Internal Control, Regulatory and Compliance Officer Jobs in Buffalo, NY | Glassdoor
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Internal Control, Regulatory and Compliance Officer Jobs in Buffalo, NY

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  • 3.4
    Citibank – Buffalo, NY
    4 days ago 4d
    updates; Regulatory requirements etc. Support and interface to Internal and External Control organisations (Internal/external… resolution of operating risk and control issues. This requires significant co-ordination across internal operations teams, as well as…
  • 3.5
    Citi – Buffalo, NY
    4 days ago 4d
    updates; Regulatory requirements etc. Support and interface to Internal and External Control organisations (Internal/external… external audit, Reg, control self-assessment, Compliance, IS, Finance etc.) Management / Oversight of Corrective Action Plan remediation…
  • 3.4
    HSBC Holdings – Depew, NY
    Est. Salary $42k-$75k
    6 days ago 6d
    Under the direction of a senior regulatoryofficer, responds to regulatory/compliance questions from the related area of responsibility… Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training…
  • 3.2
    M&T Bank – Buffalo, NY
    Est. Salary $47k-$85k
    13 days ago 13d
    guidance to the Deputy Compliance Testing Officer, the business unit compliance coordinators and senior and middle management within… plans to assure compliance with laws and regulations. Also, along with the Deputy Compliance Testing Officer provides oversight…
  • 2.3
    Key Resource Group – Buffalo, NY
    NEW
    financial obligations Ensuring compliance with GAAP and applicable federal, state and local regulatory laws and rules for financial… opportunities to the CEO and Board of Directors Maintaining internal accounting controls Confirming sufficient funds are available to meet…
  • 3.0
    CitiMortgage – Buffalo, NY
    5 days ago 5d
    updates; Regulatory requirements etc. Support and interface to Internal and External Control organisations (Internal/external… resolution of operating risk and control issues. This requires significant co-ordination across internal operations teams, as well as…
  • 3.3
    KeyBank – Buffalo, NY
    16 days ago 16d
    management, regulatory agency personnel, internal legal counsel, internal risk review personnel as well as operational/compliance peers… influence others Sound understanding of compliance and operational risks and internalcontrol frameworks Strong analytical/research…
  • 3.2
    M&T Bank – Buffalo, NY
    13 days ago 13d
    Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.… Bank brand. Maintain M&T internalcontrol standards, including timely implementation of internal and external audit points together…
  • Autism Services Inc. – Amherst, NY
    15 days ago 15d
    maintaining internal accounting controls, cash management and debt financing matters. The Chief Financial Officer provides both… opportunities. Ensure that effective internalcontrols are in place and ensure compliance with Generally Accepted Accounting Principles…
  • 3.4
    HSBC Holdings – Buffalo, NY
    18 days ago 18d
    Operational Effectiveness & Control Adhere to policies and procedures to ensure compliance with proper booking, accounting… estate as well as Company products, credit policy, lending officer procedures and underwriting guidelines. In-depth knowledge…
  • 3.2
    M&T Bank – Buffalo, NY
    11 days ago 11d
    Bank brand. Maintain M&T internalcontrol standards, including timely implementation of internal and external audit points together… Understand and adhere to the Company’s risk and regulatory standards, policies and controls in accordance with the Company’s Risk Appetite…
  • 3.2
    M&T Bank – Buffalo, NY
    8 days ago 8d
    . Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.… environmental concerns. Ensure continued compliance of policy and program with financial regulatory guidelines. Provide consultation…
  • 3.2
    M&T Bank – Buffalo, NY
    16 days ago 16d
    . Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.… Bank brand. Maintain M&T internalcontrol standards, including timely implementation of internal and external audit points together…
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