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Assistant Manager, Corporate Registration Officer, Registrant Regulation Jobs

108 Jobs

  • 2.4
    Castle Metals – Oak Brook, IL
    $128k-$176k(Glassdoor est.)
    NEW
    reporting regulations Prepare Quarterly Report on Form 10-Q, Annual Reports on Forms 10-K and 11-K as well as manage the internal… reports. Report to the VP, Controller and Chief Accounting Officer with dotted-line reporting to the Director of Accounting…
  • 3.2
    Bank of Hawaii – Honolulu, HI
    11 days ago 11d
    Relationship Officer: Under the direction of the Corporate Banking Division Manager, the Primary Relationship Officer (“PRO”) is… Sheet. Works with the Commercial Products Manager, Portfolio Management Officer and Wholesale Credit Group to obtain timely…
  • 4.3
    Accident Fund Insurance Company of America – Lansing, MI
    $26k-$36k(Glassdoor est.)
    Today 3hr
    Assist in the enforcement of corporate policies, guidelines, procedures, rules, regulations, laws and ordinances applicable to… highly preferred and encouraged. CERTIFICATES, LICENSES, REGISTRATIONS Valid and unrestricted driver's license with no excessive…
  • 3.7
    Associated Banc-Corp – Saint Paul, MN
    1 days ago 1d
    requirements, obtain a unique identifier, and maintain the registration requirements as directed by the S.A.F.E Act. Responsible… to any member of management, including Human Resources or Corporate Security, or can be reported through Associateds anonymous…
  • 3.3
    Walden Security – Cumberland, GA
    6 days ago 6d
    required. CERTIFICATES, LICENSES, REGISTRATIONS: Where applicable: State Security Officer License; Valid Drivers' License, if… duties may be assigned by the Account Manager, Operations Manager or Branch General Manager: Follows all assigned post orders…
  • 4.5
    AF Group – Lansing, MI
    $23k-$31k(Glassdoor est.)
    NEW
    Job Description: Assist in the enforcement of corporate policies, guidelines, procedures, rules, regulations, laws and ordinances… highly preferred and encouraged. CERTIFICATES, LICENSES, REGISTRATIONS Valid and unrestricted driver's license with no excessive…
  • 3.2
    HomeStreet – Sacramento, CA
    1 days ago 21hr
    products. • Manage the loan application process, in conjunction with the Branch QC Coordinator and/or Loan Officerassistant, to assist… government regulations and cooperate with internal quality control and compliance programs. • Develop a strategy to assist customers…
  • 3.0
    Sullivan University – Louisville, KY
    1 days ago 17hr
    knowledge of and complies with all applicable corporate, state, and federal regulations and policies for Admissions. Facilitates… the school. Proficient knowledge of all corporate, state, and federal regulations and policies applicable to the position.…
  • 3.7
    Associated Banc-Corp – Chicago, IL
    16 days ago 16d
    requirements, obtain a unique identifier, and maintain the registration requirements as directed by the S.A.F.E Act. Responsible… to any member of management, including Human Resources or Corporate Security, or can be reported through Associateds anonymous…
  • 4.5
    Academy Mortgage – Boca Raton, FL
    $28k-$47k(Glassdoor est.)
    NEW
    appropriately licensed as a loan officer and meet federal, state, and corporate requirements As a Loan Officer with Academy Mortgage Corporation… a well-qualified Loan OfficerAssistant to join our dynamic team. Role The Loan OfficerAssistant will support a high producing…
  • 3.7
    J.P. Morgan – Columbus, OH
    $43k-$72k(Glassdoor est.)
    25 days ago 25d
    , CIB and CB) as well as the Corporate Functions in North America. The Compliance Officer will be responsible for advisory… regulatory rules and regulation as well as firm policies · Identify and update registration procedures · Timely…
  • 3.1
    Umpqua Bank – Bellevue, WA
    1 days ago 21hr
    Lending Act (TILA), their implementing regulations (Regulations G and Z), and SAFE Act registration and renewal rules as defined by the… to date on regulation changes. Associate must stay current on Bank policies and procedures, compliance regulations, and completes…
  • 3.4
    Market Traders Institute, Inc. – Orlando, FL
    $89k-$174k(Glassdoor est.)
    HOT
    letters for defaulted customer accounts Corporateregistrations & renewals Corporate organizational documents, resolutions,… relationships. Manage compliance efforts with applicable Sales, Marketing & Solicitation regulations. Represent or assist outside…
  • 3.4
    BNP Paribas – New York, NY
    $123k-$204k(Glassdoor est.)
