Headquarters Fort Mill, SC
Size 1000 to 5000 Employees
Founded 1968
Type Company - Public (LPLA)
Industry Finance
Revenue $2 to $5 billion (USD) per year

As the nation’s largest independent broker-dealer*, a top RIA custodian, and a leading independent consultant to retirement plans, LPL Financial is an enabling partner to more than 13,300 financial advisors and approximately 700 financial institutions. We believe that objective financial guidance is a fundamental need for everyone. Through our proprietary technology and a suite of customized services, we enable our customers to focus on creating the personal, long-term client relationships that are the foundation for turning life’s aspirations into financial realities... More

LPL Financial Video

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LPL Financial – Why Work For Us?

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  • About Us  | 
  • Our Culture  | 
  • Careers at LPL Financial  | 
  • Benefits  | 
  • Work/Life  | 
  • Our Community Involvement  | 
  • Campus  | 
  • Our People

Welcome to LPL Financial

LPL Financial is the nation’s largest independent broker-dealer*, a top RIA custodian, and a leading independent consultant to retirement plans. But, more than that, our organization is known for our strength and stability, a great reputation in the industry, an exceptional compliance record, and excellent customer service. All these attributes have translated into vibrant growth.

To really understand who we are, it’s important to know what we believe: that objective financial guidance is a fundamental need for everyone. That’s how we enable our customers to focus on what they do best—create the personal, long-term client relationships that are the foundations for turning life’s aspirations into financial realities. With the support of LPL Financial, thousands of financial professionals manage billions of dollars, enabling their clients to fulfill their dreams.

Because our company is not too big and not too small, you’ll have the opportunity to make a genuine impact on our organization. You will also play a key role in our continuing growth, as you expand your knowledge and skills.

What We Do

At LPL Financial, we achieve success by helping our customers succeed. It’s a simple business model with a singular focus: enabling our customers to create and grow highly profitable businesses by providing them with the services and tools to meet the needs of their clients.

As the nation’s leading independent broker-dealer*, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services to more than 13,000 financial advisors and approximately 680 financial institutions. We also support more than 4,000 other financial advisors with customized clearing solutions, advisory platforms, and technology.

We’ve told you what we do for our customers, but what can we do for you? We’ll provide you with a work environment that encourages your creativity and growth, a leadership team that’s supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential.

*As reported by Financial Planning magazine, June 1996-2012, based on total revenue.

Working at LPL Financial

Posted by employees

Employees say it's “OK”   212 ratings

3.2

61% Approve of the CEO   108 ratings

LPL Financial Chairman & CEO Mark S. Casady

Mark S. Casady

Chairman & CEO

Good

  Current Employee

Pros: Friendly work environment; great perks Full Review

More LPL Financial Ratings & Reviews ( 212)

Salaries in USD  United States Avg. Salary
$40k
$80k
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Assistant Vice President

12 LPL Financial Salaries

$101,001
$76k
$136k

Compliance Analyst

9 LPL Financial Salaries

$56,444
$50k
$70k

Specialist

8 LPL Financial Salaries

$39,338
$32k
$52k

= Salary Range

= Anonymous Salary Range

= Avg.

More LPL Financial Salaries (267)

No Offer – Interviewed in Charlotte, NC Reviewed 3 weeks ago

Interview Details – Contacted by Recruiter, had initial phone screen, followed by a three subsequent interviews with the hiring manager, the Hiring manager's peer and the hiring manager's manager. It was a great experience overallFull Interview

Interview Question:
What is the ROI for a project that I worked on Answer Question

More LPL Financial Interview Questions & Reviews (53)

LPL Financial Awards & Accolades

Something missing? Add an award
Advisory Solutions Field Sales Team of the Year, Money Management Institute, 2012

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