Regulatory interview questions shared by candidates
How many jellybeans would fit in a 747.
Two jelly beans would definitely fit in a 747. Other than that, I could only give an estimate...
How big are the jelly beans? What an odd question to ask during an interview.....
The number is truly irrelevant. They are just looking to see how you think critically. Specifically they want you to ask questions like: what version of the 747? Are they standard jelly beans? Does it have seats? Does that include the gas tanks or is it only the cabin? Does it have to fly afterwards? Etc etc. Truly the answer could be anywhere between 0 and 2000000000. In case you happen to be wondering 2 years later, there are 13 models of 747 I believe.
-Examples of dealing with challenging reps -Programs you are familiar with (Excel and MS office in general) -Questions about being organized,team player, and multitasking -Working under pressure -Do you consider yourself successful? how would you describe being successful -Knowledge of FINRA/SEC/MSRB rules and regulations and surveillance systems (17a-3, 17a-4, 8210, oats, trace, etc)
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