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4,341 regulatory officer jobs

Broker/Dealer Compliance Officer (Series 7 & 24 Required) – easy apply

Gradient Financial Group Arden Hills, MN

• Promptly reviews and approves advertising material submitted to Compliance. • Works directly with marketing department to develop compliant… Gradient Financial Group

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Safety Officer Regulatory

Virgin Galactic 6 Reviews Bethesda, MD

You must be legally authorized to work in the U.S. in order to be considered for this position. Location: Los Angeles, CA Ground Safety Officer… Percipio Media

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Safety Officer Regulatory

Virgin Galactic 6 Reviews Falls Church, VA

You must be legally authorized to work in the U.S. in order to be considered for this position. Location: Los Angeles, CA Ground Safety Officer… Percipio Media

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Regulatory Affairs Officer (USA & Canada) – new

TransferWise 1 Review New York, NY

We are looking for Regulatory Affairs Officer with substantial experience in the payment industry (ideally in… TransferWise

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Regulatory Affairs Officer – new

Proactive Solutions 8 Reviews South Carolina

Submission of ANDAs, Supplements, Amendments.Review and compilation of CMC Sections and bio reportsFormula clearances to FRD regarding regulatory… Careesma.in

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Compliance Regulatory Risk Officer

Wedbush 50 Reviews Los Angeles, CA

include, but are not limited to:Testing, verification and audit of the firm s policies and proceduresUpdate the firm s policies and procedures where… Ivy Exec

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Regulatory Compliance Officer

HSBC 100+ Reviews Mettawa, IL

Ivy Exec

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Regulatory Compliance Officer

Valley Forge Sewer Authority Phoenixville, PA

can be viewed at www.vfsa.com under Whats New.Please forward resume to bingham@vfsa.com; fax: 610-983-9684; or mail to: HR/RCO Valley Forge Sewer… Percipio Media

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Sr. Project Control Officer (Banking/Regulatory Exp)

Teamrecruiter.com Bridgeton, NJ

Additional Benefits available for the W2 candidates If this interests you, please forward your resume details (ASAP) along with your salary… Dice

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Compliance Officer, Regulatory Program Management

Santander Bank N.A. 46 Reviews Boston, MA

Advise compliance teams on the action plans around compliance related initiatives. Work with… CareerBuilder

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Compliance Officer Regulatory Operations Specialist, Manhattan

Signature Bank 7 Reviews New York, NY

Signature Bank, member FDIC, is a New York-based full-service commercial bank with private client offices throughout the New York metropolitan area… Signature Bank

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Regulatory Compliance Officer

The Compliance Search Group Boston, MA

• Contributing to the development, deployment and enforcement of compliance policies and procedures. • Providing real time advice and support to… TheLadders.com

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Regulatory Review Officer

Credit Suisse 100+ Reviews New York, NY

Responsible for all aspects of project setup and implementation of this to be / newly formed functionCentral hub for all regulatory rules that are… Ivy Exec

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Business Regulatory Coverage Officer

Experteer 9 Reviews New York, NY

Mandate covers relationship management and includes managing day-to-day interactions and requests between the bank and US regulators including… Percipio Media

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Law Jobs-Jdhuntr-13711 Senior Compliance Officer, Compliance/Regulatory

In-House Counsel Jobs | JDHUNTR New York, NY

In-House Counsel Jobs, in-house jobs, law jobs, legal jobs, law careers, in-house legal jobs, lawyer jobs, attorney jobs, general counsel jobs… In-House Counsel Jobs | JDHUNTR

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Compliance Officer-Regulatory and Policy

Citigroup 100+ Reviews Buffalo, NY

Manage and maintain institutional business (ICG) policies for North America and Level ICG owned Compliance policies ( policies )Coordinate the ICG… Ivy Exec

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Lead Regulatory Coverage Officer

Confidential New York, NY

Responsible for tracking / monitoring the execution and completion of all US initiatives Ensure appropriate prioritization and escalation / risk… Percipio Media

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Anti-Money Laundering: Bank Strategy Officer

Morgan Stanley 100+ Reviews New York, NY

The Global AML Group coordinates day-to-day implementation of the Firm’s enterprise-wide Anti-Money Laundering Program and required regulatory… Morgan Stanley

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Clinical Director - Hematology-Hematocrit (HCT)

City of Hope Duarte, CA

This position plans, directs, coordinates and leads the adult Hematology and Hematopoietic Transplant continuum of care. Provides strategic… City of Hope

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