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Compliance examiner Jobs in Buena Park, CA

109 Jobs

  • 3.0
    Director of Compliance
    Anaheim, CA
    $83k-$150k   (Glassdoor Est.)
    10d
    relationships with State Insurance Department personnel and examiners. Experience handling corporate licensing and other functions… exceptional leadership to the Compliance Team on a variety of new and existing projects. The Director of Compliance will perform routine…
  • 3.2
    International Trade Product Risk and Compliance Analyst
    El Segundo, CA
    $50k-$72k   (Glassdoor Est.)
    16d
    updates accordingly. Review and analyze compliance matches against approved compliance lists, providing approval, denial or direction… International Trade Services, Product Risk & Compliance Analyst This position is responsible for analyzing letter of credit…
  • 3.2
    International Trade Product Risk And Compliance Analyst
    El Segundo, CA
    $50k-$72k   (Glassdoor Est.)
    23d
    Services, Product Risk & Compliance Analyst The International Trade Services, Product Risk & Compliance Analyst role will be responsible… updates accordingly. Review and analyze compliance match against approved compliance lists, providing approval, denial or direction…
  • 3.4
    Compliance Analyst
    Irvine, CA
    $43k-$63k   (Glassdoor Est.)
    11d
    and implement compliance program throughout the organization. You must be able to set the example for compliance standards to other… integrity, and business ethics. Process and respond to compliance-related issues with a solution-focused and friendly attitude…
  • 2.6
    Manager –BSA/AML Compliance
    Pasadena, CA
    $67k-$122k   (Glassdoor Est.)
    21d
    /AML Compliance will assist the SVP of BSA/AML/OFAC Compliance, his/her second line team and the Chief Risk and Compliance Officer… corporate and bank employees, management, audit, and regulatory examiners. Managerial and organizational skill needed to handle…
  • 2.6
    Information Security Compliance Analyst
    Pasadena, CA
    $56k-$82k   (Glassdoor Est.)
    17d
    Job Summary The Compliance Analyst works with management, product/program leads, the corporate compliance team, risk management… information security compliance. Reports to management on the status of information security compliance. Review the security…
  • 3.5
    Compliance Officer
    Anaheim Hills, CA
    1d
    federal, and internal financial and regulatory audits and examinations. This includes exam preparations and coordinating information… ensures a satisfactory Audit by internal, external and Federal examiners. Works with managers and supervisors to strengthen controls…
  • 2.6
    Information Security Compliance Analyst
    Buena Park, CA
    $38k-$56k   (Glassdoor Est.)
    4d
    which support regulatory compliance and security best practices. Supports on the assessment of compliance to regulatory, industry… supporting actions plans to assure full compliance. Translates security and compliance requirements into workable policy and procedures…
  • 4.4
    Regulatory Analyst
    Los Angeles, CA
    $50k-$70k   (Glassdoor Est.)
    12d
    regulators. Optimize & Redesign Regulatory Compliance: Take ownership of Inspire's compliance program by building a deep understanding… formalized a holistic set of compliance processes and are able to independently oversee the compliance program. By the end of 2019…
  • 3.5
    Director, Examination
    Los Angeles, CA
    1d
    policies, address examination issues, develop strategies, and ensure consistency of approach. The compliance strategies developed… DIRECTOR, EXAMINATION SOUTHWEST AREA DO? The Director, Examination Southwest Area reports to the Director, Examination Field. The…
  • Compliance Analyst
    Orange, CA
    29d
    supervision of the Compliance Manager, the Compliance Analyst will perform financial and program compliance reporting related to… grants for Charter Schools. Compliance Analyst Duties Prepare, monitor and review compliance reporting for charter schools…
  • 4.0
    Compliance Audit Analyst
    Pasadena, CA
    14d
    Certified Information System Auditor (CISA), Certified Fraud Examiner (CFE) Emphasis in business, finance, accounting, or information… RESPONSIBILITIES: Kforce has a client in search of a Compliance Audit Analyst in Pasadena, California (CA). Major Responsibilities…
  • 2.6
    Agent Compliance Reviewer
    Buena Park, CA
    23d
    procedures Recommend Compliance Officer on organization and workflow of Agent Compliance Review Program Examine and evaluates Agent… Agent’s Compliance Program to ensure compliance with section 352 of the USA PATRIOT Act Perform in-depth analysis of agent consumer…
  • 3.9
    Compliance Officer
    Los Angeles, CA
    3d
    California Type: Permanent Job #1563087 Title: Compliance Officer Location: Los Angeles, CA 90067 ID: 1563087… 1563087 Role Overview: Lucas Group seeks a Compliance Officer for a vape manufacturing company in Los Angeles. The ideal candidate…
  • 3.5
    Compliance Specialist
    Brea, CA
    $40k-$62k   (Glassdoor Est.)
