Dell Interview Question: what is Compliance... | Glassdoor

Interview Question

Software Development Analyst Interview

what is Compliance

investment banking

Interview Answer

1 Answer


to check the trades are legal
the trades are checked if they are booked as per prescribed rules and policies, if that goes with the law and policies.. like tat
so, if so, then we say, "the trade is in compliance"

Interview Candidate on Jun 21, 2012

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