AXA Equitable Interview Question: How would you correct a compl... | Glassdoor

Interview Question

Regulatory Compiance Specialist - Internal Audit Interview Tampa, FL

How would you correct a compliance issue that stemmed from

  actions taken by managers you work with?

Interview Answer

1 Answer


All employees are subject to compliance rules and need to responsibly perform their job functions within acceptable parameters and their actions must be monitored for compliance issues. Corrective actions would be necessary corresponding in size or degree of the perceived violation.

Interview Candidate on Jun 2, 2015

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