Financial advisor associate Interview Questions | Glassdoor

Financial advisor associate Interview Questions

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Tell us about a time when you disagreed with a policy and what did you do.

1 Answer

I gave an example where I disagreed about the policy and voiced it adamantly with good logic and management actually took my advice and modified the policy. I think that really impressed.

Role play with interviewer. Interviewer calls you to invest in stock that was recommended by neighbor.

1 Answer

a question I remember was "With this tough economy how ccan you be successful"

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(Paraphrase) Can you handle building a client base from scratch?

1 Answer

If given X area square footage and X length of the room, what is the room's perimeter?

13 Answers

Why should we invest $110,000 in you?

3 Answers

"Tell me about a time you had to be critical of a co-worker, and how did they respond" "...you had to explain something complex to someone" "...you experienced a new challenge at work and how did you respond"

3 Answers

"I don't get it. Why are you here at this interview?"

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Where do you see yourself in 5 years?

2 Answers

Are you comfortable with no salary and only commission?

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