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184 finra jobs in Rockville, MD

Business Development Director - Dispute Advisory & Forensic Services

Stout Risius Ross, Inc. 29 Reviews Washington, DC

Stout Risius Ross, Inc. (SRR) seeks a Business Development Director for its Dispute Advisory and Forensic Services group in its DC office to assist… Stout Risius Ross, Inc.

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Managing Director (Forensic) - Dispute Advisory & Forensic Services

Stout Risius Ross, Inc. 29 Reviews Washington, DC

General Purpose: Seeking a nationally recognized leader for the fraud and forensic services practice (managing director candidate) with significant… Stout Risius Ross, Inc.

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Regulatory Analyst, Ofdmi - Insider Trading - Roc – new

Finra 100+ Reviews Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Percipio Media

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Regulatory Analyst - OFDMI/ Office of Whistleblower – new

FINRA 100+ Reviews Rockville, MD

The Regulatory Analyst conducts reviews and investigations to compile evidence of potentially fraudulent or illegal conduct which may constitute… Percipio Media

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Regulatory Analyst - Market Regulation, Fixed Income – new

FINRA 100+ Reviews Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Percipio Media

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Regulatory Analyst, OFDMI - Insider Trading – new

FINRA 100+ Reviews Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Percipio Media

  • Overview
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Regulatory Analyst - Market Regulation, Municipal Bonds, – new

FINRA 100+ Reviews Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Percipio Media

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Graduate/Undergraduate Intern - Financial Reporting – new

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team. 2015 Summer Internship Program FINRA is dedicated to providing you with an internship… Percipio Media

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Deputy Director, Office of Fraud Detection, and Market Intelligence – new

FINRA 100+ Reviews Rockville, MD

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our… Percipio Media

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Team Leader IV/ Associate Director, Office of Fraud Detection & Market Intelligence - Insider Trading – new

FINRA 100+ Reviews Rockville, MD

of the Insider Trading Surveillance Section. The Manager is responsible for ensuring that all Insider Trading reviews and investigations are planned… Percipio Media

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Business Analyst Specialist, Business Solutions – new

FINRA 100+ Reviews Rockville, MD

The Business Analyst Specialist supports program management activities of the Business Solutions team. Essential Job Functions: • Works… Percipio Media

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Training Manager, eLearning

Financial Industry Regulatory Authority (FINRA) Rockville, MD

, as well as supervising Regulatory Training Specialists and support staff of varying levels. The incumbent is expected to have advanced technical… Ivy Exec

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Manager,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

Financial Industry Regulatory Authority (FINRA) Rockville, MD

Serve as subject matter expert, and provide technical guidance and education on accounting related topics, respond to interpretative questions… Ivy Exec

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Manager II - Market Regulation, Fixed Income

FINRA 100+ Reviews Rockville, MD

of the team and developing plan to address these issues. • Takes a leadership role in implementing regulatory plans under the direction of senior… Percipio Media

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Senior Systems Analyst - Technology – new

FINRA 100+ Reviews Rockville, MD

The Senior Systems Analyst works under minimal supervision and is responsible for understanding business area technology needs/ challenges and… FINRA

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Graduate/Undergraduate Intern - Office of Fraud Detection and Market Intelligence

Financial Industry Regulatory Authority (FINRA) Rockville, MD

may include some administrative work, such as scanning and copying documents, and organizing files as needed. Qualifications Education/Experience… Ivy Exec

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Team Leader / Associate Director, Office of Fraud Detection & Market Intelligence - Insider Trading

Financial Industry Regulatory Authority (FINRA) Rockville, MD

of the Insider Trading Surveillance Section. The Manager is responsible for ensuring that all Insider Trading reviews and investigations are planned… Ivy Exec

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Analyst - Dispute Advisory & Forensic Services (Family Law)

Stout Risius Ross, Inc. 29 Reviews Washington, DC

Oversee projects related to delivery of expert witness testimony and/or consulting services for Family Law-related engagements. Services include… Stout Risius Ross, Inc.

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Segment & Marketing Compliance Analyst

T.Rowe Price 100+ Reviews Baltimore, MD

Serves as first-level reviewer for newly developed sales and marketing materials, thereby anticipating design and usage issues. Advocates for US… T.Rowe Price

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