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22 regulatory impact unit officer jobs

Compliance Officer

Citizens Financial Group, Inc Boston, MA

A Compliance Officer is the independent compliance partner who is responsible for working with regulations specific to CFG to ensure that the… CareerBuilder

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Compliance Officer

Citizens Financial Group, Inc 100+ Reviews Cranston, RI

A Compliance Officer is the independent compliance partner who is responsible for working with regulations specific to CFG to ensure that the… CareerBuilder

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Assurance Services Risk and Compliance Officer – new

Comerica 100+ Reviews Livonia, MI

1. Advising TPS & PSG departments in areas of risk and client relations; including acting as a liaison in matters involving legal, fraud, privacy… Beyond.com

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Alternative Investments Compliance Officer - Finance and Investment Industry Opp

Credit Suisse 100+ Reviews Raleigh, NC

We Offer... Assist with advisory coverage of various AM business units Provide back-up to senior compliance advisory coverage officer overseeing… VelvetJobs.com

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Compliance Officer, Compliance Examinations

McGraw Hill Financial 100+ Reviews New York, NY

Conduct on-site compliance examinations and issue written reports of work conducted and results. Select the business unit and activity for… Ivy Exec

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Compliance Officer-Policies and Communications

Leading Financial Services Firm New York, NY

A leading European investment bank are now seeking a compliance officer to join their team in Manhattan on a permanent basis. Candidates should have… Ivy Exec

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Compliance - Policies and Communications

The Compliance Search Group New York, NY

The successful candidate will work with Compliance Advisory, the front office, and other infrastructure groups to address changes in policies and… TheLadders.com

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Compliance Officer Mortgage Servicing – new

Citi 100+ Reviews Irving, TX

• Responsible for a variety of compliance functions including monitoring, design, development and oversight of regulatory compliance programs related… Glassdoor

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Compliance Officer, Reporting Project Management

American International Group 100+ Reviews New York, NY

include: Reporting * Analyze and identify global trends and develop regular reporting of risk metrics. * Notify senior management of findings and… Beyond.com

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Large Holdings Compliance - Control Room Officer

Barclays Capital 100+ Reviews New York, NY

Main FunctionTo work with the Head of Global Large Holdings and the Control Room to create and maintain an environment and capability that enables… Ivy Exec

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Compliance Officer

Genesis Financial Solutions, Inc. 13 Reviews Beaverton, OR

include ownership of the regulatory consumer complaint process, dispute/operations communication approval, and as… Glassdoor

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Securities Division Compliance Officer, Associate/VP

Goldman Sachs 100+ Reviews New York, NY

Provide advice on policies, procedures and regulations that impact firm activities and employee conduct Develop, draft and implement policies and… Ivy Exec

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Compliance, Securities Division Compliance Officer, Associate/VP, New York - Fin

Goldman Sachs 100+ Reviews New York, NY

• Provide advice on policies, procedures and regulations that impact firm activities and employee conduct • Develop, draft and implement policies… VelvetJobs.com

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Analyst - Internal Controls (S&P Ratings)

McGraw Hill Financial 100+ Reviews New York, NY

Your Skills: Collaborate with our control partners, (i.e.Compliance officers, Ratings Risk Review Officers) analytical practices and operations to… Beyond.com

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Administrative Director Surgical Services

Navarro Regional Hospital 2 Reviews Fort Wayne, IN

• Responsible for overall management and operations of Emergency Services. • Directs the staff and programs of the emergency services unit… Glassdoor

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Compliance, Securities Division Compliance Officer, Associate/VP

Goldman Sachs 100+ Reviews New York, NY

Provide advice on policies, procedures and regulations that impact firm activities and employee conduct Develop, draft and implement policies and… Ivy Exec

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