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Associate compliance officer Jobs

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32 associate compliance officer Jobs

  • Penn Mutual Life Insurance Logo3.9
    Penn Mutual Life Insurance
    Associate Chief Compliance Officer-Penn Mutual Asset Management
    Remote
    Easy Apply
    30d+
    Design, implementation and oversight of the Compliance Programs, relating to 29 funds including 10 directly-managed funds and 19 equity and fixed income……
  • Columbia University in the City of New York Logo4.1
    Associate Director, Compliance, Student Financial Services-Hybrid Schedule
    New York, NY
    $54,541 - $105,552 (Glassdoor est.)
    Easy Apply
    30d+
    Assist in the interpretation of federal and state regulations, institutional policies, guidelines and professional literature; Act as a resource for others when……
  • Boehringer Ingelheim Logo4.1
    Senior Associate Director, Compliance Management
    Connecticut
    6d
    Supports clinical development teams with trending and analysis; gives recommendations based on risk assessments for continuous improvements; supports teams in……
  • Bristol Myers Squibb Logo3.9
    Associate Director, Compliance and Quality Systems
    Devens, MA
    $91,473 - $168,915 (Glassdoor est.)
    12d
    The Associate Director Compliance and Quality Systems is responsible for providing QA oversight of Quality Management System (QMS) usage in support of GxP……
  • Corporate Headquarters Logo4.7
    Associate Director, Compliance for Global Government Relations -Remote Work Options Available
    Arlington, VA
    6d
    Oversee timekeeping tool and answer questions from employees pertaining to lobbying and ethics regulations, as well as questions regarding internal lobbying……
  • NeoGenomics Laboratories Logo3.8
    Associate Director, Compliance Auditing & Monitoring
    Remote
    Easy Apply
    24h
    Oversee the design, planning and implementation of a comprehensive Compliance & Ethics audit program and strategy.…
  • Elligo Health Research Logo4.1
    Vice President, Associate General Counsel & Corporate Compliance Officer (Corporate Legal)
    Remote
    Easy Apply
    5d
    Demonstrated ability to organize and lead cross-functional teams to implement strategic objectives. This role routinely uses standard office equipment such as……
  • Auburn University Logo4.4
    Associate Athletics Director (Compliance)
    Auburn, AL
    $96,467 - $131,600 (Employer est.)
    30d+
    Sports Administration, Management, Business Administration, or related field. Reviews ongoing University activities and plans, determines whether they are in……
  • Kroll Bond Rating Agency, LLC Logo4.2
    Associate Director, Compliance
    New York, NY
    $88,980 - $176,004 (Glassdoor est.)
    30d+
    Identify and prioritize areas of compliance risk, and lead initiatives to develop and implement compliance risk mitigation programs.…
  • SRS Acquiom Holdings LLC Logo3.8
    Associate Director, Compliance Attorney
    Denver, CO
    $80,000 - $100,000 (Employer est.)
    30d+
    Assist stakeholders with deal-related transactions upon issue escalation. The Associate Director is responsible for reviewing and analyzing SRS Acquiom’s……
  • FactSet Research Systems Logo4
    Associate Director, Compliance and Enterprise Risk Management
    New York, NY
    $104,387 - $206,467 (Glassdoor est.)
    6d
    Plan, manage, and lead the risk assessment process to identify, assess, monitor, and document enterprise risks, as well as risks specific to individual……
  • Stanford University Logo4.4
    Associate Athletics Director, Compliance Services
    Stanford, CA
    $71,619 - $163,963 (Glassdoor est.)
    30d+
    Responding to rules inquiries from coaches, staff, student-athletes, representatives of athletic interests/donors, parents, and other individuals associated……
  • HealthWell Foundation Logo3.6
    Associate Director of Compliance
    Germantown, MD
    $63,985 - $130,200 (Glassdoor est.)
    30d+
    Contracts – retention and the contractor’s/consultant’s delivery on agreed-upon deliverables. Human resource management certification (Certified Professional ……
  • Robert W. Baird Logo4.3
    Compliance Program Manager or Associate Director, Investment Advisory
    Remote
    20d
    Bachelor’s degree in Accounting or Finance, or related field preferred. Build and develop strong relationships with peers across the industry both formally and……
  • Pacira BioSciences, Inc. Logo3.1
    Associate Director, Compliance
    Parsippany, NJ
    $91,283 - $172,830 (Glassdoor est.)
    30d+
    Develop and deliver regular and ongoing Compliance training with strong facilitation skills through various avenues including live classroom training, virtual……
  • Columbia University Logo4.1
    Associate Director, Compliance-Hybrid Schedule
    United States
    30d+
    Assist in the interpretation of federal and state regulations, institutional policies, guidelines and professional literature; Act as a resource for others when……
  • Kiniksa Pharmaceuticals Logo3.1
    Associate Director, Compliance
    San Diego, CA
    $93,583 - $196,108 (Glassdoor est.)
    Easy Apply
    7d
    Knowledge of and experience with laws, regulations, and industry guidance that affect the pharmaceutical industry including global aggregate spend and other……
  • Lantheus Medical Imaging, Inc. Logo3.1
    Associate Director, Compliance
    North Billerica, MA
    $83,413 - $151,330 (Glassdoor est.)
    30d+
    Develops and executes compliance risk assessments to identify potential areas of compliance vulnerability and risk; develop and implement corrective action……
  • The University of Mississippi Logo4.2
    Associate Director of Compliance - Athletics
    University, MS
    $32,575 - $69,910 (Glassdoor est.)
    18d
    Background investigations include a criminal history record check, and when appropriate, a financial (credit) report or driving history check.…
  • ASSOCIATE DIRECTOR, COMPLIANCE
    Chicago, IL
    Easy Apply
    30d+
    The Associate Director will own ad-hoc Compliance projects taking them from start to finish. 4+ years of Compliance experience in financial services; registered……
  • Associate Director of Compliance
    Tampa, FL
    Easy Apply
    30d+
    Life and Health Insurance license (2-15) or the ability to obtain within 90 days. Competitive salary and a full range of benefits including health insurance,……
  • Optima Partners Holdings LLC Logo3.9
    Associate Director of Compliance
    New York, NY
    $78,980 - $153,341 (Glassdoor est.)
    Easy Apply
    30d+
    Anticipate client regulatory risks and expectations, focus resources on the necessary tasks that need completion (without compromising quality or other client……
  • Ross Stores Logo3.3
    Associate Director, Compliance
    New York, NY
    $79,067 - $189,819 (Glassdoor est.)
    30d+
    Track record of developing/maintaining a compliance programs that are tied to driving/validating a retailer/importer's code of conduct.…
  • Cleveland State University Logo4.1
    Senior Associate Athletics Director, Compliance
    Cleveland, OH
    $46,988 - $92,742 (Glassdoor est.)
    30d+
    Bachelor’s Degree in a related field (sport administration, business, etc.). Master’s degree in a related field (e.g., law, sports administration).…
  • Cohen & Steers Logo3.6
    Associate Director, Compliance
    New York, NY
    $65,667 - $154,250 (Glassdoor est.)
    Easy Apply
    30d+
    Assist with the annual compliance risk assessment and help identify potential conflicts and risk areas within business units. Manage the AML/KYC program.…
  • Bristol Myers Squibb Logo3.9
    Associate Director Compliance and Auditing
    United States
    30d+
    Facilitates the Quality Council by sponsoring and driving Quality Initiatives that directly impact the Site operations. Ensures site Risk Management Program.…
  • Abbvie Logo3.9
    Associate Director, Compliance Services
    Campbell, CA
    $97,314 - $179,728 (Glassdoor est.)
    30d+
    Ensure the sites are in a state of inspection readiness by constant evaluation and assessment of compliance status of DSO sites and personnel.…
  • Fitch Group Logo3.2
    Associate Director - Compliance
    New York, NY
    $71,379 - $171,243 (Glassdoor est.)
    30d+
    Collaborate and communicate extensively with business heads, shared support groups and compliance/risk colleagues to provide guidance on policies and procedures……
  • Acuity Eye Group Logo2.4
    Associate General Counsel and Director of Compliance
    Pasadena, CA
    $73,510 - $165,881 (Glassdoor est.)
    Easy Apply
    13d
    Responds to potential and/or alleged violations of Code of Conduct, policies, procedures, and state or federal laws or regulations by conducting and/or guiding……
  • UBS Logo3.9
    Associate Program Director, Compliance UBS Bank USA
    Salt Lake City, UT
    $38,860 - $86,977 (Glassdoor est.)
    30d+
    A working knowledge and ability to execute a variety of computer based and proprietary systems to include Oracle Discoverer, Data warehouse, Internet Explorer,……

