Refine Results

Freshness:


83 senior trade compliance officer jobs

Senior Compliance Officer - Treasury and Trade Services

Citi Jersey City, NJ

• Advanced degree - J.D. or MBA NAM-USA-NJ-Jersey CityNAM-USA-NJ-Jersey… Citi

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer - Treasury and Trade Services

Citi 100+ Reviews Jersey City, NJ

• Advanced degree - J.D. or MBA NAM-USA-NJ-Jersey CityNAM-USA-NJ-Jersey… Citi

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer- Treasury and Trade Services (Cash)

Citi 100+ Reviews Jersey City, NJ

• Advanced degree - J.D. or MBA NAM-USA-NJ-Jersey CityNAM-USA-NJ-Jersey… Citi

  • Overview
  • Reviews
  • Salaries

Senior Compliance Associate

Bridgewater 100+ Reviews Westport, CT

We are seeking an exceptional individual to join our Compliance team as a manager and Senior Compliance Associate. The primary responsibility of this… Bridgewater

  • Overview
  • Reviews
  • Salaries

Control Room Compliance Officer

The Compliance Search Group New York, NY

• Implement research, trading and sales/solicitation restrictions • Global coordination to approve/deny research with respect to investment banking… TheLadders.com

  • Overview

Compliance Associate - Hedge Fund

The Compliance Search Group LLC New York, NY

• Frequent interaction with investment and infrastructure personal as part of the trade Surveillance and testing. • Assisting in the implementation… TheLadders.com

  • Overview
We want your feedback – Are these results helpful to you?  Yes | No

Compliance - Distressed Debt, Loan Trading

The Compliance Search Group New York, NY

• Identify, evaluate and resolve potential Information Barrier risks associated with business groups. • Advise businesses on accessing information… TheLadders.com

  • Overview

Senior Software Engineer - Bloomberg Vault Infrastructure

Bloomberg 100+ Reviews New York, NY

The system provides the tools for real-time compliance checking, policy management, supervision, ingestion, indexing, searching and reporting. These… Bloomberg

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer

Russell Tobin & Associates 15 Reviews Stamford, CT

Provide compliance support for equity sales and trading desks, as well as support functions: IT, Risk, Operations, Controllers, and Finance Provide… Russell Tobin & Associates

  • Overview
  • Reviews
  • Salaries

Front Office- Senior Compliance Officer

Rockwood Search Associates 1 Review New York, NY

Large Top tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and… Rockwood Search Associates

  • Overview
  • Reviews

VP - Senior Compliance Officer

Moody's 100+ Reviews New York, NY

Serve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ratings groups. In this role, you will be the chief… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Officer, Compliance

BMO Harris Bank 100+ Reviews New York, NY

This position plays a key role in the execution of the Compliance Monitoring and Testing Plan as developed by the Senior Capital Markets Compliance… CareerBuilder

  • Overview
  • Reviews
  • Salaries

Senior Compliance Analyst

Legal Professional Services Austin, TX

Provide pre- post- trade compliance support to portfolio management and trading staff using Charles River portfolio compliance monitoring systemThe… Ivy Exec

  • Overview

Compliance Officer....Volcker Rule.......NYC

Choice Associates 2 Reviews New York, NY

Our client, a major international Bank located here in the NYC tri-state area, is looking for a quality senior Compliance professional to join its… Choice Associates

  • Overview
  • Reviews
  • Salaries

Senior Compliance Analyst, Investment Adviser Compliance Support

E*Trade Financial 100+ Reviews Arlington, VA

involve supporting the Compliance Officer with the administration and maintenance of ETCM s compliance testing program, which is designed to help… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer- ICG AML Advisory- TTS (Treasury & Trade)

Citi 100+ Reviews Jersey City, NJ

• Minimum qualification of a BA degree, with Law degree a plus. • Possess strong leadership and managerial skills, with the ability to interact… Citi

  • Overview
  • Reviews
  • Salaries
Be the first to get new jobs like these:
By creating a job alert, you agree to Glassdoor's Terms of Use and Privacy Policy