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Business Compliance Officer Jobs

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  • 3.5
    Standard Bank and Trust Co. – Rosebank, LA
    Est. Salary $43k-$79k
    6 days ago 6d
    requirements applicable to the Business Areas (“BA”) that he/she represents as a Compliance Officer; thereby facilitating the establishment… maintains Business Unit specific RMPs. •Ensures the appropriate use of the compliance risk management tool in his/her Business Unit…
  • 2.7
    ACE Group – Whitehouse Station, NJ
    Est. Salary $64k-$115k
    7 days ago 7d
    Surety Business Compliance Officer Major Duties and Responsibilities Auditing of US branches for rate and underwriting… underwriting compliance. Manage annual audit schedule and create auditing teams. Interface with Corporate Auditing and Underwriting…
  • 3.1
    Combined Insurance – Whitehouse Station, NJ
    Est. Salary $57k-$105k
    7 days ago 7d
    Surety Business Compliance Officer Major Duties and Responsibilities Auditing of US branches for rate and underwriting… underwriting compliance. Manage annual audit schedule and create auditing teams. Interface with Corporate Auditing and Underwriting…
  • City of Independence – Independence, MO
    Est. Salary $41k-$70k
    14 days ago 14d
    Business License Compliance Officer Apply Before 3/3/2017 Job Number 2017028… of violations of licensing standards and works to obtain compliance with applicable City code requirements and regulations. Assists…
  • 3.4
    Chubb Corp – Whitehouse Station, NJ
    Est. Salary $69k-$124k
    7 days ago 7d
    Surety Business Compliance Officer Major Duties and Responsibilities Auditing of US branches for rate and underwriting… underwriting compliance. Manage annual audit schedule and create auditing teams. Interface with Corporate Auditing and Underwriting…
  • 3.1
    State Street – Boston, MA
    9 days ago 9d
    needs into their overall compliance risk management programs. We are seeking a Compliance Analyst (Officer) to assist with growing… filings. This role will report up to the Finance Senior Compliance Officer. Major Responsibilities: Assist with the implementation…
  • 3.5
    Standard Bank and Trust Co. – Rosebank, LA
    Est. Salary $43k-$78k
    6 days ago 6d
    Specialised monitoring Business Compliance Officer methodology and tools; 3. Execution: Reviewing the Compliance Risk Management… the Business area and the Business Compliance team requirements for Compliance monitoring support. Understand SBG business area…
  • 3.4
    Citibank – Irving, TX
    Est. Salary $51k-$76k
    6 days ago 6d
    support of the various units within the Corporate Compliance Group. In this role, the analyst would rely on their knowledge of general… States,Texas,DallasEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: Yes, 10 % of the TimeJob ID: 15037234…
  • 3.5
    Citi – Irving, TX
    Est. Salary $52k-$77k
    6 days ago 6d
    support of the various units within the Corporate Compliance Group. In this role, the analyst would rely on their knowledge of general… States,Texas,DallasEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: Yes, 10 % of the TimeJob ID: 15037234…
  • 2.8
    FOLIOfn, Inc – McLean, VA
    Est. Salary $107k-$187k
    27 days ago 27d
    The Senior Compliance Professional/Chief Compliance Officer Investment Advisory Businesses (IA Compliance Officer) will be a leader… The IA Compliance Officer will play a critical and highly involved role as a member of the firms legal and compliance team.…
  • ACG Resources/Adams Consulting Group, LLC – New York, NY
    14 days ago 14d
    Compliance Officer Base 75k-90k Seeking a Compliance professional with knowledge of African transactions. Must have certification… development of a compliant business structure and functions including the development of a compliance department. Directly responsible…
  • Senior Family Services – Philadelphia, PA
    Est. Salary $26k-$40k
    8 days ago 8d
    position that works closely with the Director of Business Ops, Compliance Officer, Agents, Clients, and owners of Senior Family Services… other agency software · File documents pertaining to any business Senior Family Services and any of its agents submit · Support…
  • 3.2
    BMO Harris Bank – Naperville, IL
    5 days ago 5d
    partner with the Business Unit Compliance Officer and Corporate Compliance. The Senior Compliance Testing Officer must ensure that… appropriate Business Unit Compliance Officer as well as Corporate Compliance and Legal, if needed. Assist in training compliance testing…
  • 3.0
    MUFG – New York, NY
    Est. Salary $129k-$177k
    4 days ago 4d
    Summary: This position serves as the Compliance Manager and Business Line Compliance Officer (“BLCO”) for the Transaction Banking… responsible for the compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter.…
  • 3.3
    M&T Bank – Buffalo, NY
    Est. Salary $50k-$91k
    12 days ago 12d
    guidance and assistance to the Deputy Compliance Testing Officer, the business unit compliance coordinators and senior and middle… regulatory risks/compliance updates to the Deputy Compliance Officer and / or Enterprise Compliance Officer and for other project…
  • 3.4
    HSBC – New York, NY
    11 days ago 11d
    containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer… Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area…
  • 3.4
    BMO Financial Group – New York, NY
    12 days ago 12d
