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578  Senior Compliance Officer Jobs in United Kingdom

Compliance T&C Supervisor

Newcastle upon Tyne, England

An experienced Compliance T&C Supervisor is required to join one of the most respected and innovative IFA firms in the UK. The role will be based in… CareerBuilder

Senior Compliance Advisory Officer – new

Reed Internal City of London, England

- Knowledge and experience must include wholesale products and services. - Experience of… CV-Library.co.uk

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Compliance - Senior Compliance Officer EMEA Compliance Testing - AVP - Based

J.P. Morgan 100+ Reviews London, England

include: Execution of the CIB EMEA Testing Program. Testing of businesses impacted by… Adzuna

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Securities Services EMEA Senior Compliance Officer – new

Citigroup 100+ Reviews London, England

Product Compliance Officer for the EMEA Securities Services business (Investor Services and Direct Custody and Clearing). In this role the chosen… Glassdoor

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Senior Compliance Officer, CF10 & CF11

London4Jobs City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Senior Compliance Officer, CF10 & CF11

UKStaffsearch City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Senior Counsel - Senior Compliance Officer

Cambridge Associates 100+ Reviews London, England

• Provide compliance training for London staff in the form of seminars and materials • Ensure compliance with, among other things… Glassdoor

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Senior Compliance Monitoring Officer

Oliver James Associates North West England

for the role include: • Testing internal procedures against FCA regulations • Review and develop processes to ensure compliance • Manage… Glassdoor

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MLRO & Senior Compliance Officer

Expat Jobs Middleton on the Hill, England

I work on the compliance desk at Huxley Associates and I am currently working a role with a leading Global Bank which may be of interest to you or… Glassdoor

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Senior Compliance Officer-City based Hedge Fund

Badenoch & Clark Ltd 5 Reviews City of London, England

will include acting as key interface with regulators, maintaining and monitoring a risk based compliance programme, regulatory and statutory… Glassdoor

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Senior Compliance Officer - South East - £45K - £50K

Procura Ltd Gillingham, England

Review complaints and root cause analysis/remedial action MI to assess trends and identify risks of non-compliance. Key Skil… Glassdoor

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Senior Compliance Officer Compliance Control Group EMEA

CitiGroup 100+ Reviews London, England

The team is responsible for identifying potential conflicts and following close analysis and discussion, taking action to avoid conflicting… Glassdoor

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Senior QA Compliance Officer

Stelfox UK Ltd United Kingdom

include: * Planning, coordinating and supervising inspections by the business, governments and clients in the preparation for front office and back… Glassdoor

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Senior Buy Side Compliance Officer for Leading Global Asset Manager |

Selby Jennings 3 Reviews London, England

The role sits within the front office compliance function with this role focussing on the Fixed Income advisory space. This role offers candidates… Glassdoor

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Senior Compliance Officer

UKStaffsearch United Kingdom

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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4004 - Senior Compliance Monitoring Officer

Russam GMS Watford, East of England, England

will include: Lead and participate in risk-based monitoring and oversight reviews throughout the business, to ensure continued adherence to, and the… Glassdoor

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Senior Compliance Officer

Pure Resourcing Solutions Brentwood, England

Compliance monitoring experience is essential, as the role will support the Compliance Monitoring officer in the delivery of the 2014 plan and also… Glassdoor

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Asset Wealth Management Senior Compliance Officer

Michael Page Financial Services United Kingdom

- Mitigate other regulatory and reputational risks. - Ensure that any sensitive issue is escalated to the appropriate… TotalJobs.co.uk

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Senior Healthcare Compliance Officer

Day Webster Loughton, East of England, England

) and the HSS/AHP sectors. We are looking to recruit a Senior Compliance Officer with… CV-Library.co.uk

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