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330 Regulatory Compliance Officer Jobs in Windsor, South East England, England

Management Accountant - Private Equity

Morgan McKinley 55 Reviews City of London, England

Exemption calculations and EC sales lists * Assist the Compliance Officer with regulatory Reed.co.uk

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Compliance Officer - Data Protection

Bateman Collins International Ltd. Slough, Berkshire, South East England, England

Compliance Officer required by our Financial Services client to advise the firm on implications for Data Protection and to help develop the firm's… Adzuna

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Risk and Compliance Officer – new

Grovelands London, England

• Strong communication skills. • High standard of planning, prioritisation and project management skills • Strong analytical skills with… Reed.co.uk

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Legal and Compliance officer

FX STAT Harrow, England

FX STAT is the holder of an FCA licence, and we primarily focus on social network trading within the foreign exchange market. Although our offices… Adzuna

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Compliance Officer - Commodities Trading Firm

Real 3 Reviews City of London, England

A highly successful International trading firm is seeking a Compliance Officer within their London office to mitigate risks surrounding financial… CV-Library.co.uk

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Compliance Officer – new

Hamlyn Williams London, England

An opening has arisen within the compliance team that covers the UK Private Banking business for a Compliance Officer. The team provides Legal and… Glassdoor

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Compliance Officer - Harrods Bank – new

Harrods 58 Reviews London, England

You will be liaising with outside authorities and senior stakeholders, as well as reporting to the CRO so you must be confident and a strong… Reed.co.uk

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Policy and Compliance Officer – new

Hudson 1 Review London, England

• Responsible for assisting in the preparation and ongoing management of policies and procedures • Responsible for delivering reports comparing… TotalJobs.co.uk

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Head of Compliance

Huntswood 3 Reviews South East England

• Designing learning and development requirements driven by the obligations identified. • Ensuring the maintenance of adequate training records… Reed.co.uk

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Compliance Officer – new

Hays Financial Markets London, England

This vacancy has arisen as a result of the business's growing presence across the markets, which has seen this organisation become a crucial part of… Glassdoor

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Compliance Officer

Jefferson Tiley London, England

include: Advising management teams on key regulatory risks and on issues arising from forthcoming changes to regulations and/or significant business… Adzuna

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Product Safety Officer

Randstad Maidenhead, England

ICSR Expedited Reporting To assess reportability of individual case safety reports for expedited reporting purposes. To prepare and submit expedited… Reed.co.uk

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Assistant Compliance Officer

Recruitment Genius Saint Albans, England

- Update policies and procedures documents. - Provide training to the business to… TotalJobs.co.uk

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The Compliance Testing Officer

Holmes Search Ltd London, England

The Compliance Testing Officer will be expected to review specific areas of regulatory compliance and coordinate the execution of testing on a… Adzuna

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Senior Compliance Officer - Advisory

LMA London, England

of the role are, but are not limited to: • Management of the collation of information and the subsequent drafting of final responses by direct… Reed.co.uk

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Policy & Compliance Officer

Metropolitan 1 Review Southgate, England

will include supporting compliance with HCA / GLA and Capital funding conditions and frameworks, coordinating compliance with au… Reed.co.uk

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Data Protection Compliance Executive

Hutchison 3G 77 Reviews Maidenhead, England

Working with an award winning in-house legal team you will play a pivotal role in managing regulatory risk and ensure compliance with data protection… Glassdoor

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Compliance Officer - Insurance - Gibraltar

SRGEurope London, England

strict deadlines to be met and high levels of regulatory control. The Compliance Officer will… Adzuna

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Compliance Officer

Servoca Resourcing Solutions London, England

• Assist the Senior Compliance Manager in all aspects of AML compliance • Working closely with Police and other Law Enforcement agencies… Reed.co.uk

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