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2,860 regulatory officer jobs

Compliance Officer - Swaps Regulatory

The Compliance Search Group New York, NY

will include: • Assist with the ongoing development and implementation of the bank’s global Swap Dealer Manuals and other Policies and Procedures to… TheLadders.com

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Manager, Regulatory Compliance

ikaSystems Corporation Southborough, MA

The Manager, Regulatory Compliance reports to the General Counsel/Chief Compliance Officer and performs the following functions: • Monitor… ikaSystems Corporation

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Regulatory Compliance Officer - AML Governance

Fulton Financial Corporation 16 Reviews Lancaster, PA

include the oversight and execution of comprehensive risk assessments, quality assurance monitoring and reporting, and representation on bank wide… Beyond.com

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Compliance Officer Regulatory Council

Medical And Pharma Company 1 Review Chicago, IL

Providing legal services in the regulatory area supporting global Medical, Regulatory and Quality Affairs, Manufacturing, R D, Compliance, and Sales… Ivy Exec

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Global Regulatory Compliance Officer - Finance and Investment Industry Opportuni

Financial Services Firm 1 Review New York, NY

The Global Regulatory Compliance Officer will be responsible for: Tracking, assessing, and conducting impact… VelvetJobs.com

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Regulatory Affairs officer- Cyclotron/Radiolchemistry Prog (CRP)

UT Southwestern 100+ Reviews Dallas, TX

******Bachelor's degree req'd. Advanced degree in health sciences field preferred. Minimum three (3) yrs of related experience in review, oversight… Beyond.com

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Senior Regulatory Officer, P&C

SwissRe Washington, DC

of the position through effective partnering with internal and external stakeholders. The opportunity Identify and analyze proposed laws and… Ivy Exec

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Compliance Officer Regulatory (Buffalo N.Y.)

Citi 100+ Reviews Buffalo, NY

include: filing branch office registrations; initial filing, maintenance, and termination of individuals' registrations/licenses; filing regulatory… Glassdoor

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Regulatory Compliance Officer (1-5 yrs.)Gowrie Research Pvt. Ltd.Vadodara/ – new

Gowrie Healthcare Baroda, MI

Auditing Regulatory Compliance Corrective ActionAnalytical SkillsMs Office UG - Any Graduate - Any Specialization PG - Any Postgraduate - Any… Glassdoor

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Regulatory & Compliance Officer

Dartmouth College 100+ Reviews Hanover, NH

* Knowledge of industry-university collaborations. * Highly developed… Beyond.com

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Assistant Vice President Senior Compliance Risk Assessment Officer Regulatory Co – new

HSBC Canada 100+ Reviews New York, NY

The HSBC North America Holdings (HNAH) Compliance function maintains the Compliance Detailed Self-Assessment (CDSA) program to identify, measure, and… Glassdoor

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Regulatory Compliance Officer

Ohio State University 100+ Reviews Columbus, OH

The Export Control Administrator for the Office of Research Compliance will help manage the administrative, training, communications, database, and… Glassdoor

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Risk & Regulatory Officer, UK - Consumer Lines TCF

American International Group 100+ Reviews United States

* TCF officer responsibility for whole of UK Maintain a fit for purpose framework that monitors TCF compliance and instigates remedial actions… Beyond.com

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Regulatory Compliance Officer

fulltimeGIGS San Francisco, CA

Business Lines practices; develops or revises appropriate policies, procedures, contracts and agreements to ensure compliance. Assists compliance… Glassdoor

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Senior Compliance Officer Regulatory (Buffalo N.Y.)

Citi 100+ Reviews Buffalo, NY

include: • filing branch office registrations; initial filing, maintenance, and termination of individuals' registrations/licenses; • filing… Glassdoor

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VP - Domestic Regulatory Compliance Officer – easy apply

San Antonio, TX

Domestic Regulatory Compliance Officer for its Corporate Legal Department… Glassdoor

VP - Domestic Regulatory Compliance Officer

Argo Group US 13 Reviews Richmond, VA

Domestic Regulatory Compliance Officer for its Corporate Legal Department… Glassdoor

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Regulatory Compliance Officer

The Compliance Search Group Boston, MA

• Supporting multiple core compliance areas including privacy, cybersecurity, record retention, custody, proxy voting, regulatory reporting and… TheLadders.com

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Director-Lab Operations

Mercy 71 Reviews Springfield, MO

include: Strategic planning, quality improvement activities, financial performance, human resources management, and compliance with all accreditation… Mercy

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