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385 finra jobs in Rockville, MD

Staff Systems Administrator/Engineer - Rockville, MD - Contractor Conversion

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA… manual activities as well as automated activities commensurate with their experience that ensure FINRA DisabledPerson

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Analyst, Advertising Regulation

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified candidate… communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules… FINRA

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Regulatory Analyst, Office of Fraud Detection and Market Intelligence - Insider Trading – new

FINRA 100+ Reviews Rockville, MD

(FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening with our Office… of relevant federal securities laws and FINRA rules. Essential Job Functions: Routinely analyzes… FINRA

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Analyst, OFDMI - Central Review Group - Front End Cause

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual… directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site… DisabledPerson

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Hearing Officer, Office of Hearing Officers

FINRA 100+ Reviews Washington, DC

(FINRA) is seeking a well-qualified individual for our Hearing Officer opening in Washington, DC… on a wide range of cases brought by FINRA's Department of Enforcement and Department of Market Regulation… FINRA

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Systems Analyst - Technology

FINRA 100+ Reviews Rockville, MD

(FINRA) is seeking a well-qualified individual for our Systems Analyst opening in Rockville, MD… business process flows and rules, systems and data needs, and any applicable industry and/or FINRA FINRA

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Market Operations Analyst - Transparency Services, Market Operations

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual… comparison, trading during a halt and locked/crossed markets alerts in FINRA National Market, FINRA Small Cap… FINRA

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Director, Enforcement Center

FINRA 100+ Reviews Rockville, MD

(FINRA) is seeking a well-qualified individual for our Director, Enforcement Center opening in Rockville… on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers… FINRA

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Senior Systems Administrator/Engineer - Rockville, MD - Contractor Conversion

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRAFINRA data centers meet defined quality standards.   Essential Job Functions: Review and analyze… DisabledPerson

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Regulatory Analyst - OFDMI-Fraud – new

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual… of violations of relevant rules and regulations enforced by FINRA. Essential Job Functions: Routinely… FINRA

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Paralegal, Office of Liaison & Counsel

FINRA 100+ Reviews Washington, DC

(FINRA) is seeking a well-qualified individual for our Paralegal opening in Washington, DC… FINRA records and information in accordance with corporate and departmental policies and procedures… FINRA

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FINRA Extern - Office of the Ombudsman (Unpaid)

FINRA 100+ Reviews Rockville, MD

(FINRA) is seeking a well-qualified individual for our Undergraduate/Graduate Extern – Office… business or individual that voices concerns about operations, enforcement or other FINRA activities… FINRA

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Counsel - Market Regulation, Legal

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual… allegations in the complaint. Provide guidance, represent or assist in representing the FINRA FINRA

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Regulatory Policy Specialist, Office of General Counsel

FINRA 100+ Reviews Washington, DC

(FINRA) is seeking a well-qualified individual for our Regulatory Policy Specialist opening in Washington… of obvious errors and appropriately cited. Updates the FINRA Rule Filing Template as needed in response… FINRA

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Gateway Agent, GBAS

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual… to member firms, service bureaus, individual investors, FINRA staff, and other customers who access… JofDav.com

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