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43 regulatory impact unit officer jobs

SVP Field Risk Officer, ERM & Operational Risk

MB Financial Bank Rosemont, IL

The SVP Field Risk Officer, ERM & Operational Risk is responsible for supporting dedicated business lines in the management of their respective… CareerBuilder

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Compliance Officer Mortgage Servicing

Citi 100+ Reviews Irving, TX

• Responsible for a variety of compliance functions including monitoring, design, development and oversight of regulatory compliance programs related… Citi

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SVP Field Risk Officer, ERM & Operational Risk

MB Financial Bank Rosemont, IL

The SVP Field Risk Officer, ERM & Operational Risk is responsible for supporting dedicated business lines in the management of their respective… CareerBuilder

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VP Senior Compliance Risk Assess Officer RC

HSBC 100+ Reviews New York, NY

* Assists in the identification of key regulatory risks by compliance obligation, assessable unit, and legal entity. * Reviews completed risk… Beyond.com

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Securities Compliance Officer

Synovus 83 Reviews United States

Original Posting date: Job Title: Securities Compliance Officer Area of Interest: Finance Requisition Number: 7903 Company: Synovus Securities, Inc… Beyond.com

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Compliance Officer, Compliance Examinations

McGraw Hill Financial 100+ Reviews New York, NY

Conduct on-site compliance examinations and issue written reports of work conducted and results. Select the business unit and activity for… Ivy Exec

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AML/BSA Compliance Officer Retail - Community, Branch Banking – new

U.S. Bank 100+ Reviews Chicago, IL

Works semi-independently under the direct supervision of the BSA/AML Manager for Domestic Consumer Business Lines to ensure the Retail – Community… Ivy Exec

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VP Senior Compliance Risk Assess Officer RC - Finance and Investment Industry Opportunity

HSBC 100+ Reviews New York, NY

• Successful completion of CDSAs meeting standards as outlined in Methodology. • Maintains thorough and current knowledge of… VelvetJobs.com

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Senior Compliance Officer-Trading Products – new

BMO Financial Group 100+ Reviews Chicago, IL

Mandate Senior US Compliance Officer responsible for implementing the U.S Monitoring & Testing Program for US Fixed Income Assessable Units within… BMO Financial Group

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Office – new

Kforce 100+ Reviews Miami, FL

* Provides regulatory support to Business and other Bank's support units in Puerto Rico, the Eastern Caribbean Region (ECR) and Florida, regarding… MyJobHelper

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Compliance Officer - Listed Derivatives

The Compliance Search Group New York, NY

will include: • Identify regulatory trends and developments, advising the business on how this may impact their current activities, and working with… TheLadders.com

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Director - Business Risk - Anti-Money Laundering

Discover Financial Services 100+ Reviews Riverwoods, IL

Create and lead an independent team focused on the management of anti-money laundering (AML) risk for the Consumer Banking Business. This position… Snagajob

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Senior Compliance Officer-Trading Products – new

Harris Bankcorp 28 Reviews Chicago, IL

Mandate Senior US Compliance Officer responsible for implementing the U.S Monitoring & Testing Program for US Fixed Income Assessable Units within… Harris Bankcorp

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IMD, GSAM, Finance and Strategy - CCAR Analyst/Associate - Finance and Investment Industry Opportunity

Goldman Sachs 100+ Reviews New York, NY

Comprehensive Capital Analysis Review (CCAR) is a US Federal Reserve regulatory submission used to ensure that institutions have robust, forward… VelvetJobs.com

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Compliance Officer Cards – new

Citi 100+ Reviews Sioux Falls, SD

include, but are not limited to: Conduct or participate in compliance related Third Party Vendor monitoring and reviews to ensure all risks are… Citi

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Compliance Officer - Cards – new

Citibank 100+ Reviews Sioux Falls, SD

include, but are not limited to: Conduct or participate in compliance related Third Party Vendor monitoring and reviews to ensure all risks are… Citibank

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Compliance, Securities Division Compliance Officer, Associate/VP, New York - Finance and Investment Industry Opportunity

Goldman Sachs 100+ Reviews New York, NY

• Provide advice on policies, procedures and regulations that impact firm activities and employee conduct • Develop, draft and implement policies… VelvetJobs.com

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