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134 finra jobs in Rockville, MD

Business Development Director - Dispute Advisory & Forensic Services

Stout Risius Ross, Inc. 29 Reviews Washington, DC

Stout Risius Ross, Inc. (SRR) seeks a Business Development Director for its Dispute Advisory and Forensic Services group in its DC office to assist… Stout Risius Ross, Inc.

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Managing Director (Forensic) - Dispute Advisory & Forensic Services

Stout Risius Ross, Inc. 29 Reviews Washington, DC

General Purpose: Seeking a nationally recognized leader for the fraud and forensic services practice (managing director candidate) with significant… Stout Risius Ross, Inc.

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Regulatory Analyst, Office of Fraud Detection and Market Intelligence - Insider Trading – new

FINRA 100+ Reviews Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… FINRA

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Graduate/Undergraduate Intern, HR Compensation

Financial Industry Regulatory Authority (FINRA) Rockville, MD

database Coordinate with other HR teams to assimilate research from concurrent projects. Conduct qualitative analysis to develop recommendations… Ivy Exec

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Regulatory Analyst - Market Regulation, Fixed Income

Financial Industry Regulatory Authority (FINRA) Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… Ivy Exec

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Graduate/Undergraduate Intern - Financial Reporting

Financial Industry Regulatory Authority (FINRA) Rockville, MD

Assist with various Finance processing activities as assigned. Qualifications EDUCATION/EXPERIENCE: Sophomore, Junior or Senior at an accredited… Ivy Exec

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Lead Tester – new

FINRA 100+ Reviews Rockville, MD

The Lead Tester, working independently, will direct staff in the execution of manual activities and/or automated activities to ensure applications… FINRA

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Facilities Coordinator II – new

FINRA 100+ Reviews Rockville, MD

• Assist in processing EProcurement purchase requisitions, contracts and invoices by assigning department and account codes for approval by Regional… FINRA

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Lead Security Engineer – new

FINRA 100+ Reviews Rockville, MD

The Lead Security Engineer, working independently, will direct staff in the execution of manual activities and/or automated activities to ensure… FINRA

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IS Audit Project Leader/Associate IS Audit Director

Financial Industry Regulatory Authority (FINRA) Rockville, MD

· Conduct IS audits (Information Technology (IT) reviews and new Development Reviews (DRs)) of moderate to high complexity either working… Ivy Exec

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Regulatory Analyst - Market Regulation, Fixed Income Investigations

Financial Industry Regulatory Authority (FINRA) Rockville, MD

• Through the review / investigative process the Analyst resolves situations that may impact the integrity of the Fixed Income markets… Ivy Exec

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Team Leader IV/ Assistant Director, Office of Fraud Detection & Market Intelligence - Insider Trading – new

FINRA 100+ Reviews Rockville, MD

of the Insider Trading Surveillance Section. The Manager is responsible for ensuring that all Insider Trading reviews and investigations are planned… FINRA

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Senior UX Designer

FINRA 100+ Reviews Rockville, MD

The Senior UX Designer works under minimal supervision and will design, develop, test, debug and document interactive components commensurate with… FINRA

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Training Manager, eLearning

Financial Industry Regulatory Authority (FINRA) Rockville, MD

, as well as supervising Regulatory Training Specialists and support staff of varying levels. The incumbent is expected to have advanced technical… Ivy Exec

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Curriculum Program Manager, Catalog

Financial Industry Regulatory Authority (FINRA) Rockville, MD

The Curriculum Program Manager manages transformations and operational enhancements to assigned program areas across Shared Services’ customer base… Ivy Exec

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Curriculum Program Manager, Risk

Financial Industry Regulatory Authority (FINRA) Rockville, MD

The Curriculum Program Manager manages transformations and operational enhancements to assigned program areas across Shared Services’ customer base… Ivy Exec

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Manager,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

Financial Industry Regulatory Authority (FINRA) Rockville, MD

• Represent FINRA in internal and external meetings, conferences and other events to discuss and provide technical advisement on accounting related… Ivy Exec

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Analyst - Dispute Advisory & Forensic Services (Family Law)

Stout Risius Ross, Inc. 29 Reviews Washington, DC

Oversee projects related to delivery of expert witness testimony and/or consulting services for Family Law-related engagements. Services include… Stout Risius Ross, Inc.

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Analyst - Dispute Advisory & Forensic Services

Stout Risius Ross, Inc. 29 Reviews Baltimore, MD

General Purpose: An Analyst within our Dispute Advisory & Forensic Services Group will have assignments in a variety of industries and receive… Stout Risius Ross, Inc.

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