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2,489 regulatory officer jobs

Controller

Medulla Oak Brook, IL

Responsible for implementing auditing and reporting principles compliant to US GAAP regulatory requirements and processes that emphasize accurate and… Medulla

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Regulatory Reporting Officer

Legal Professional Services San Francisco, CA

A large bank is looking for a Regulatory Reporting Officer. The Regulatory Reporting… Ivy Exec

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Compliance Officer

Inpatient Medical Services Fairlawn, OH

• As a final internal resource with which concerned parties may communicate after other formal channels and resources have been exhausted… TheLadders.com

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Controlled Substances Safety and Compliance Manager

University of Michigan Health System - Allied Health Ann Arbor, MI

The Controlled Substances Safety and Compliance Manager will oversee the controlled substances compliance program for the University of Michigan… HealtheCareers

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Compliance Officer

Wall Street Options White Plains, NY

Position: Compliance Officer (Reports to CFO/GC) Firm: Large Asset Management firm specializing in long-only fixed income strategies located in… TheLadders.com

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Facilities / Engineering Operations Manager 2 – new

Sodexo USA 100+ Reviews Fort Lauderdale, FL

Sodexo Health Care Division has exciting new opportunity for a Facilities/Engineering Operations Manager supporting Holy Cross Hospital, located in… Sodexo USA

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Compliance Officer

Craig Scott Capital Uniondale, NY

Regulatory Compliance Officer Generalist with strong compliance background in retail Brokerage. Comprehensive… Craig Scott Capital

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Chief Financial Officer

Collaboration Solutions, Inc 7 Reviews Jacksonville, FL

Privately held system integrator and service provider seeks an experienced hands-on CFO to lead all financial operations of the Company. The Company… TheLadders.com

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Chief Information Security Officer – new

Black Knight Financial (Lender Processing Services) Jacksonville, FL

Responsible to establish and maintain an enterprise-wide vision, strategy, architecture, and program for ensuring that information assets are… CareerBuilder

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Chief Financial Officer

The Pirone Group Atlanta, GA

The ideal candidate must have a bachelor’s degree in accounting or finance and having overseen technology global business of over $500MM in revenues… TheLadders.com

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IA Compliance Officer: Ft. Worth, TX (SMHCA)

Edelman Financial Services 11 Reviews Fort Worth, TX

• Drafts Form ADV, Brochures and other SEC Disclosure Documents • Prepare ongoing risk assessment of the firm (SMHCA) • Implements and… Edelman Financial Services

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Compliance Manager / BSA Officer

H&R Block 100+ Reviews Kansas City, MO

also include the review of all existing and new federal and state banking rules, regulations and guidelines applicable to the Bank’s BSA-AML program… TheLadders.com

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Information Security Officer – new

Seacoast National Bank Stuart, FL

Seacoast has an exciting career opportunity and seeks an Information Security Officer (ISO). The ISO is responsible for the planning and development… CareerBuilder

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DIRECTOR CLINICAL FINANCIAL AND BUSINESS SUPPORT SERVICES

East Carolina University 80 Reviews Greenville, NC

These include direct management responsibility for staffing and operations in the centralized functions of the Central Billing Office (CBO) and… HealtheCareers

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Regulatory Relations - Compliance Officer VP

The Compliance Search Group Jersey City, NJ

She/he will be responsible for regulatory-related projects and reporting, and assist on issues utilizing historical expertise such as clearance and… TheLadders.com

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Chief Financial Officer

Taylor White Tampa, FL

will encompass financial strategy, financial analysis and reporting, investor relations, finance operations, IPO process, SEC and regulatory… TheLadders.com

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Corporate Responsibility Officer – new

Ascension Information Services (AIS) Saint Louis, MO

include promoting a culture of integrity throughout AIS; maintaining availability and visibility to associates regarding compliance issues… CareerBuilder

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Case Management Regulatory Officer

Sanofi US Bridgewater, NJ

To contribute to the total quality management policy developed within the company and to harmonize business processes and thus improves global… CareerBuilder

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Regulatory Desk Officer – new

BBVA Compass Houston, TX

Members of the Regulatory Desk are professionals with a deep knowledge of the financial industry and CIB structure and behaviour. Day to day activity… CareerBuilder

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