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1,355 senior compliance officer jobs

Senior Compliance Officer - Commercial and Residential

The Compliance Search Group LLC New York, NY

• Keep abreast of new federal and state legislative activities and provide support in training branch, compliance and outside department personnel… TheLadders.com

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Senior Compliance Officer – new

M & T Bank 100+ Reviews United States

The Senior Compliance Officer will be responsible for… mutual fund compliance program. The Senior Compliance Beyond.com

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Senior Compliance Officer - EComm Surveillance – new

JPMorgan Chase 100+ Reviews Jersey City, NJ

* Reviewing email of company employees for adherence to firm and regulatory rules and for appropriateness. * Conducting both routine and special… Beyond.com

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Senior Compliance Officer Advisory

Insurance Company 100+ Reviews New York, NY

Advising Treasury in accordance with the Treasury mandate which includes Planning of Debt, Equity and Letter of Credit including execution strategy… Ivy Exec

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Senior Compliance Officer- Fixed Income

Citigroup 100+ Reviews New York, NY

associated with the position:Provide guidance on rules and regulations relating to trading, sales practices, and operational issues, as well as… Ivy Exec

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Senior Compliance Officer

RS Investments 3 Reviews San Francisco, CA

Seeking an experienced, motivated, personable, team oriented compliance professional to assist in implementation and oversight of all aspects of… RS Investments

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***Chief Compliance Officer/ Senior Vice President***

eFinancial Careers New York, NY

Maintain and update the Compliance framework that protects the investment bank Develop and draft Compliance policies and procedures Conudct… eFinancialCareers

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Front Office- Senior Compliance Officer

Rockwood Search Associates 1 Review New York, NY

Large Top tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor… Rockwood Search Associates

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Senior Compliance Officer - Capital Markets (m/f)

Wien, WI

bei der Raiffeisen Zentralbank (RZB) genau richtig. Senior Compliance Officer - Capital… feed.stepstone.at

Senior Compliance Officer – new

Invesco 100+ Reviews Houston, TX

)_:** Directs efforts to support the corporate mission statements by assisting the U.S. business operations with respect to compliance with… Beyond.com

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Senior Compliance Officer – new

FINCA Zambia New York, NY

� conductsupervision visits to all branches and review lending process to acertain level of compliance verify branch committee compliance… Glassdoor

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Senior Compliance Officer - Finance and Investment Industry Opportunity

Bank in New York City 13 Reviews New York, NY

* Review of the swap dealer and FCM policies and procedures and test them for effectiveness, including analysis of resources set aside for compliance… VelvetJobs.com

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Senior Compliance Officer - Finance and Investment Industry Opportunity

Global Investment Fund New York, NY

The Senior Compliance Officer will be responsible for: Assisting in the development and… VelvetJobs.com

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Senior Compliance Officer, Investment Manager Due Diligence

eFinancial Careers New York, NY

? Lead the effort in coordination with the Third Party Investment Manager Due Diligence team in conducting both initial… eFinancialCareers

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Senior Compliance Officer - Rapidly Expanding European Private Equity Firm

The Forum Group 33 Reviews New York, NY

To carry out analysis on new US regulations To draft, revise and update policies and procedures such as the compliance manual, risk assessment… eFinancialCareers

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Senior Software Engineer - Bloomberg Vault Infrastructure – new

Bloomberg New York, NY

The system provides the tools for real-time compliance checking, policy management, supervision, ingestion, indexing, searching and reporting. These… Bloomberg

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Chief AML Compliance Officer

Scottrade Saint Louis, MO

• Administer the enterprise BSA/AML/OFAC compliance programs. • Oversee that all areas/departments of Scottrade Financial and its subsidiaries… Scottrade

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