FINRA

  www.finra.org
  www.finra.org

FINRA Reviews in Washington, DC

Updated September 21, 2014
Updated September 21, 2014
166 Reviews
3.1
166 Reviews
Rating Trends

Recommend to a friend
Approve of CEO
FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
79 Ratings

Review Highlights

Pros
  • In terms of the non-exempt life, the work/life balance is great (in 32 reviews)

  • gt; Great Benefits, including 401(k) of 4% to 6% match each year and Pension for Employees of 1 (in 18 reviews)


Cons
  • limited opportunity for advancement and limited career paths (in 9 reviews)

  • Although the organization advertises its work/life balance culture, it is 100% dependent on your manager (in 6 reviews)

More Highlights

65 Employee Reviews Back to all reviews

Sort: Popular Rating Date
  1.  

    Intern

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Graduate Intern in Washington, DC
    Current Employee - Graduate Intern in Washington, DC

    I have been working at FINRA as an intern (less than an year)

    Pros

    Great working atmosphere and provides lots of opportunities for one to grow. And have a work life balance.

    Cons

    At least in my group, you may focused on a certain field, if you love it, that would be great.

    Advice to ManagementAdvice

    I think the management is great, employee has chances to talk with them frequently.

    Recommends
    Neutral Outlook
    Approves of CEO
  2.  

    Great, stable company to work for in the financial services industry.

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Senior Analyst in Rockville, MD
    Current Employee - Senior Analyst in Rockville, MD

    I have been working at FINRA full-time (more than 3 years)

    Pros

    I like working here for the stability and the quality of life. It's located in Rockville, MD, a suburb of DC, so it's possible to live and work in suburbia with no commute. I enjoy all of the vacation time I'm given and the flexibility to be able to attend events for my kids. I like the people that I work with. Great matching 401K.

    Cons

    I don't feel like I'm paid enough. Sure, I have a pension and a great 401k program, but I was originally hired at too low of a salary and while I have been promoted and have increased my salary, I still feel that it is in the low-end of the spectrum from where it should be. I didn't know about Glassdoor.com and had no idea about what to ask for regarding my salary.

    Advice to ManagementAdvice

    Please listen when I say that I feel that I'm not being properly compensated, and try to do more about it.

    Recommends
    Positive Outlook
    Approves of CEO
  3.  

    Enforcement Director

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Former Employee - Director in Washington, DC
    Former Employee - Director in Washington, DC

    I worked at FINRA full-time (more than 10 years)

    Pros

    Good work-life balance. Good pay and bonuses. Opportunities to advance for those that are in the right click.

    Cons

    Senior Management is a good ole boys and gals network. People get promoted by who they know not what they now and how good they are.

    Advice to ManagementAdvice

    Provide promotion opportunities for people that have potential to be good executives and not just because they know the right people.

    Recommends
    Neutral Outlook
    Approves of CEO
  4. Is this helpful? The community relies on everyone sharing – Add Anonymous Review


  5. 1 person found this helpful  

    Great Benefits and Worklife Balance

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Manager in Rockville, MD
    Current Employee - Manager in Rockville, MD

    I have been working at FINRA full-time (more than 10 years)

    Pros

    FINRA has great benefits. Pension plus 401k, great medical coverage and liberal leave policies. The bonuses are nice too. Great Worklife balance. Flexible schedules, I come and go as I please and nobody cares as long as I get my work done. Work demands are reasonable. Management talks a lot about "the mission" but the truth is that the vast majority of employees could really care less about the mission. People stay because it's an easy place to work and the bonuses and benefits can't really be beat.

    Cons

    Salaries could be higher for sure. Very difficult to get promoted unless you are friends with the right people. Impossible to move between functions. Once you are in one department you'd better get used to the idea that you will be stuck there for the rest of your career.

    Advice to ManagementAdvice

    Stop focusing so much on what the press says. Your obsession with avoiding bad publicity is crippling the creativity of the staff. Take a risk once in a while and it might pay off.

    Recommends
    Neutral Outlook
    No opinion of CEO
  6.  

    Great experience, but dreadful middle management.

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Regulatory Analyst in Rockville, MD
    Current Employee - Regulatory Analyst in Rockville, MD

    I have been working at FINRA full-time

    Pros

    Interesting work. Exceptional senior management and young talent.

    Cons

    Senior management keeps the young lawyers sane. Base salary is low initially but increases quickly, plus juicy bonus.

    Advice to ManagementAdvice

    Shake up middle management.

    Recommends
    Positive Outlook
    Approves of CEO
  7.  

    Great introductory experience to financial industry. As long as you get your work done, management is easy to please.

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Senior Regulatory Analyst in Rockville, MD
    Current Employee - Senior Regulatory Analyst in Rockville, MD

    I have been working at FINRA full-time (more than 5 years)

    Pros

    Great work-life balance. You have the opportunity to get exposure to a lot of different ares of the financial industry

    Cons

    9 to 5 mentality, inefficient workflow, minimal room for growth between analyst position to management, management reluctant to use technology to its fullest capability.

    Doesn't Recommend
    Positive Outlook
    Approves of CEO
  8.  

    It is a ok company to work in computer science

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - QA Tester in Rockville, MD
    Current Employee - QA Tester in Rockville, MD

    I have been working at FINRA full-time (more than an year)

    Pros

    People in the company is really nice to work with.
    Work and life could be balanced since it is non-profit organization.

    Cons

    It is slow pace for young people.
    The tech team is kind of new and small

    Advice to ManagementAdvice

    The compensation for contractor is not that good

    Recommends
    Positive Outlook
    Approves of CEO
  9.  

    Great benefits, lackluster environment

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Market Regulations Examiner/Shared Services Operator in Washington, DC
    Current Employee - Market Regulations Examiner/Shared Services Operator in Washington, DC

    I have been working at FINRA as an intern (more than an year)

    Pros

    While I was only an intern, I did work here for two summers. There is strong pay (even for interns) and flexibility. My coworkers seemed very happy with their flexibility and benefits and management was always relatively reasonable. I learned a ton about the finance industry from the regulatory prespective.

    Cons

    I worked in market regulation and then shared services and neither could be described as rivetting work. The environment seems beurocratic at times, and many of the cases are boring and seem tedious. There also seems to be a lack of growth oppurtunity

    Recommends
    Neutral Outlook
    Approves of CEO
  10.  

    Some good and some bad

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Former Employee - Anonymous Employee in Rockville, MD
    Former Employee - Anonymous Employee in Rockville, MD

    I worked at FINRA full-time

    Pros

    Good opportunity for growth, great benefits, decent pay, great opportunity to interact with other regulators.

    Cons

    Management can set the tone for the entire department which can be negative, HR does not support the staff, can be very cliquey, and easy to hit ceiling in your department.

    Advice to ManagementAdvice

    Listen to the staff that performs the work and support them.

    Recommends
    No opinion of CEO
  11.  

    Contractor

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Anonymous Employee in Rockville, MD
    Current Employee - Anonymous Employee in Rockville, MD

    I have been working at FINRA as a contractor (more than an year)

    Pros

    Love my coworkers. work life balance is great as well.

    Cons

    no assistance to contractors whatsoever. no benefits, personal days, and helpful programs are only available to FINRA employees. My account manager has also made zero effort to meet me.

    Advice to ManagementAdvice

    Listen to employees more. many ideas that come down from management look great on paper, but do not actually work.

    Doesn't Recommend
    Positive Outlook
    No opinion of CEO

FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

+ Add Photo

Work at FINRA? Share Your Experiences

FINRA

 
Click to Rate
or

Your response will be removed from the review – this cannot be undone.