Senior compliance officer Interview Questions | Glassdoor

Senior compliance officer Interview Questions

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Everyone else in this dept has a law degree, why don't you?? (whining)

1 Answer

I hope I didn't waste my time going through three rounds of interviews for you to finally complain to me that I'm not a J.D.

What do you like about Compliance?

1 Answer

What's the last book you read? Do you know how to create pivot tables?

1 Answer

Why were you only at [former employer] for a year? What did you do!?

1 Answer

You don't know [person's name] at [former employer]?? I can't believe you don't know [person's name]!

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Standard interview questions. Background, some scenarios and product related stuff.

what do you prefer marketing material review or call monitoring? and why?

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