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207 senior trade compliance officer jobs in United Kingdom

Senior Compliance Officer

BlueBay Asset Management LLP London, England

The Senior Compliance Officer will be directly involved with the oversight and monitoring… of cross trades and reallocated trades Essential Experience Proven all round compliance experience… eFinancialCareers

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Senior Compliance Officer CF10

PPA Education London, England

. This is a senior position that will include compliance oversight and will have responsibility for driving… governance, training and organisational compliance communication. In addition, the appointed Senior CV-Library.co.uk

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Compliance Advisory Officer - DCM

Hamlyn Williams London, England

for a senior DCM Compliance Advisory Officer to join an expanding function and pick up a number of key projects… of Compliance Advisory Investment Banking, sitting on the trading floor performing a front-office advisory role… eFinancialCareers

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Compliance Officer & MLRO

London, England

When applying please quote Compliance Officer Vacancy No Agencies please. Due to the volume of CVs… Responsibilities for the role include: Develop and implement a risk-based compliance monitoring… eFinancialCareers

Chief Compliance Officer

Meredith Brown Associates London, England

Senior level Compliance experience, ideally gained within an asset management environment. CF10/CF11… legal documentations • Formulate compliance policies and procedures • Advise the business on compliance eFinancialCareers

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Compliance Manager – new

Alexander Lloyd 1 Review London, England

. * Taking ownership of regulatory projects. * Deputise for the senior Compliance Officer and provide… trading. The Role "As Compliance Manager you will provide sound and considered Compliance advice… Reed.co.uk

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CASS Specialist / CASS Compliance Officer

BNY Mellon 100+ Reviews London, England

Purpose: (What the job role involves) The CASS Compliance Officer primary role is to act as a regulatory… as a single point of contact for clients looking to create, trade, hold, manage, service, distribute… eFinancialCareers

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Fixed Income Compliance Officer

UBS 100+ Reviews London, England

in other teams, particularly Traded Products Legal, Corporate Legal and Local Offices Compliance… objectives. In fulfilling these duties, he/she will also work closely with Compliance Officers and lawyers… UBS

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Senior Compliance Officer Corporate Finance & Coverage

Société Générale 100+ Reviews London, England

different. It's what makes you different Summary The Compliance Advisor for COR in the UK supports… are to ensure that appropriate compliance arrangements and processes with respect to the business line… Société Générale

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Anti-Bribery & Corruption Compliance Officer

BNY Mellon 100+ Reviews United Kingdom

Purpose: (What the job role involves) The Anti-Bribery & Corruption Compliance (Monitoring) Officer… as a single point of contact for clients looking to create, trade, hold, manage, service, distribute… BNY Mellon

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CASS Specialist / CASS Compliance Officer

BNY Mellon 100+ Reviews United Kingdom

Purpose: (What the job role involves) The CASS Compliance Officer primary role is to act as a regulatory… as a single point of contact for clients looking to create, trade, hold, manage, service, distribute… BNY Mellon

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Compliance officer, Commodities Advisory

Société Générale 100+ Reviews London, England

of issues to the Senior Compliance Officer of the advisory team, ensuring regular and frequent communication… different. It's what makes you different Summary Proactively provide compliance and regulatory advisory… Société Générale

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Senior Compliance Officer, Structured Finance & Syndication

Société Générale 100+ Reviews London, England

different. It's what makes you different Summary The Compliance Advisor for FIN in the UK supports… are to ensure that appropriate compliance arrangements and processes with respect to the business line… Société Générale

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Retail Quality Compliance Auditor

Holland & Barrett International 100+ Reviews Nuneaton, England

and reply letters in response to EHO, Fire Officers, Trading Standards or Health & Safety queries. Branch… A fantastic opportunity has arisen for an enthusiastic Retail Quality Compliance Auditor to join… TotalJobs.co.uk

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Compliance Analyst

Prudential 100+ Reviews United Kingdom

with members of Law and Compliance on critical issues involving the policy and personal trading violations… for employees throughout the Company, including the most senior Officers and the Board of Directors. The ideal… Prudential

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Compliance Officer Asset Management - Director

UBS 100+ Reviews London, England

projects and tasks, as and when required; Various ad hoc compliance functions; PA trading, insider dealing… any breaches to senior management in an accurate and timely fashion and being involved… eFinancialCareers

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Senior Commercial Officer

Experis LTD 12 Reviews Leicester, England

and/or technology to ensure compliance with trade legislation and regulations Interact and communicate effectively… Senior Commercial Officer MT'S 100 Global Organisation - Competitive Salary and attractive… Reed.co.uk

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Investments Compliance Officer

Goodman Masson Recruitment Services Ltd City of London, England

Main Duties and Responsibilities: The senior compliance officer will be a leader in the pan… also be required to occasionally support other Investment Compliance projects, and advisory… Jobsite.co.uk

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Senior Equities compliance advisory officer

Hamlyn Williams Ltd City of London, England

Senior Equities Compliance Officer.My client is a major European Investment Bank Description… Proactively provide compliance and regulatory advisory services to the Equities and Brokers trading floors… Jobsite.co.uk

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