    3d
    responding to reviews, audits or examination findings and questions as needed; Participate in Compliance and CRA training presentations… The Compliance Specialist will primarily perform CRA data collection and other duties supporting the current AVP, Compliance Specialist…
  • 5.0
    Pharmacy Compliance Officer
    Long Beach, CA
    Easy Apply
    2d
    We are a Specialty Pharmacy seeking a Compliance Officer with the ability to represent our company and themselves professionally… legislation, board of pharmacy regulation, laws, guidelines, and compliance information for each state we are licensed in. State Board…
  • 3.9
    Corporate Compliance - Regional Compliance Officer - Vice President
    Los Angeles, CA
    24hr
    Coordinating with the internal Branch Examination Teams during entire examination process. Receive, review, draft and advise… region, coordinating with the central J.P. Morgan Regulatory Examinations Group, Legal, the Business, Operations and other Control…
  • 3.2
    Compliance Analyst
    Cypress, CA
    $48k-$69k   (Glassdoor Est.)
    22d
    opportunity for a Compliance Analyst to join Yamaha Motor Finance Corporation, supporting our Legal Division. The Compliance Analyst will… will assist with the development of compliance-related programs and processes and analyze laws and regulations relevant to the…
  • 4.7
    Compliance Consultant
    Pasadena, CA
    13d
    Market Rate Role: Compliance Consultant Primary Skills: Compliance Role Description: The Compliance Consultant would need… Certified Information System Auditor (CISA) Certified Fraud Examiner (CFE). Emphasis in business, finance, accounting, or information…
  • 2.6
    Compliance Analyst
    Anaheim, CA
    9d
    Location: Anaheim Job Title: ​ Compliance Analyst Job Description: ​ Position Summary: The Compliance Analyst will assist in the… Assists in the implementation and monitoring of compliance controls, compliance procedures and operational processes. Assists…
  • 3.7
    Compliance Officer & Manager (Anaheim Hills)
    Anaheim, CA
    $68k-$110k   (Glassdoor Est.)
    1d
    regulations, as it relates to compliance. Responsible for reporting and monitoring of compliance with regulations. Failure to… subsidiaries are in full compliance and assists the business unit managers in mitigating the risk of non-compliance, which could result…
  • 4.0
    Mortgage Compliance Officer
    Costa Mesa, CA
    24hr
    Mortgage Compliance Officer If you are a Mortgage Compliance Officer with experience, please read on! We have been in business… Will Be Doing - Perform loan level regulatory compliance audits to ensure compliance with all consumer protection and fair lending…
  • Financial Compliance Analyst
    Orange, CA
    9d
    supervision of the Compliance Manager, the Financial Compliance Analyst will perform financial and program compliance reporting related… grants for Charter Schools. Compliance Analyst Duties Prepare, monitor and review compliance reporting for charter schools…
  • 2.5
    Quality Control-Compliance Underwriter
    Anaheim, CA
    $47k-$77k   (Glassdoor Est.)
    1d
    documentation review Examine Agency and Investor deficiency’s, audit request and repurchase demands for remediation Examine challenged… Come join our amazing team in Anaheim! The Quality Control/Compliance Underwriter is responsible or the due diligence or the company…
  • 2.8
    Sr. Analyst, Licensing & Examinations
    Irvine, CA
    9d
    filings. Assist with complianceexaminations, including gathering and organizing information for examiner's review. All other… supervision of the Sr. Manager, Licensing & Examinations, the Sr. Analyst, Licensing & Examinations is responsible for providing paralegal…
  • 3.1
    Compliance Analyst
    Torrance, CA
    22d
    Description American Honda Finance is seeking a Compliance Analyst for our Dealer Financial Services (DFS) department. The DFS… polices remain accurate and up to date. Responsibilities for compliance Analyst include but not limited to Review all completed…
  • 3.1
    Trade Compliance Analyst
    Los Angeles, CA
    $48k-$72k   (Glassdoor Est.)
    2d
    Trade Compliance Analyst Location Los Angeles, CA Department SCO – Trade Compliance Apply… through the development of compliance programs, policies, and procedures, and implementation of trade compliance best practices. Essential…
  • Compliance Officer, banking
    Orange, CA
    18d
    firms. We are looking for a Compliance Officer responsible for reviewing and evaluating compliance issues/concerns in Banking.… procedures, ensuring compliance Specific qualifications for the position include: 5 years’ Compliance experience in a financial…
  • 5.0
    Compliance Analyst
    Torrance, CA
    24d
    managing the regulatory compliance programs for the firm. The Compliance Analyst will work with a Compliance Associate and assist… position of Compliance Analyst.This newly created position would work directly with and report to the firms Chief Compliance Officer…
  • 3.3
    Business Conduct Examiner
    Los Angeles, CA
    9d
    Conduct Examiner will report directly to the Business Conduct Manager and will be responsible for broker-dealer compliance. The ideal… deadlines Prior experience in compliance-related area a plus Keyword: Business Conduct Examiner, Travel, Series 7, Regulatory…
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