Jobs

Job TitleEmployerLocationSalary
Associate Chief Compliance Officer-Penn Mutual Asset ManagementPenn Mutual Life InsuranceRemote
Associate Director, Compliance, Student Financial Services-Hybrid ScheduleColumbia University in the City of New YorkNew York, NY
Senior Associate Director, Compliance ManagementBoehringer IngelheimConnecticut
Associate Director, Compliance and Quality SystemsBristol Myers SquibbDevens, MA
Associate Director, Compliance for Global Government Relations -Remote Work Options AvailableCorporate HeadquartersArlington, VA
Associate Director, Compliance Auditing & MonitoringNeoGenomics LaboratoriesRemote
Vice President, Associate General Counsel & Corporate Compliance Officer (Corporate Legal)Elligo Health ResearchRemote
Associate Athletics Director (Compliance)Auburn UniversityAuburn, AL
Associate Director, ComplianceKroll Bond Rating Agency, LLCNew York, NY
Associate Director, Compliance AttorneySRS Acquiom Holdings LLCDenver, CO
Associate Director, Compliance and Enterprise Risk ManagementFactSet Research SystemsNew York, NY
Associate Athletics Director, Compliance ServicesStanford UniversityStanford, CA
Associate Director of ComplianceHealthWell FoundationGermantown, MD
Compliance Program Manager or Associate Director, Investment AdvisoryRobert W. BairdRemote
Associate Director, CompliancePacira BioSciences, Inc.Parsippany, NJ
Associate Director, Compliance-Hybrid ScheduleColumbia UniversityUnited States
Associate Director, ComplianceKiniksa PharmaceuticalsSan Diego, CA
Associate Director, ComplianceLantheus Medical Imaging, Inc.North Billerica, MA
Associate Director of Compliance - AthleticsThe University of MississippiUniversity, MS
ASSOCIATE DIRECTOR, COMPLIANCECresset Administrative Services CorporationChicago, IL
Associate Director of ComplianceNorthwestern Mutual Greater Tampa BayTampa, FL
Associate Director of ComplianceOptima Partners Holdings LLCNew York, NY
Associate Director, ComplianceRoss StoresNew York, NY
Senior Associate Athletics Director, ComplianceCleveland State UniversityCleveland, OH
Associate Director, ComplianceCohen & SteersNew York, NY
Associate Director Compliance and AuditingBristol Myers SquibbUnited States
Associate Director, Compliance ServicesAbbvieCampbell, CA
Associate Director - ComplianceFitch GroupNew York, NY
Associate General Counsel and Director of ComplianceAcuity Eye GroupPasadena, CA
Associate Program Director, Compliance UBS Bank USAUBSSalt Lake City, UT
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