Financial Advisor Associate Interview Questions | Glassdoor

Financial Advisor Associate Interview Questions

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Financial advisor associate interview questions shared by candidates

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None really--basic stuff. "Give me an example of a challenge you overcame"--etc.

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Seemed like a good company but the base pay during the training period was too low. Also, I expected more interaction between IBanking side and Brokerage but that wasn't really happening. Too retail-centric.

What school did you attend and why?

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What type of work do you enjoy?

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What is your target assets under management goal in the first 6 months?

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Why do you want to work at Morgan Stanley?

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How many people do you know with a minimum of 75,000 to invest

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Please present a Municipal Bond Investment to me just as would a potential customer with little investment experience.

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Prepare a business plan. Then come up with a ton of people who you think will be prospects that you can call on. They prefer to see clients that will have $250K+ in investable assets.

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Mainly making sure you realize this is not a 40/hr work week - over and over. Tell me why you want to go into this career? How does your previous experience translate? Tell me about a time where you disagreed with a coworker (bunch of these types of basic questions)

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The questions were not unexpected. They wanted to know how I would go about generating business.

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