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4,278 regulatory officer jobs

Compliance Officer-Regulatory and Policy

Citi 100+ Reviews Buffalo, NY

Degree required. JD required • Prior legal drafting experience • Excellent organizational, communication and writing skills • Project… Citi

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VP Compliance Officer (Regulatory Oversight)

Huxley Associates 42 Reviews Boston, MA

The compensation will range from $150,000-200,000 + Bonus. If this is a role that interests you, then please… CareerBuilder

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Regulatory Officer

Lab Support 34 Reviews Middlesex, NJ

include: • Ensuring that the Companys products comply with the Regulations of the MHRA • Provides regulatory information, guidance and support o the… Reed.co.uk

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Regulatory Officer – new

Credit Suisse 100+ Reviews New York, NY

* Responsible for all aspects of project setup and implementation of this to be / newly formed function * Central hub for all regulatory rules that… Glassdoor

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Senior Bank Regulatory Officer

UBS 100+ Reviews Stamford, CT

in scope include: compliance programs relating to Regulations K, W, Y and D of the Board of Governors of the Federal Reserve System, the analysis and… Ivy Exec

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Lead Regulatory Coverage Officer

Robert Walters 76 Reviews New York, NY

Responsible for tracking / monitoring the execution and completion of all US initiatives Ensure appropriate prioritization and escalation / risk… Experteer

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Compliance Officer, Regulatory Program Management

Santander Bank N.A. 39 Reviews Boston, MA

Advise compliance teams on the action plans around compliance related initiatives. Work with… CareerBuilder

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Compliance Officer Regulatory Compliance

Pimco 100+ Reviews New York, NY

include, but are not limited to: • perform various regulatory compliance monitoring functions involving federal and state securities laws, rules and… Experteer

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Sr. Regulatory Affairs Officer

Quintiles 100+ Reviews Overland Park, KS

• Acts as a Regulatory Team Leader on complex projects, which may include technical writing and/or may act as a Project Manager for a stand-alone… Beyond.com

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Market Risk Management Regulatory Officer

Deutsche Bank - US 100+ Reviews New York, NY

• Knowledge of market risk management and a broad array of financial products. • The candidate needs to be a… eFinancialCareers

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Sr. Bank Regulatory Officer

UBS 100+ Reviews Stamford, CT

in scope include: compliance programs relating to Regulations K, W, Y and D of the Board of Governors of the Federal Reserve System, the analysis and… Ivy Exec

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Compliance Officer Regulatory and Policy (Buffalo N.Y.) – new

Citi 100+ Reviews Buffalo, NY

• Manage and maintain institutional business (ICG) policies for North America and Citi Level ICG owned Compliance policies (policies) • Coordinate… Glassdoor

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Regulatory Officer - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews New York, NY

Responsible for all aspects of project setup and implementation of this to be / newly formed function Central hub for all regulatory rules that are… VelvetJobs.com

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Compliance Officer-Regulatory and Policy (Buffalo, N.Y.)

Citibank 100+ Reviews Buffalo, NY

• Manage and maintain institutional business (ICG) policies for North America and Citi Level ICG owned Compliance policies (“policies… Glassdoor

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Regulatory Affairs Officer

Raymond James 22 Reviews Tampa, FL

. Assist Chief Regulatory Officer RJF with tracking and reporting… Beyond.com

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Chief Information Security Officer – easy apply

State of TN Department of Finance & Administration Nashville, TN

The Chief Information Security Officer (CISO) reports to the Chief Information Officer of the Office for Information Resources and is responsible for… State of TN Department of Finance & Administration

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Compliance Officer, Regulatory Program Management

Santander Bank N.A. Boston, MA

Advise compliance teams on the action plans around compliance related initiatives. Work with… CareerBuilder

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