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389 regulatory compliance officer jobs in Windsor

Quality Assurance Officer

Search Consultancy Weybridge, England

of the QA Officer are: * Manage Quality Critical documents, for example SOP's, policies, site masterfile etc., from inception to archiving ensuring… Reed.co.uk

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Compliance Officer

GCS Recruitment Specialists Ltd Surrey

• Provide advice and assistance to staff with the development, implementation and maintenance of compliant policies and procedures as an integral… Reed.co.uk

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Compliance Officer VP

Goodman Masson 7 Reviews London, England

include : *To provide compliance advisory services to the UK Bank and the UK Asset management company. *Assist in the maintenance and oversight of… Reed.co.uk

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Senior Compliance Officer

Santander 2 Reviews Welwyn Garden City, England

will involve: • Responsible for providing guidance and advice to the Front Office and… TotalJobs.co.uk

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Compliance Officer - £24k - £27k - Banking

Alexander Lloyd Epsom, England

are to assist the Compliance Manager with the provision of compliance services within the business to ensure compliance with all legislation as it… Reed.co.uk

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Senior Compliance & Operational Risk Officer-London-£80k/£85k – new

Alexander Lloyd - Compliance & Financial Services London, England

As Senior Compliance & Operational Risk Analyst your role purpose is to develop relationships within the business and provide advice, support and… TotalJobs.co.uk

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Compliance Officer - Finance and Investment Industry Opportunity

Credit Suisse 100+ Reviews London, England

Reporting to the Head Operational Compliance, the individual will be required to work within a high performing team to provide expert Compliance… VelvetJobs.com

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Markets Compliance Officer - Top Investment Bank

Career Legal London, England

for this role are: - Providing compliance advice to Fixed Income and Derivatives teams on all Financial Promotions, markets and communications for… Reed.co.uk

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Compliance Monitoring Officer

GCS Recruitment Specialists Ltd City of London, England

include: - Communication and Record Keeping - Completion of monitoring reviews - Support the Head of Compliance Monitoring and Compliance Managers… Reed.co.uk

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Compliance Monitoring Officer - HNW IFA

BWD Search & Selection London, England

Our client, the IFA division of a leading national Accountancy Practice, is seeking a Compliance Officer to join their team. The business provides… Reed.co.uk

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Compliance Manager

Idex Consulting Welwyn Garden City, England

If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application… TotalJobs.co.uk

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Governance Compliance Officer

Networx Recruitment High Wycombe, England

The successful candidate for this position will have worked previously where compliance against regulatory standards is not viewed as a tick box… CV-Library.co.uk

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Quality Assurance Officer

Search Consultancy 2 Reviews Weybridge, England

of the QA Officer are: * Manage Quality Critical documents, for example SOP's, policies, site masterfile etc., from inception to archiving ensuring… Reed.co.uk

  • Overview
  • Reviews
  • Salaries

Compliance Officer - Financial Services

Ultimate Banking Epsom, England

- Review new legislation, regulatory requirements and Codes of Practice and assess the impact of such changes on operations - Provide guidance to… CV-Library.co.uk

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Compliance Manager

IDEX Consulting Ltd City of London, England

If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application… Reed.co.uk

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Electronic Communications Compliance Officer Monitoring, Surveillance - Finance

UBS 100+ Reviews London, England

• Conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal e-communication policies. Follow… VelvetJobs.com

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Compliance Officer - Mayfair FS Firm

Austin Andrew - Commercial London, England

The role will pay up to £33k plus market leading benefits and bonus. The ideal candidate will have experience of working in a Fraud and/or AML… Reed.co.uk

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Compliance Officer

Reed 6 Reviews Epsom, England

Your role will be to assist the manager of Compliance with the provision of the compliance services, to ensure compliance with all legislation as it… Reed.co.uk

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Compliance Monitoring Officer

Brighthouse Abbots Langley, England

The role will be responsible for carrying out risk-based monitoring reviews, both routine and themed, to assess the extent to which line management… Reed.co.uk

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