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Assistant Compliance Officer Jobs

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  • 1.7
    LSL Property Services – United States
    Est. Salary $30k-$55k
    Today 9hr
    detail and exemplary customer service skills. As Assistant Compliance Officer, you will provide a high level of administration… has arisen to join LSL Property Servces' Compliance Team in Newcastle. The Compliance Department is predominantly responsible…
  • 3.5
    Middlesex Savings Bank – Natick, MA
    Est. Salary $39k-$69k
    3 days ago 3d
    position will support the Bank’s Compliance Officer in carrying out various facets of the Bank’s Compliance Management System (CMS). In… and assists management with integration of compliance into policies and procedures. Provides assistance to the Compliance Officer…
  • 3.5
    Invesco – Prompton, PA
    Est. Salary $40k-$69k
    26 days ago 26d
    relevant trading data and compliance reports from in-house trading systems and data warehouses for daily compliance monitoring analysis… timely execution. Coding of investment guidelines into Compliance Monitoring system (Charles River / Aladdin) Supervise Personal…
  • 3.8
    University of Texas System – Austin, TX
    Est. Salary $41k-$76k
    Today 3hr
    of Position To assist the Systemwide Compliance and Risk Officer, Deputy Compliance Officer, and institutional Privacy… Description Job Title: Systemwide Assistant Compliance Officer- Privacy Job ID: 3110 Location:…
  • 2.8
    First South Bancorp (NC) – Morehead City, NC
    Est. Salary $25k-$33k
    4 days ago 4d
    transactions. Report all suspicious transactions to the BSA Compliance Officer. Assist Customer Service Manager and Branch Manager with… Deliver all service while following service standards, and in compliance with policies and procedures. Promote the Bank’s products…
  • 1.0
    Peripheral Vascular Associates – San Antonio, TX
    8 days ago 8d
    coding information specific to our practice. Assists the Compliance Officer/Administration by performing coding audits, compiling… Job Summary: Assist vascular lab vascular technologists by performing documentation in the EMR/EHR – Allscripts. Gather information…
  • 3.4
    HSBC – Depew, NY
    Est. Salary $39k-$66k
    3 days ago 3d
    Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training, fostering a compliance… assessments for respective business units and Compliance. Assists in maintaining LCO Compliance team written procedures for area of responsibility…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $66k-$115k
    8 days ago 8d
    Emerging Markets Compliance Officer Corporate Title: Assistant Vice President Group: Markets Compliance Job Location… Deutsche Bank’s New York office. The Emerging Markets compliance officer will provide sales, trading and structuring support to…
  • 2.9
    Cantor Fitzgerald – New York, NY
    Est. Salary $64k-$111k
    30+ days ago 30d+
    and corruption. Key Responsibilities The role will assist the VP AML Compliance develop and strengthen the process to promote best… experience in Financial Crime, to support and work with CF&Co compliance function through the implementation and on-going review of…
  • 3.2
    Huston-Tillotson University – Austin, TX
    27 days ago 27d
    Information Position Title Post Award Compliance and Assistant title III Officer Essential Duties Responsibilities: •… Title III award. • Oversees Title III projects to ensure compliance with sponsor and university rules. • Responds to requests…
  • 4.1
    Primus Global Services – Kansas City, MO
    16 days ago 16d
    maintenance activities. Experience in assisting the FCC Compliance Officer with tasks and projects as needed. Interact with… required for FCC radio licensing and assisting with the completion of required compliance reports. This position is also responsible…
  • 3.2
    Parker & Lynch – Miami, FL
    Est. Salary $31k-$50k
    2 days ago 2d
    external complaints in coordination with Compliance OfficerAssist Compliance officer in obtaining, copying and submitting medical… procedures, and standards of conduct •Act as assistant to the compliance officer for various accreditation and implementation…
