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183 senior compliance officer jobs in The Hyde, England (UK)

Senior Compliance Officer- UK Hedge Fund

Badenoch & Clark Ltd 6 Reviews London, England

include : -Managing and mentoring the junior compliance officer. -Project management/working with rest of business to ensure implementation of… Jobsite.co.uk

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Senior Officer - Compliance Monitoring

People First 1 Review London, England

• Plan, schedule and complete risk-based reviews appropriate to the risk-assessment of the business proposition and current regulator and industry… Reed.co.uk

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Compliance Officer - Senior Managers & Certified Persons Regime - Finance and Investment Industry Opportunity

Morgan Stanley 100+ Reviews London, England

The Legal & Compliance department provides a wide range of services to our business units. They preserve the Firms invaluable reputation for… VelvetJobs.com

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Senior Compliance Officer

IKON FINANCE LIMITED London, England

Senior Compliance Officer (CF10/CF11) for Forex/CFD broker Key requirements: Managing all… Adzuna

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Senior Compliance Officer- Regulation- Energy

MDM Consultants Limited London, England

Senior Compliance Officer- Regulation- Energy- West London. Our client, is looking to identify a… Adzuna

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Senior Compliance Officer

BlueBay Asset Management LLP London, England

Regular meetings with senior investment professionals to review management information and key performance indicators arising from monitoring… eFinancialCareers

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Mandarin speaking Senior Compliance Officer

People First 1 Review London, England

" Liaise with regulators, including the coordination for any regulator's on-site inspection, if required… Reed.co.uk

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Senior Compliance Officer - Policy

Winton Capital Management 5 Reviews London, England

Assist in the formulation and implementation of Wintons global regulatory and compliance strategy. Assist Winton to comply with all applicable… eFinancialCareers

  • Overview
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Compliance Officer - Senior Managers & Certified Persons Regime

Morgan Stanley 100+ Reviews London, England

The Legal & Compliance department provides a wide range of services to our business units. They preserve the Firms invaluable reputation for… eFinancialCareers

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer / Compliance Manager

London, England

A rare opportunity has arisen at this top 100 firm with an excellent client base of media and entertainment, leisure and hospitality, and financial… Adzuna

Senior Compliance Officer - Surveillance

CIBC World Markets 69 Reviews London, England

Assist with the assessment, development and implementation of a fit for purpose monitoring programme to ensure that all aspects of compliance risk… eFinancialCareers

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Senior Compliance Monitoring Officer

SEI Investments 100+ Reviews London, England

BUSINESS UNIT INFORMATION: About SEI and SEI Investments (Europe) Limited SEI (NASDAQ:SEIC) is a leading global provider of investment processing… SEI Investments

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Senior Compliance Officer - Sales & Marketing

Winton Capital Management 5 Reviews London, England

Assist in the formulation and implementation of Wintons global regulatory and compliance strategy. Assist Winton to comply with all applicable… eFinancialCareers

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer - Compliance Policy

Winton Capital Management 5 Reviews London, England

• Assist in the formulation and implementation of Winton’s global regulatory and compliance strategy. • Assist Winton to comply with all… Winton Capital Management

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer And Team Leader - Advisory

McGregor Boyall Associates 13 Reviews London, England

• Provision of ancticipatory regulatory advice to Senior Management, Legal, Business and Control Functions - linked to exchange/clearing house… McGregor Boyall Associates

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