"When hiring a compliance manager, an employer will look for applicants with the legal knowledge and ethical standards to ensure the company does not violate its rules and regulations. When interviewing for this position, expect to be given behavioral questions meant to determine how you would enforce the company's code of conduct and handle ethical and legal violations in the workplace."
How do you stay informed on regulatory changes?
I subscribe to email alerts from the regulatory banking agencies (FDIC, OCC, CFPB, FRB) and from two legal firms (Scudder LawGroup and Buckey Sandler).
Search the respective notificatios from the Authorities regularly
It means the changes made or proposed to be made by the regulatory authorities including the Government and the Company