  • Western State Bank – Scottsdale, AZ
    Est. Salary $51k-$93k
    3 days ago 3d
    team as Compliance Officer in Scottsdale, AZ. This individual will be responsible to assist the Senior Compliance Officer with developing… Compliance Officer Western State Bank is a 115 year old progressive financial institution with total assets of over $900 million…
  • 3.3
    M&T Bank – Buffalo, NY
    2 days ago 2d
    Responsible for assisting the Deputy Compliance Officer and / or in the management of oversight compliance with respect to laws… Provides guidance and assistance to the Deputy Compliance Testing Officer, the business unit compliance coordinators and senior…
  • 2.9
    MEDNAX – Sunrise, FL
    4 days ago 4d
    shape the future of health care. Compliance Administrator assists Chief Compliance Officer (CCO) in meeting the mission and ongoing… are implemented. Manages or assists in the completion of compliance audits. Manages compliance projects as assigned. Researches…
  • 3.3
    Lakeland Health – Saint Joseph, MI
    25 days ago 25d
    Responsibilities: • Assist the Chief Compliance Officer in the development, implementation, and monitoring of the Lakeland Health… Health Corporate Compliance Program and the integrated 7 elements. • Assist departments in developing compliance plans based on…
  • 3.3
    M&T Bank – Buffalo, NY
    2 days ago 2d
    Responsibilities Legal & Regulatory Risk Ranking. Assists Deputy Compliance Officer in the process of identifying and risk ranking… cooperation with the Deputy Compliance Officer and Counsels Office, disseminates to business unit compliance coordinators and senior…
  • 3.8
    Genesis10 – Kansas City, MO
    17 days ago 17d
    activities.. Key Activities/Responsibilities: Assist the FCC Compliance Officer with tasks and projects as needed. Interact with… required for FCC radio licensing and assisting with the completion of required compliance reports. Also responsible for the administration…
  • 3.2
    Banner Health – Sun City, AZ
    Est. Salary $43k-$65k
    6 days ago 6d
    scientists and research staff. Assists the organization's Research Compliance Officer/designee and/or regulatory research… monitor compliance with applicable regulations. Identifies areas of potential risk through audit processes, as well as assists with…
  • 2.3
    Option Care – Bannockburn, IL
    25 days ago 25d
    to the SVP, Chief Compliance Officer, assists with development, implementation and oversight of compliance and privacy policies… SVP, Chief Compliance Officer in preparation, implementation and execution of the Annual Compliance & Privacy Work Plan. Supervisory…
  • 3.3
    M&T Bank – Buffalo, NY
    2 days ago 2d
    Responsibilities: Legal & Regulatory Risk Ranking. Assists Deputy Compliance Officer in process of identifying and risk ranking laws… assure compliance Test Plans. Provides guidance to the Deputy Compliance Testing Officer, the business unit compliance coordinators…
  • 2.3
    HealthSun Health Plans – Miami, FL
    Est. Salary $103k-$143k
    19 days ago 19d
    retirement savings plan. The Director of Compliance in conjunction with the Compliance Officer will maintain ongoing oversight of Medicare… regulatory requirements. The Director of Compliance works closely with the Compliance Officer and leaders within the functional areas…
  • Alpine Securities – Salt Lake City, UT
    Est. Salary $34k-$56k
    30+ days ago 30d+
    promote and maintain the firm’s culture of compliance, assist the Chief Compliance Officer in identifying and mitigating potential… limited to the following: 1. Assists the Chief Compliance Officer with the activities of the Compliance departments, including recommendations…
  • 2.9
    PAS – Nashville, TN
    Est. Salary $75k-$113k
    19 days ago 19d
    communities. The Compliance Manager assists the Ethics & Compliance Officer (ECO) with the management of compliance-related initiatives… Shared Services Center. Supervisor Ethics & Compliance Officer Supervises Compliance Analyst Duties (included but not limited to…
  • 3.9
    University of Illinois at Chicago – Chicago, IL
    13 days ago 13d
