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217 regulatory compliance officer jobs in Windsor, South East England, England (UK)

Compliance Assistant / Quality Assurance Officer

Guru Careers Kingston upon Thames, England

Joining a robust and growing compliance team as a Compliance Assistant / Quality Assurance Officer your role will be to perform quality control… Reed.co.uk

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Compliance Officer

Hamlyn Williams London, England

The Compliance Officer's purpose would be to report on all aspects of monitoring and maintenance of compliance controls specific to Fund… Reed.co.uk

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Compliance - ECommunications and Investigations Associate - London - Finance and

JPMorgan 100+ Reviews London, England

The EMEA CIB Compliance Surveillance unit (Surveillance) which will eventually comprise over 20 Compliance Officers/Analyst, has been created to… VelvetJobs.com

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Senior Compliance Consultant – new

Alexander Lloyd 1 Review London, England

include; * Undertaking strategic and continuous monitoring reviews to ensure company functions are adhering to company regulatory procedures. This… Reed.co.uk

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Compliance Officer

Accord Appointments London, England

Holding relevant qualifications - CF11 and CF30. Good liaison skills with code of conduct authorities and… CV-Library.co.uk

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Part Time Compliance Officer - Exceptional London IFA

Cameron James London, England

Please note that this is an outstanding opportunity to work with one of the top London IFA practices which will allow significant progression and… Reed.co.uk

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Compliance & Control Officer

Ocean Consulting 2 Reviews Basingstoke, England

are to establish and maintain an appropriate internal control system, to ensure compliance with regulatory requirements in addition to remaining… Reed.co.uk

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Senior Officer - Compliance Monitoring

The Cahill Personnel Limited City of London, England

Accurate assessment of risks and any identified issues associated with wholesale and retail banking, clearly communicated through succinct and… Reed.co.uk

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Compliance Officer

Reed Insurance 2 Reviews Wokingham, England

The successful applicant will need to carry out the following duties: - Sound knowledge of regulatory complaint handling in line with FSA - Taking… Reed.co.uk

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Compliance Officer - part-time

Austin Andrew - Commercial London, England

A Mayfair based Investment Management firm have created a new vacancy for an experienced Compliance Officer to join their team on a part-time basis… Reed.co.uk

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Technical Permit Officer – new

Matchtech Group Plc 1 Review London, England

To assist the team in delivering its designated objectives of legislative compliance within the London Permit Scheme ( LoPs) and The New Roads and… CV-Library.co.uk

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Japanese speaking Compliance Officer

Centre People 1 Review City of London, England

The ideal applicant will come from a similar credit card, payments or related financial services compliance working background at a senior level… Reed.co.uk

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Tax and Compliance Manager

Pro-Recruitment Group London, England

will include:- • Prepare UK group corporate tax returns and year-end tax numbers for the accounts. Co-ordinate the main UK LLP partnership tax… Reed.co.uk

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21336 - Compliance with Cash equities

LMA 1 Review London, England

include: • Responsibility for completion of regular compliance monitoring reviews covering all areas of compliance, examples of areas monitored… Reed.co.uk

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Head of Compliance and MLRO

PPA Education London, England

An in depth knowledge and sound understanding of relevant FCA rules and the UK regulatory regime as a whole The role will require FCA approval for… Reed.co.uk

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Risk & Compliance Officer (2 posts)

Thomas Eggar Gatwick, England

• Conducting File Audits • Dealing with risk and compliance queries • Supporting the wider Risk team and the firm's risk management culture… Reed.co.uk

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Mortgage Complaints Officer

Stellar Select Limited London, England

for the role of Mortgage Complaints Officer • Handling complaints in accordance with company policy and regulatory guidelines • Provide MI for… Reed.co.uk

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Compliance Officer/Complaint Handler

Reed Insurance Wokingham, England

The successful applicant will need to carry out the following duties: - Sound knowledge of regulatory complaint handling in line with FSA - Taking… Reed.co.uk

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REGULATORY REPORTING OFFICER

Montpellier Resourcing London, England

This vacancy is being advertised by Montpellier Resourcing Limited. The services advertised by Montpellier Resourcing Limited are those… Reed.co.uk

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