Junior compliance analyst Interview Questions

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Junior Compliance Analyst interview questions shared by candidates

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Maples Group
Junior Compliance Analyst was asked...November 28, 2021

what do you know about maples and questions about the role

Kindred Group

What do you dislike about your current job?

Holland & Knight

Tell us about each job on your resume and how those skills relate to this position. Are you okay with work requirements (referencing the holiday mandatory overtime)?

Interactive Brokers

Why are you interested in compliance?

Interactive Brokers

None, because I never received a response.

Ivanti

How familiar are you with federal industry security and privacy compliance and some other stuff which I did not care to remember.

DBRS Morningstar

What would be some of the challenges I'd face in my role as a compliance officer?

CMS Cameron McKenna

What famoys dead person would you have dinner with.

DBRS Morningstar

What were my background and experience?

DBRS Morningstar

Overview of my education

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