    certification preferred. A minimum of five years as an Assistant Privacy Officer or compliance professional required; preferably in a healthcare… the Privacy Officer in handling matters related to HIPAA, State regulations, privacy regulations, healthcare compliance, and other…
  • 3.3
    M&T Bank – Buffalo, NY
    Est. Salary $50k-$91k
    17 days ago 17d
    Responsible for assisting the Deputy Compliance Officer and / or in the management of oversight compliance with respect to laws… Provides guidance and assistance to the Deputy Compliance Testing Officer, the business unit compliance coordinators and senior…
  • 2.8
    Parallon – Nashville, TN
    Est. Salary $46k-$71k
    17 days ago 17d
    communities. The Compliance Manager assists the Ethics & Compliance Officer (ECO) with the management of compliance-related initiatives… Shared Services Center. Supervisor Ethics & Compliance Officer Supervises Compliance Analyst Duties (included but not limited to…
  • 3.3
    Volkert, Inc. – Maitland, FL
    Est. Salary $37k-$57k
    30+ days ago 30d+
    experience as a resident compliance officer on a construction project or two years of assisting the compliance officer in monitoring the… regulations. Resident Compliance Specialist (RCS) Essential Functions/Responsibilities: RESIDENT COMPLIANCE SPECIALIST – Should…
  • 4.0
    Information Technology Group LLC – Kansas City, MO
    29 days ago 29d
    and manage multiple priorities JOB DUTIES: Assist the FCC Compliance Officer with tasks and projects as needed. Interact with… and manage multiple priorities JOB DUTIES: Assist the FCC Compliance Officer with tasks and projects as needed. Interact with…
  • 3.0
    SunTrust – Atlanta, GA
    Est. Salary $60k-$90k
    30+ days ago 30d+
    swaps and security-based swaps activities, and assisting the Chief Compliance Officer in developing and overseeing the strategic aspects… the compliance programs for swaps and security-based swaps. Serves as a subject matter expert on compliance requirements of CFTC…
Job Title Location Employer Salary
Assistant Compliance Officer United States LSL Property Services $30k-$55k
Assistant Compliance Officer Natick, MA Middlesex Savings Bank $39k-$69k
Assistant Compliance Officer Prompton, PA Invesco $40k-$69k
Systemwide Assistant Compliance Officer- Privacy Austin, TX University of Texas System $41k-$76k
Customer Service Associate Morehead City, NC First South Bancorp (NC) $25k-$33k
Medical Scribe - Vascular Lab San Antonio, TX Peripheral Vascular Associates $19k-$30k
Assistant Vice President, Senior Compliance Officer RBWM RC Consumer Deposits Depew, NY HSBC $39k-$66k
Emerging Markets Compliance Officer - Assistant Vice President New York, NY Deutsche Bank $66k-$115k
Assistant Vice President, AML Compliance Officer New York, NY Cantor Fitzgerald $64k-$111k
Post Award Compliance and Assistant title III Officer Austin, TX Huston-Tillotson University $19k-$30k
Communications Analyst FCC license compliance, Radio, Video Kansas City, MO Primus Global Services $46k-$60k
Compliance Specialist Miami, FL Parker & Lynch $31k-$50k
Compliance Officer Scottsdale, AZ Western State Bank $51k-$93k
Sr Compl Off-Cent Comp Buffalo, NY M&T Bank $21k-$30k
Spec, Compliance Sunrise, FL MEDNAX $36k-$62k
Compliance Coordinator Saint Joseph, MI Lakeland Health $40k-$64k
Compl Spec II-Cent Compl Buffalo, NY M&T Bank $26k-$36k
Communications Analyst Kansas City, MO Genesis10 $40k-$64k
Research Compliance Analyst Sun City, AZ Banner Health $43k-$65k
Compliance and Privacy Manager Bannockburn, IL Option Care $77k-$135k
Compl Spec I-Cent Compl Buffalo, NY M&T Bank $24k-$34k
Compliance Director Miami, FL HealthSun Health Plans $103k-$143k
Compliance Associate Salt Lake City, UT Alpine Securities $34k-$56k
Compliance Manager Nashville, TN PAS $75k-$113k
Assistant Privacy Officer Chicago, IL University of Illinois at Chicago $33k-$62k
Sr. Compliance Officer - Privacy Buffalo, NY M&T Bank $50k-$91k
Compliance Manager Nashville, TN Parallon $46k-$71k
Compliance Specialist - Resident Maitland, FL Volkert, Inc. $37k-$57k
Communications Analyst Kansas City, MO Information Technology Group LLC $39k-$56k
Swap Dealer Compliance Manager Atlanta, GA SunTrust $60k-$90k
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