FINRA

  www.finra.org
  www.finra.org

FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

169 Reviews
3.0
169 Reviews
Rating Trends

Recommend to a friend
Approve of CEO
FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
81 Ratings
  1.  

    Full of Surprises

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA full-time (more than 3 years)

    Pros

    - Benefits and work-life balance are excellent. A+!
    - Most departments are flexible about transferring.
    - Average employee sticks around for 7 years.
    - Employees are knowledgeable and experienced.
    - Mid-level managers are very caring and organized.
    - There is a shift to retain new and young talent.
    - Standard industry base salary.

    Cons

    - Senior leadership out of touch with employees.
    - Few promotion opportunities and bureaucratic.
    - Too many meetings without objectives.

    Overall, the good outweigh the bad.

    Advice to ManagementAdvice

    Talented people will flock elsewhere if management continues to be stingy about bonuses, promotions, and even the little things like travel expenses and holidays (usually a departmental problem).

    Recommends
    Positive Outlook
    Approves of CEO

FINRA Interviews

Updated Dec 17, 2014
Updated Dec 17, 2014

Interview Experience

Interview Experience

53%
33%
12%

Getting an Interview

Getting an Interview

47%
15%
15%

Interview Difficulty

3.0
Average

Interview Difficulty

Hard

Average

Easy
  1.  

    Sales Compliance Interview

    Anonymous Employee
    Anonymous Employee
    Application Details

    I applied online. The process took 6 daysinterviewed at FINRA.

    Interview Details

    Applied online with a name referral. Process took about a week. In person interview with very general questions. Didn't take longer then 45 minutes. Have questions for them. Interviewed in New York

    Interview Questions
    Reasons for Declining

    Wasn't what I wanted to do

    Declined Offer
    Positive Experience
    Easy Interview

FINRA Awards & Accolades

Something missing? Add an award
100 Best Places to Work in IT, ComputerWorld, 2014
Best Companies for Workers Over 50, AARP, 2009
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Additional Info

Unlock Profile
Website www.finra.org
Headquarters Rockville, MD
Size 50 to 149 Employees
Founded Unknown
Type Nonprofit Organization
Industry Finance
Revenue Unknown / Non-Applicable per year
Competitors Unknown

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FINRA

 
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