Compliance Attorney Interview Questions


Compliance Attorney interview questions shared by candidates

Top Interview Questions

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Forester Capital
Attorney, Due Diligence and Compliance was asked...April 7, 2015

The "editing" test

1 Answers

While I thought that I handled it well, to my surprise, I failed. See note above. Less


What was my previous E-Discovery litigation / investigations experience and was I adept at using the industry technology platform?

1 Answers

At the time of the interview (February 2012), I informed the interviewer that I had three years investigation and E-Discovery litigation experience, which included some team management experience. In addition, I am well-versed and excel in utilizing various industry standard technology platforms as well as many other supporting technology software. Less

First Credit Union (Arizona)

The one that stood out the most was "How old are you?"

1 Answers

Iresponded evasively. This was an off putting question.

USI Insurance Services

Asked about knowledge of laws.

1 Answers

Explained my last experience working in the insurance broker setting in a compliance role. Less

Freshfields Bruckhaus Deringer

Mostly questions relating to COI and the interviewer gives you a scenario.

1 Answers

I thought I answered well. The interviewer was professional.


Why do you go to your law school


Describe your optimal work environment.


What is the most complex matter you have handled, what made it complex, how did you approach it and what was the outcome?


Fale um ponto negativo e outro positivo seu.


Describe a time when you encountered a problem in a previous job and how did you solve it?

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