Refine Results

Freshness:


2,018 Regulatory Officer Jobs

Compliance Officer Sanctions Regulatory

Citi 100+ Reviews Long Island City, NY

• Provide advice to lines of business on sanctions regulations and Citi policy, including disposition of global escalation of OFAC matches identified… Citi

  • Overview
  • Reviews
  • Salaries

Regulatory Surveillance Officer

Deutsche Bank 100+ Reviews Jacksonville, FL

DB must comply with the provisions of the Investment Advisers Act of 1940, as well as the rules of the SEC and SRO’s while providing high-quality… TheLadders.com

  • Overview
  • Reviews
  • Salaries

Senior Regulatory Officer, P&C

SwissRe Washington, DC

of the position through effective partnering with internal and external stakeholders. The opportunity •Identify and analyze proposed laws and… Ivy Exec

  • Web Search

DC Regulatory Services Officer

CFS Consulting Quincy, MA

The Regulatory Services Officer is responsible for performing a variety of administrative and analytical functions… Ivy Exec

  • Overview

Bank Regulatory Compliance Officer - VP

The Compliance Search Group New York, NY

• Develop, implement and maintain effective compliance programs and policies in conformance with applicable laws and regulations. • Prepare and… TheLadders.com

  • Overview
We want your feedback – Are these results helpful to you?  Yes | No

Regulatory Affairs Officer

SLS Search Middlesex, NJ

This exciting new opportunity for a Regulatory Affairs Officer to join a… Regulatory Affairs Officer will join an expanding team due to the growth of… Glassdoor

  • Web Search

Regulatory & Compliance Officer

Dartmouth 100+ Reviews Hanover, NH

Seeking an individual with a Bachelors Degree or the equivalent combination of education and experience; graduate education preferred. Certification… Glassdoor

  • Overview
  • Reviews
  • Salaries

General Counsel/Chief Regulatory Officer

Chicago Legal Search, Ltd. 1 Review Oak Lawn, IL

of the position include management of exchange rules and development of procedures, drafting and negotiating legal agreements, budget management… Getit.me

  • Overview
  • Reviews

Global Regulatory Compliance Officer - Finance and Investment Industry Opportuni

Financial Services Firm 1 Review New York, NY

The Global Regulatory Compliance Officer will be responsible for: Tracking, assessing, and conducting impact… VelvetJobs.com

  • Overview
  • Reviews

Bank Compliance Officer, Regulatory Compliance

Boutique Investment Bank New York, NY

o Assisting with the monitoring of all regulatory changes, ensuring communication of new requirements and assisting the business and infrastructure… Ivy Exec

  • Web Search

Drug Regulatory Affairs Officer (w/m)

Wien, WI

Wer Sie sind Sie sind offen für neue Ideen und schätzen es, in einer leistungsorientierten Umgebung zu arbeiten, getragen von gegenseitigem Respekt… feed.stepstone.at

Senior Compliance Officer Sanctions Regulatory

Citi 100+ Reviews Long Island City, NY

• Provide advice to lines of business on sanctions regulations and Citi policy, including disposition of global escalation of OFAC matches identified… Citi

  • Overview
  • Reviews
  • Salaries

Compliance Officer – Regulatory Compliance

Pimco 85 Reviews New York, NY

include, but are not limited to: • perform various regulatory compliance monitoring functions involving federal and state securities laws, rules and… Glassdoor

  • Overview
  • Reviews
  • Salaries

Regulatory Compliance Officer

State of Mississippi 5 Reviews Mississippi

Glassdoor

  • Overview
  • Reviews
  • Salaries

Regulatory Monitoring Officers

MERJE England, AR

include: • You will monitor and on a regular basis assess the adequacy and effectiveness of the measures, controls and procedures put in place by the… Glassdoor

  • Web Search

Chief Executive Officer

Kindred Healthcare Gardena, CA

In this key role you will meet the identified needs of your service region with quality medical care and health service programs. Your main… Kindred Healthcare

  • Overview
  • Reviews
  • Salaries

Operations Risk Officer – easy apply

First Republic (CA) San Francisco, CA

AND DUTIES - WHAT ARE THE ESSENTIAL FUNCTIONS OF THE JOB? • Work with various business partners to facilitate the completion of business risk… First Republic (CA)

  • Overview
  • Reviews
  • Salaries
Be the first to get new jobs like these: