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2 supervisory principal jobs in Remote

Supervisory Principal

LPL Financial 100+ Reviews Remote, OR

3. Conduct business practice reviews as needed and investigate sales practice concerns as they arise. Serve as point person for investigations and… Glassdoor

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Sr. Supervisory Principal

LPL Financial 100+ Reviews Remote, OR

• Review and approve securities transactions for suitability and documentation, including variable annuities, mutual funds, equities, and alternative… Glassdoor

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