Compliance Examiner Interview Questions | Glassdoor

Compliance Examiner Interview Questions


Compliance examiner interview questions shared by candidates

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Name an instance where you had to do something unpopular at work.

1 Answer

I told about the time I had to defend a guy that was falsely accused of wrongdoing, but the managers wanted to find something against him anyway, and I refused.

What are the best and worst traits about you?

1 Answer

Why do you want to work at NFA?

1 Answer

During the phone interview, the hiring coordinator asked me behavioral questions in regards to team work, deadlines, handling conflict, etc. The in-office interview consider of past experience, knowledge of the industry, etc.

Questions revolve around working with a team, knowledge of the SEC, etc.

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