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455 Regulatory Compliance Officer Jobs in Windsor, South East England, England

Compliance Monitoring Manager

Alexander Lloyd Watford, East of England, England

whilst creating and implementing a Risk-based Compliance Monitoring Plan. As Compliance Monitoring Manager your duties will include but are not… Reed.co.uk

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Senior Pharmacovigilance Officer

RBW Consulting Solutions Ltd South East England

would include: Act as the Local Safety Officer assessing incoming serious/ adverse events (SAEs). Provides oversight of case processing activities… Jobsite.co.uk

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Policy and Compliance Officer – new

London, England

Responsible for assisting in the preparation and ongoing management of policies and proceduresResponsible for delivering reports comparing… Adzuna

Compliance Program Officer

GE Capital 100+ Reviews London, England

• Maintain and manage Compliance project portfolio • Oversee Compliance related GTS projects and support overall GTS program • Provide support… Adzuna

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Business Unit Compliance Officer

Osborne Appointments Potters Bar, England

- • To advise the management teams on key regulatory risks and on issues arising from forthcoming changes to regulations and/or significant… Reed.co.uk

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Compliance Monitoring Officer

HOLMES SEARCH LIMITED London, England

will include: Supporting the preparation of the annual risk-based Compliance Monitoring Plan and maintenance of the supporting compliance risk… Jobsite.co.uk

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Private Retail Banking Compliance Officer

Hays Financial Markets London, England

An awareness and understanding of Account Switching would be a distinct advantage. You will be expected to offer regulatory advice and assurance to… Jobsite.co.uk

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Compliance Testing Officer

Holmes Search Ltd London, England

The Compliance Testing Officer will be expected to review specific areas of regulatory compliance and coordinate the execution of testing on a… Adzuna

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Senior Compliance Officer-US Hedge Fund – new

Badenoch & Clark Ltd 5 Reviews London, England

which will include handling FCA requirements, regulatory filings, monitoring, monitoring/updating restricted lists, dealing with Chinese wall… Jobsite.co.uk

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Senior Compliance Officer - Credit Card & Payment Services

Centre People London, England

The ideal applicant will come from a similar credit card, payments or related financial services compliance working background at a senior level… Reed.co.uk

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Compliance Policy Manager – new

Financial Services London, England

of the Compliance Policy Manager: • Monitoring FCA publications to identify relevant regul… TotalJobs.co.uk

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Compliance Officer (Essex-based) – new

Robert Walters 63 Reviews London, England

; • Providing rule interpretation and guidance on application of compliance policies. • Advising on appropriate remedial action following… Glassdoor

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Senior Compliance Officer

Trevose Partners London, England

Compliance Officer Our client is a global asset manager that has continually strived to perform above expectations and has become one of the major… Adzuna

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Quality Assurance Officer - Part Time (21 hours)

CIPD Enterprises Limited Wimbledon, England

will be: • Managing exemption requests • Producing management reports and statistics to monitor QA performance • Identifying areas of risk… Reed.co.uk

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Compliance Manager

Panoramic Associates Ltd 2 Reviews London, England

* To identify and review all emerging or changing regulatory requirements and to ensure that management is aware of them and support planned… Jobsite.co.uk

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Lloyds Compliance Officer

Idex Consulting Welwyn Garden City, England

If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application… TotalJobs.co.uk

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Compliance Consultant - Reading/Guildford

Coast Specialist Recruitment Reading, England

This role will liaise with both internal departments and external brokers providing support to the intermediary partners on the new FCA regulatory… Reed.co.uk

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Compliance Advisory Officer - Finance and Investment Industry Opportunity

Tier 1 Investment Management London, England

include: Liaising with Portfolio managers regarding regulatory matters ensuring client eligibility and suitability Review client communications and… VelvetJobs.com

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Senior Pharmacovigilance Officer

RBW Consulting South East England

would include: • Act as the Local Safety Officer assessing incoming serious/ adverse events (SAEs). • Provides oversight of case processing… PharmiWeb

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