and employee conduct • Develop, draft and implement policies… VelvetJobs.com

  • Overview
  • Reviews
  • Salaries

AVP Senior Compliance Risk Assessment Officer - Regulatory Compliance

HSBC 100+ Reviews New York, NY

* Determines whether there is periodic reporting that informs management of the effectiveness of the processes. * Provides baseline… Beyond.com

  • Overview
  • Reviews
  • Salaries

Compliance Officer, Associate/VP

Goldman Sachs 100+ Reviews New York, NY

• Provide advice on policies, procedures and regulations that impact firm activities and employee conduct • Develop, draft and implement policies… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Compliance Officer I – new

Citizens Bank 100+ Reviews Cranston, RI

A Compliance Officer is the independent compliance partner who is responsible for working with regulations specific to Citizens Bank to ensure that… Beyond.com

  • Overview
  • Reviews
  • Salaries

Compliance Officer Cards - Finance and Investment Industry Opportunity

Citigroup 100+ Reviews Sioux Falls, SD

include, but are not limited to: Conduct or participate in compliance related Third Party Vendor monitoring and reviews to ensure all risks are… VelvetJobs.com

  • Overview
  • Reviews
  • Salaries

VP Senior Compliance Risk Assessment Officer - Regulatory Compliance

HSBC 100+ Reviews New York, NY

* Assists in the identification of key regulatory risks by compliance obligation, assessable unit, and legal entity. * Reviews completed risk… Beyond.com

  • Overview
  • Reviews
  • Salaries
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Brokerage Policy & Procedure Compliance Officer

SunTrust Banks 100+ Reviews Atlanta, GA

* Develop, maintain and communicate the firmâs compliance policies and procedures. Research, monitor and evaluate the impact of new regulations… Beyond.com

  • Overview
  • Reviews
  • Salaries

Administrative Director Emergency Services – new

Porter Memorial Health System 7 Reviews Fort Wayne, IN

• Responsible for overall management and operations of Emergency Services. • Directs the staff and programs of the emergency services unit… Porter Memorial Health System

  • Overview
  • Reviews
  • Salaries

Compliance, Securities Division Compliance Officer, Associate/VP

Goldman Sachs 100+ Reviews New York, NY

• Provide advice on policies, procedures and regulations that impact firm activities and employee conduct • Develop, draft and implement policies… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Business Information Security Officer

Principal Financial Group 100+ Reviews Des Moines, IA

of this role will include but not be limited to: Knowledge of Corporate Information Security Programs and the ability to apply them to our business… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Administrative Director Emergency Services

Community Health Systems 100+ Reviews Fort Wayne, IN

Responsible for overall management and operations of Emergency Services. Directs the staff and programs of the emergency services unit. Develops… Beyond.com

  • Overview
  • Reviews
  • Salaries

AVP Senior Compliance Risk Assessment Officer - Regulatory Compliance

HSBC New York, NY

Determines whether there is periodic reporting that informs management of the effectiveness of the processes. Provides baseline information to AML… Ivy Exec

  • Overview
  • Reviews
  • Salaries

VP Senior Compliance Risk Assessment Officer - Regulatory Compliance

HSBC New York, NY

Assists in the identification of key regulatory risks by compliance obligation, assessable unit, and legal entity. Reviews completed risk assessments… Ivy Exec

  • Overview
  • Reviews
  • Salaries
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