Refine Results

Freshness:


594 senior compliance examiner jobs

Senior Compliance Examiner, OTC Derivatives

National Futures Association 27 Reviews New York, NY

include: • Develop a thorough understanding of the examination, monitoring, and investigative techniques utilized by NFA and relevant rules and… National Futures Association

  • Overview
  • Reviews
  • Salaries

Senior Compliance Associate / Examiner

The Compliance Search Group New York, NY

S/he will develop creative automated solutions to address testing needs and present information in a concise and comprehensible manner… TheLadders.com

  • Overview

Senior Compliance Examiner

Wedbush Securities 57 Reviews Los Angeles, CA

include, but are not limited to: • Ensure Capital Markets management and personnel are kept apprised of current rules and regulations to ensure… Wedbush Securities

  • Overview
  • Reviews
  • Salaries

Senior Compliance Associate/ Compliance Examiner

Moody's 100+ Reviews New York, NY

Moody's

  • Overview
  • Reviews
  • Salaries

Senior Branch Compliance Examiner

The Compliance Search Group New York, NY

• Advises branch supervisory personnel on matters such as firm policies and procedures, regulatory rules; and internal discipline. • Ensure the… TheLadders.com

  • Overview
We want your feedback – Are these results helpful to you?  Yes | No

Senior Associate Global Compliance (Watch-list & Acceptable Use

Discover Financial Services 100+ Reviews Riverwoods, IL

will be (this should not be assumed as an exhaustive list): •Assist with working Watchlist Programs for Payment Services: OFAC, PEP, and FinCEN 314a… Discover Financial Services

  • Overview
  • Reviews
  • Salaries

Internal Audit Senior Regulatory Compliance Validation – easy apply

First Republic (CA) 100+ Reviews San Francisco, CA

This position will also support other finance, operations and regulatory compliance internal audits within the department depending on availability… First Republic (CA)

  • Overview
  • Reviews
  • Salaries

Community Development Project Manager III

Citizens Financial Group 100+ Reviews Cleveland, OH

The Senior CRA Project Manager is a key role on the CRA Administration team and is responsible for supporting and providing project leadership within… Citizens Financial Group

  • Overview
  • Reviews
  • Salaries

Senior Tax Accountant

Cameron Craig Group 2 Reviews Cleveland, OH

will include: • Assist with quarterly and annual income tax provisions and related financial statement disclosures in accordance with ASC… Cameron Craig Group

  • Overview
  • Reviews
  • Salaries

Compliance Officer Real Estate Lending

Citi 100+ Reviews O'Fallon, MO

This position supports the Real Estate Lending business and NAOT units and assists with audit and exam management and assists business with… Citi

  • Overview
  • Reviews
  • Salaries

Tax Manager

TrueCar, Inc. 100+ Reviews Santa Monica, CA

Quarterly and annual ASC 740 tax provision preparation Federal and State tax return preparation and review Prepare federal state tax… TrueCar, Inc.

  • Overview
  • Reviews
  • Salaries

International Tax Senior Manager

Rehmann 26 Reviews Toledo, OH

• IC-DISC for Export BenefitsWe identify proven tax saving opportunities, help develop and document those opportunities, assist in structuring… Rehmann

  • Overview
  • Reviews
  • Salaries

Compliance Officer REL Audit and Exam Management

Citi 100+ Reviews O'Fallon, MO

This position supports the Real Estate Lending business and NAOT units and assists with audit and exam management and assists business with… Citi

  • Overview
  • Reviews
  • Salaries

Senior Accountant

Re-development Company Tinley Park, IL

Conducting timely closing activities including the preparation of journal entries and general ledger account analysis and reconciliations accrual… Job Board

  • Overview

Compliance Examiner, OTC Derivatives

National Futures Association 27 Reviews New York, NY

include: • Develop a thorough understanding of the examination, monitoring, and investigative techniques utilized by NFA and relevant rules and… National Futures Association

  • Overview
  • Reviews
  • Salaries
Be the first to get new jobs like these: