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296 regulatory compliance officer jobs in Windsor, South East England, England (UK)

Information Security Officer

Capita Professional Recruitment City of Westminster, England

Your main role will be to work alongside the Information Security Manager in the day to day management of Information Assurance, Compliance and… TotalJobs.co.uk

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Compliance Officer

Get Recruited (UK) Ltd - www.get-recruited.co.uk Bourne End, South East England, England

• Carry out monitoring according to the Compliance Monitoring Programme • Review and approve Financial Promotions. • Collate and produce… Reed.co.uk

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EA to the Chief Risk Officer

Hays Specialist Recruitment Limited 100+ Reviews London, England

The Corporate Center ensures that our business divisions operate as a coherent and effective whole by providing and managing support and control… SECSintheCity

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Risk and Compliance Officer

Stellar Select Limited London, England

for the role of Risk and Compliance Officer • Provide expertise, advice and guidance on a wide range of regulatory issues to enable business… Reed.co.uk

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Assistant Compliance Officer

Insight Recruitment Solutions Limited London, England

A Lloyds Market Insurer is currently seeking an Assistant Compliance Officer to help cover a maternity leave absence. The main purpose of the role… Reed.co.uk

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Compliance Intern Job - Entertainment and Media Industry Opportunity

Bloomberg 100+ Reviews London, England

For more information on Bloomberg Tradebook, please visit: http://www.bloombergtradebook.com/index_fl.htm Qualifications -Strong interest in the… VelvetJobs.com

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Compliance Officer – new

Pure 4 Recruitment London, England

will cover monitoring of the IFA, Corporate Finance and Pensions business, file review of the IFA division, reporting, AML, financial promotions… CV-Library.co.uk

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Control & Compliance Officer

Huntswood 7 Reviews Basingstoke, England

will be to: • Monitor compliance regulations and update internal policies • Contribute to the development and maintenance of the compliance… Reed.co.uk

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VP Compliance Officer - Wealth & Investment Management

Hamlyn Williams London, England

• Compliance Advisory for Private Banking and Wealth products including new launches and regulatory change advice. • The role holder will deliver… Reed.co.uk

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Assistant Compliance Officer

MW Appointments City of London, England

Our client a leading Reinsurance Company based in the City of London, is actively seeking an experienced Compliance Officer to join the regularly and… Reed.co.uk

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Compliance Officer - Pensions/IFA Monitoring and File Review

Alexander Lloyd 1 Review London, England

will cover monitoring of the IFA, Corporate Finance and Pensions business, file review of the IFA division, reporting, aml, financial promotions… Reed.co.uk

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Compliance Assistant

Rebecca Poulter Recruitment London, England

To work on the transaction daily functions including cash approvals and transactions which require compliance review i.e. overrides and Stelink… Reed.co.uk

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Compliance Officer

Get-Recruited (UK) Ltd Bourne End, East of England, England

Carry out monitoring according to the Compliance Monitoring Programme Review and approve Financial Promotions. Collate and produce reports on… CV-Library.co.uk

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Compliance Officer Private Banking - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews London, England

An opening has arisen within the Advisory and Control Group (ACG) team that covers the UK Private Banking business for a Compliance Officer. The ACG… VelvetJobs.com

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Compliance and Operational Risk Officer - Finance and Investment Industry Opportunity

UBS 100+ Reviews London, England

The Corporate Center ensures that our business divisions operate as a coherent and effective whole by providing and managing support and control… VelvetJobs.com

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Compliance Officer

EJ Legal London, England

Please note that if you do not receive a response to your application within 2 weeks, you should assume that your application has been… TotallyLegal

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Head of Quality and Compliance

Carlton Recruitment New Malden, England

• Continually review, enhance and improve processes, policies and procedures to ensure that quality standards are met and full regulatory compliance… Reed.co.uk

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KNOWLEDGE AND STANDARDS OFFICER

Fashion And Retail Personnel London, England

Retail / import requirements *Support administrative tasks relating to product compliance to enable retail or import with a focus on pre registration… Drapers

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Compliance Officer @ Disease-Prevention Charity

Accounting for International Development London, England

• Ensure finance teams in the countries and in the regional office are clear and meet the requirements of donor contracts. • Support the country and… Reed.co.uk

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