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1,566 Surveillance Analyst Jobs

AML & Fraud Surveillance Manager

Peak6 Investments, Inc. Chicago, IL

• Oversee and participate in reviews & investigations of trading activity, client accounts, and information acquired from internal and external… Peak6 Investments, Inc.

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Surveillance Analyst

NASDAQ OMX 74 Reviews Philadelphia, PA

may include: • Performs surveillance of real time trading and post trade analysis. • Conducts surveillance for trading in a limited number of… NASDAQ OMX

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Tumor Registrar/Cancer Surveillance Analyst

Westat 100+ Reviews Rockville, MD

We are seeking a qualified Certified Tumor Registrar (CTR) for work based in the Washington, DC area. The individual will conduct medical records… Beyond.com

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Market Surveillance Analyst – new

CME Group 100+ Reviews Chicago, IL

, work with complex data and systems, and prepare investigative reports. Analysts work independently and as part of teams in conducting their… Beyond.com

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Surveillance Analyst

AIG Corp 10 Reviews Atlanta, GA

*Two to three years experience in the financial securities industry is required. * FINRA Series… CareerBuilder

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Surveillance Analyst Trading Activity

Lime Brokerage LLC 9 Reviews New York, NY

We provide technology capable of handling large volumes of order flow from systematic traders while utilizing various systems and reports to aide in… partner.efinancialcareers.com

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Surveillance Analyst - Finance and Investment Industry Opportunity

Bank/Broker Dealer Jersey City, NJ

of Role Analysts are expected to create, implement and conduct surveillance reviews that cover specific regulation or firm policy, primarily as… VelvetJobs.com

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Wealth Management Trade Surveillance Business Analyst - Finance and Investment I

Morgan Stanley 100+ Reviews New York, NY

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment… VelvetJobs.com

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Surveillance Investigative Analyst – new

The Cosmopolitan 26 Reviews Las Vegas, NV

•Maintains a working knowledge of all rules and regulations of the Gaming Commission, and ensures strict adherence to same throughout the property… Glassdoor

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SURVEILLANCE ANALYST

Stifel Nicolaus 72 Reviews Saint Louis, MO

Under moderate supervision this position works to facilitate the compliance with and conformance to Federal, State and local regulations and… Glassdoor

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Surveillance Analyst - Institutional Brokerage

The Compliance Search Group New York, NY

• Review daily trade exception reports and trading activity to ensure compliance with appropriate rules, regulations, and firm policies • Conduct… TheLadders.com

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Surveillance Analyst

American International Group 100+ Reviews Atlanta, GA

* Delivers trend summaries to Internal Supervision, Compliance, Branch Office Examinations and Senior Management teams for review and follow up… Beyond.com

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Jr. Trade Surveillance Analyst - Finance and Investment Industry Opportunity

Bond Street Group 2 Reviews New York, NY

Must be able to work with members of the firms regulators, Compliance, Legal and other departments, to identify, analyze, investigate and resolve… VelvetJobs.com

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Compliance Surveillance Analyst

Waddell and Reed 100+ Reviews Overland Park, KS

• Review exception reports, gather supporting documentation, and request suitability information from supervisors to evaluate whether advisor… Glassdoor

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Surveillance Analyst - Compliance

RBC 100+ Reviews New York, NY

Assess and monitor existing trade surveillance reports for Global Equities and GAT; Develop and implement new surveillance reports as required… Beyond.com

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Market Surveillance Analyst - NY

Chicago Mercantile Exchange 100+ Reviews New York, NY

, work with complex data and systems, and prepare investigative reports. Analysts work independently and as part of teams in conducting their r… partner.efinancialcareers.com

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