    6 days ago 6d
    operates transversally across the Corporate Platform. The Compliance Officer for Corporate Banking and Coverage covering the… Debt Capital Markets (DCM). The Compliance Officer for Corporate Banking and Coverage within IB Compliance will provide…
  • The Sullivan University System – Louisville, KY
    Today 6hr
    knowledge of and complies with all applicable corporate, state, and federal regulations and policies for Admissions. Facilitates… the school. Proficient knowledge of all corporate, state, and federal regulations and policies applicable to the position.…
  • Sullivan University System – Louisville, KY
    Today 6hr
    knowledge of and complies with all applicable corporate, state, and federal regulations and policies for Admissions. Facilitates… the school. Proficient knowledge of all corporate, state, and federal regulations and policies applicable to the position.…
  • 3.8
    Pierre Fabre – Belgique, MO
    $50k-$74k(Glassdoor est.)
    7 days ago 7d
    Attorney" and written signed by Corporate, particularly regarding local inspections; Submit registration/notification files for Pierre… Belgian subsidiary and reporting to the QRVI manager and the Local Safety Officer, you contribute the daily missions in quality…
  • 3.3
    Walden Security – Atlanta, GA
    $20k-$29k(Glassdoor est.)
    16 days ago 16d
    required. CERTIFICATES, LICENSES, REGISTRATIONS: Where applicable: State Security Officer License; Valid Drivers' License, if… duties may be assigned by the Account Manager, Operations Manager or Branch General Manager: Follows all assigned post orders…
  • 3.3
    Walden Security – Atlanta, GA
    $20k-$29k(Glassdoor est.)
    9 days ago 9d
    required. CERTIFICATES, LICENSES, REGISTRATIONS: Where applicable: State Security Officer License; Valid Drivers' License, if… duties may be assigned by the Account Manager, Operations Manager or Branch General Manager: Follows all assigned post orders…
  • 3.4
    Société Générale – New York, NY
    $94k-$160k(Glassdoor est.)
    NEW
    follow-up requests made by regulators during exams and enhanced continuous monitoring reviews. Manage the day-to-day relationship… administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training…
  • 3.2
    Life Time Fitness – Mansfield, TX
    NEW
    of all laws and regulations concerning construction. Primary LocationMN-Chanhassen - COR - Corporate Schedule Full-time… construction safety minimum Licenses / Certifications / Registration: OSHA 30 Certified On Going Safety Education…
  • 4.2
    Cutera – Brisbane, CA
    $52k-$83k(Glassdoor est.)
    1 days ago 1d
    securities for each director and Section 16 officer, and assist in all corporate compliance filings for Cutera and its affiliates… director and Section 16 officer. EDGARize and file 8-Ks and other SEC filings as required. Assist General Counsel in all Board-related…
  • 3.8
    WesBanco – Pittsburgh, PA
    $69k-$118k(Glassdoor est.)
    NEW
    compliance with Regulation H and provide summary report to Bank Chief Compliance Officer and Trust Chief Compliance Officer regarding… other projects as needed. Act as Fund Ant-Money Laundering Officer, ensure compliance with Fund AML policy, monitor Fund Customer…
  • 3.2
    Thomas Jefferson University Hospital – Philadelphia, PA
    $79k-$131k(Glassdoor est.)
    NEW
    subordinate staff members as needed. Assists the Enterprise Chief Compliance Officer in ensuring that Jefferson Health's Compliance… training activities designed to manage, eliminate, or reduce risks. ESSENTIAL FUNCTIONS: Assists the CCO in the development…
  • 3.4
    BNP Paribas – New York, NY
    $230k-$346k(Glassdoor est.)
    NEW
    plus. Knowledge of securities and or commodities regulations or corporate governance practices a plus. Excellent verbal and… Banking & Services) and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional…
  • 3.0
    Sullivan University – Louisville, KY
    7 days ago 7d
    knowledge of and complies with all applicable corporate, state, and federal regulations and policies for Admissions. Facilitates… the school. Proficient knowledge of all corporate, state, and federal regulations and policies applicable to the position.…
  • 2.8
    Harbor Retirement Associates – Vero Beach, FL
    8 days ago 8d
    investigated and resolved. Manage outside counsel. Assist in company licenses and business registrations with various states. Routine… diligence reports. Manage filing and storage of HRA agreements and legal documents Provide legal advice to corporate officers, board…
  • 3.3
    Hancock and Whitney Bank – Pascagoula, MS
    NEW
    Mortgage Loan Officer (MLO). To be registered, the MLO must pass a background check. Failure to comply with registration and annual… Mortgage Loan Officer (MLO). To be registered, the MLO must pass a background check. Failure to comply with registration and annual…
  • 3.3
    Walden Security – Dalton, GA
    9 days ago 9d
    required. CERTIFICATES, LICENSES, REGISTRATIONS: Where applicable: State Security Officer License; Certification in the use… Job Description TitleUtility (Flex) Officer (Dalton/North GA locations)CategorySecurity Description Be proud of where you…
  • 3.3
    Walden Security – Chattanooga, TN
    $19k-$29k(Glassdoor est.)
    9 days ago 9d
    required. CERTIFICATES, LICENSES, REGISTRATIONS: Where applicable: State Security Officer License; Valid Drivers' License, if… Job Description TitleSecurity Officer, Unarmed (Chattanooga, TN area)CategorySecurity Description Be proud of where you work…
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