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430  Regulatory Compliance Officer Jobs in Windsor, South East England, England

Compliance Monitoring Officer / Field Based /

Procura Group London, England

Reporting to the Head of Compliance, you will have ownership of the compliance monitoring process including scoping, testing, interviewing… Reed.co.uk

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REGULATORY OFFICER - PHARMA - NORTH LONDON - 30-35k

Bosch Global Associates Ltd London, England

• Liaise with the other Departmental members to manage the priorities of compliance changes and regulatory work so that it meets the business… Reed.co.uk

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Compliance Officer - Trading Firm - London – new

Real Banking & Finance Welwyn Garden City, England

A highly successful International trading firm is seeking a Compliance Officer within their London office to mitigate risks surrounding financial… TotalJobs.co.uk

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FCA Compliance Assistant / Consultant

Lawson Conner London, England

• Perform compliance reviews for corporate clients, making necessary action recommendations as required. • Review and sign of financial promotions… TotalJobs.co.uk

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AIFMD Compliance Officer

Interquest Group Plc 1 Review London, England

*Ability to balance and manage competing priorities, working independently and within a team. *Willingness to learn and develop, taking on new… CV-Library.co.uk

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Compliance Officer - Central Compliance

VTB Capital 12 Reviews London, England

The individual will be responsible for a broad range of Compliance activities within the Central Compliance team. Reporting to the Head of Regulatory… eFinancialCareers

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Employee Compliance Registrations Officer

UBS 100+ Reviews London, England

will be: In conjunction with the Registrations team, carrying out all aspects of the Approved Persons function across asset classes including… eFinancialCareers

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Compliance Officer

cer Financial 1 Review London, England

of the Compliance Officer will include: Update and maintain the company's various Compliance logs and databases Update and maintain the Lloyd's ATLAS… Adzuna

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Fixed Income Compliance - Vice President - Finance and Investment Industry Oppor

Morgan Stanley 100+ Reviews London, England

Morgan Stanley has leading franchises both globally and in EMEA in Equities and ECM. The EMEA business comprises approximately 850 Sales & Trading… VelvetJobs.com

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Compliance, PWM, Compliance Officer, Senior Associate/Executive Director - Finan

Goldman Sachs 100+ Reviews London, England

will include providing product related compliance advice and support for the PWM business. More specific tasks would include condu… VelvetJobs.com

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Compliance Officer - Trading Firm

Real 3 Reviews City of London, England

A highly successful International trading firm is seeking a Compliance Officer within their London office to mitigate risks surrounding financial… CV-Library.co.uk

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Financial Crime Risk Review - Finance and Investment Industry Opportunity

Global Bank London, England

Perform risk assessments to prioritise areas for review; Identify the scope and testing approach for the reviews; Validate compliance against… VelvetJobs.com

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Compliance Officer

Mason Blake Limited London, England

Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake is an… Adzuna

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Head Of Compliance

Financial Services Welwyn Garden City, England

To be a successful applicant for this Compliance Manager / MLRO position it is likely that you will have several year experience as a Compliance… TotalJobs.co.uk

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ACCOUNTS AND COMPLIANCE ASSISTANT

Candidate Source London, England

The successful candidate will provide Managers with regulatory support to ensure that it meets the required levels of adherence to current financial… CV-Library.co.uk

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Compliance Analyst- Hedge Fund

Badenoch & Clark - London (City) London, England

and assisting the team members of the team on a number of projects. The Compliance team are responsible for the following : *Providing regulatory… TotalJobs.co.uk

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Compliance Monitoring Officer - Commercial Banking – new

Altus Search Ltd London, England

Our client, a Global Financial Institution is looking for a Compliance Monitoring Officer to be responsible for all aspects of monitoring activities… Adzuna

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Buyer

Consilium Group Limited Slough, Berkshire, South East England, England

A global automotive components manufacturer who deals with a number of large well known OEM`S is looking to recruit a Buyer; to help with purchasing… Adzuna

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Compliance Advisory Officer - Finance and Investment Industry Opportunity

Tier 1 Investment Management London, England

include: Liaising with Portfolio managers regarding regulatory matters ensuring client eligibility and suitability Review client communications and… VelvetJobs.com

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