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606 senior compliance examiner jobs

Senior Compliance Examiner, OTC Derivatives

National Futures Association Chicago, IL

include: • Develop a thorough understanding of the examination, monitoring, and investigative techniques utilized by NFA and relevant rules and… National Futures Association

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Senior Compliance Examiner, OTC Derivatives

National Futures Association 23 Reviews New York, NY

include: • Develop a thorough understanding of the examination, monitoring, and investigative techniques utilized by NFA and relevant rules and… National Futures Association

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Senior Compliance Associate/ Compliance Examiner

Moody's Investor Service New York, NY

• Perform continuous testing and examinations of ratings documentation for compliance with internal policies and procedures. • Work with LOB and… Percipio Media

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Senior Compliance Associate/ Compliance Examiner

Moody's 100+ Reviews New York, NY

Moody's

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Consumer Compliance Examiner/Sr. Examiner, Analyst/Sr. Analyst

Federal Reserve Bank of San Francisco 62 Reviews San Francisco, CA

OF THE JOB: Excellent opportunities exist for commissioned consumer compliance and CRA examiner in Banking Supervision and Regulation. Consumer… Federal Reserve Bank of San Francisco

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Senior Internal Auditor

Patelco Credit Union 23 Reviews Pleasanton, CA

Internal Audit Engagements: • Plans the scope of the audit, prepares the audit program, and determines the appropriate auditing procedures and… Patelco Credit Union

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Tax Manager

TrueCar, Inc. 100+ Reviews Santa Monica, CA

Quarterly and annual ASC 740 tax provision preparation Federal and State tax return preparation and review Prepare federal state tax… TrueCar, Inc.

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International Tax Senior Manager

Rehmann 23 Reviews Farmington Hills, MI

• IC-DISC for Export BenefitsWe identify proven tax saving opportunities, help develop and document those opportunities, assist in structuring… Rehmann

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Senior Audit Manager

General Atomics Aeronautical Systems 100+ Reviews San Diego, CA

• Plans, manages and oversees the technical performance of one or more audit/government compliance teams. • Manages internal audits, reviews, and… General Atomics Aeronautical Systems

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Partner/Senior Manager Dispute Advisory – easy apply

Sikich 20 Reviews Naperville, IL

• Responsible for practice development including lead generation • Successfully manage engagements, groups, and teams of all sizes • Manage and… Sikich

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Senior Examiner I/ Senior Examiner II, MUFG

Federal Reserve Bank of San Francisco 62 Reviews San Francisco, CA

of the Job The Mitsubishi UFJ Financial Group (“MUFG”) is a Foreign Banking Organization (“FBO”) and one of the largest banking institutions in the… Federal Reserve Bank of San Francisco

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Senior Compliance Officer- ICG Testing – new

Citi 100+ Reviews Jersey City, NJ

Bachelors degree and 7+ years experience in the Trading and Capital Markets businesses that would provide working knowledge of equities and fixed… StartWire

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Compliance Examiner

National Futures Association 23 Reviews New York, NY

A Compliance Examiner's main responsibility is to support NFA's regulatory programs through exams, investigations and financial surveillance of NFA… National Futures Association

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Senior Compliance Analyst- ICG Testing

Citi 100+ Reviews Miami, FL

• Bachelors degree and 3+ years experience in the financial industry / examination field. Prior experience in examinations/auditing roles, and strong… StartWire

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Compliance Examiner, OTC Derivatives

National Futures Association 23 Reviews New York, NY

include: • Develop a thorough understanding of the examination, monitoring, and investigative techniques utilized by NFA and relevant rules and… National Futures Association

  • Overview
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  • Salaries

Senior Compliance Officer - (Enterprise Compliance Manager)

Citi 100+ Reviews O'Fallon, MO

The position requires an understanding of the financial services regulatory environment. The ideal candidate brings a demonstrated proficiency in… StartWire

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