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420 Trade Compliance Administrator Jobs

Compliance Manager

Boutique Investment Bank Na Ah Tee, AZ

Assist in managing the Financial Crime Program, including responsibility for ABC (anti-bribery and corruption), AML, Terrorist Financing and… Ivy Exec

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Regulatory Compliance Specialist

Airgas Germantown, WI

• Assist with comprehending, complying and processing compliance information as it relates to federal government compliance, conflict minerals… CareerBuilder

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Information Security Compliance Intern

Assurant 100+ Reviews Woodbury, MN

Assurant is a premier provider of specialized insurance products and related services in North America and select worldwide markets. The four key… Beyond.com

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Corporate Counsel

Massbio Boston, MA

Responsible for ensuring Company s compliance with the US securities laws and NASDAQ rules and regulationsManage SEC filings (e.g. 10K, proxy, 10Qs… Ivy Exec

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Risk Manager who Writes and Speaks Chinese - Finance and Investment Industry Opp

Well-Established Chinese Commercial Bank San Francisco, CA

A well-established Chinese commercial bank who works in trade finance, remittance, consumer and commercial lending is looking for a Risk Mgr who… VelvetJobs.com

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Assistant Controller - Finance and Investment Industry Opportunity

Financial Services Firm 1 Review Greenwich, CT

The Assistant Controller will be responsible for: Assisting with the fund administration process Assisting with managing the funds' annual audits… VelvetJobs.com

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Administrator, Pipeline Integrity Records

Epco, Inc. 3 Reviews Houston, TX

The Pipeline Integrity Records Administrator supports efforts related to the maintenance and availability of records used in the completion of… Beyond.com

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Private Bank Technology Project Manager - GWM Discretionary Trading

JP Morgan Chase 100+ Reviews Bayou Geneve, LA

) that covers portfolio administration, rebalancing, pre-trade compliance experteer.com

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Operations Generalist - Finance and Investment Industry Opportunity

Technology and Finance Firm New York, NY

The Operations Generalist will be responsible for: Overseeing provider reconciliations, trade settlements and end-of-day processing Ensuring that… VelvetJobs.com

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Systems Administrator

SRA International 100+ Reviews San Angelo, TX

Works at various levels in the design and organization of complex systems architecture, design, development and integration. Coordinates and… Beyond.com

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Accounting Manager - Equities

Top Tier Asset Management Firm New York, NY

Accounting and reporting of equity and equity derivative trades Maintain relationships with internal fund managers and external settlement agencies… Ivy Exec

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Salesforce Administrator

Interactive Data Corporation 100+ Reviews Chicago, IL

s: Interactive Data Corporation is a trusted leader in financial information. Thousands of financial institutions and active traders, as well as… Beyond.com

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Back-Office Portfolio Operations - Finance and Investment Industry Opportunity

Presitigious Boutique Retistered Investment Advisor New York, NY

Duties will include trade allocation and processing, cash management, and creation and maintenance of spreadsheets for firm and client analyses… VelvetJobs.com

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Branch Senior Supervisory Principal - FID - Finance and Investment Industry Oppo

Raymond James 20 Reviews Tampa, FL

Under general direction, with a high level of autonomy, uses extensive knowledge and skills in securities industry regulations and retail security… VelvetJobs.com

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Trade Compliance Manager

Pennsylvania

of the Administrative Assistant: Provide support for Customer Relationship Management system Provide general administrative support to department… Jobleads.de

Sr. Trade Compliance Manager

Raytheon 100+ Reviews Dulles, VA

will include assisting IIS Senior Counsel with the following: * the establishment and maintenance of self-assessment programs to ensure… Beyond.com

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Global Trade Compliance Specialist

PrideStaff 10 Reviews Calabasas, CA

Responsible for leading import/export compliance including compliance with Export Administration Regulations (EAR), Office of Foreign Asset Control… Snagajob

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Compliance Specialist II- Capital Markets

Raymond James Financial Inc. 97 Reviews Tampa, FL

Under administrative direction, uses extensive knowledge and skills obtained through education and experience in securities industry obtained through… Ivy Exec

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CCOISC Regional Administrative Officer

RBS Citizens Financial Group, Inc Dedham, MA

of reviewing investigating and approving trade corrections, sales blotters and sales adjustments. Book, track and monitor adjustments. Manage client… CareerBuilder

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