    incumbent will serve as the Business Unit Compliance Officer and the Financial Governance officer for BMO Capital Markets US.… Markets Finance US. Specific Accountabilities Business Unit Compliance Officer Manage the documentation and mapping of applicable…
  • 3.7
    Morgan Stanley – Wellesley, MA
    Est. Salary $68k-$104k
    23 days ago 23d
    delegated by the Complex Manager or Complex Business Service Officer · Ensure compliance with Firm policies and procedures from an… initiatives, projects and remediations · Work with Complex Business Service Officer and Human Resources on employee related issues · Collaborate…
  • 3.7
    Baptist Health Care – Pensacola, FL
    Est. Salary $34k-$55k
    4 days ago 4d
    a timely manner to the Coding Manager, Business Services Director, Compliance Officer or BHC's Revenue Integrity Department… pharmacology. Knowledge and support of the Hospital's corporate compliance initiatives and communicate any suspected coding inaccuracies…
  • 3.4
    HSBC – Seattle, WA
    11 days ago 11d
    Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training, fostering… Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area…
  • 3.2
    State Street Global Advisors – Boston, MA
    Est. Salary $61k-$92k
    4 days ago 4d
    are seeking a Compliance Officer to support State Street Bank and Trust's FX businesses. The Compliance Officer will assist with… either directly as a compliance officer or in a similarly situated role that directly supported first line business personnel in a financial…
  • Adamas Pharmaceuticals – Emeryville, CA
    12 days ago 12d
    . This position reports to the Chief Business Officer, General Counsel, Compliance Officer & Corporate Secretary and is expected… execution and ongoing management of agreements/contracts, compliance, and regulatory agencies as required. This position is based…
  • 3.0
    Union Bank, N.A. – New York, NY
    Est. Salary $141k-$194k
    12 days ago 12d
    Summary: This position serves as the Compliance Manager and Business Line Compliance Officer ("BLCO") for the Transaction Banking… responsible for the compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter.…
  • 3.7
    Morgan Stanley – Los Angeles, CA
    12 days ago 12d
    ensuring compliance standards are met. The Complex Business Service Officer keeps the Complex Manager and Regional Business Service… Manager or Regional Business Service Officer * Ensure compliance with Firm policies and procedures from a business and service perspective…
  • 5.0
    Job Juncture – Dallas, TX
    Est. Salary $47k-$79k
    3 days ago 3d
    multifaceted business operations. The Chief Compliance Officer, in a role critical to managing bank?s compliance and reputation… The Chief Compliance Officer is answerable to the following: Maintain and improve an enterprise wide compliance risk management…
  • 3.8
    The Blackstone Group – New York, NY
    Est. Salary $73k-$127k
    24 days ago 24d
    Blackstone Tactical Opportunities Compliance Officer Business Unit: Blackstone Legal & Compliance Location: New York, NY… successful candidate will work closely with the Chief Compliance Officer for Private Equity and Tactical Opportunities and will…
  • 3.4
    HSBC – Radnor, PA
    18 days ago 18d
    Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training, fostering… Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training, fostering…
  • 3.5
    Citi – Miami, FL
    6 days ago 6d
    and Compliance providing rational and accurate Due Diligence processing Escalate to the Business Unit Compliance Officer any… Relationship Officer Updates central logs with Customers Profile status.Qualifications Minimum 5 years of Business Banking and…
  • 3.7
    Medical Mutual – Cleveland, OH
    Est. Salary $46k-$73k
    4 days ago 4d
    best practices. Collaborates with Government Business Unit and Compliance Officer to assure consistency with STARS and other related… Promotes innovative solutions that assure compliance while meeting best practice, business performance. • Interprets a high volume…
  • 3.4
    Citibank – Miami, FL
    6 days ago 6d
    and Compliance providing rational and accurate Due Diligence processing Escalate to the Business Unit Compliance Officer any… Relationship Officer Updates central logs with Customers Profile status.Qualifications Minimum 5 years of Business Banking and…
  • 3.4
    HSBC – Garden City, NY
    11 days ago 11d
    Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training, fostering… Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area…
Job Title Location Employer Salary
Business Compliance Officer - GM Rosebank, LA Standard Bank and Trust Co. $43k-$79k
Surety Business Compliance Officer Whitehouse Station, NJ ACE Group $64k-$115k
Surety Business Compliance Officer Whitehouse Station, NJ Combined Insurance $57k-$105k
Business License Compliance Officer Independence, MO City of Independence $41k-$70k
Surety Business Compliance Officer Whitehouse Station, NJ Chubb Corp $69k-$124k
Specialised Monitoring Business Compliance Officer Rosebank, LA Standard Bank and Trust Co. $43k-$78k
Compliance Officer Business Technical Solutions\End User Computing Analyst Irving, TX Citibank $51k-$76k
Compliance Officer Business Technical Solutions\End User Computing Analyst Irving, TX Citi $52k-$77k
Senior Compliance Professional/Chief Compliance Officer Investment Advisory Businesses McLean, VA FOLIOfn, Inc $107k-$187k
Compliance Officer (Money Services Business) New York, NY ACG Resources/Adams Consulting Group, LLC $61k-$137k
Administrative Assistant Receptionist Philadelphia, PA Senior Family Services $26k-$40k
Transaction Banking Compliance, Director New York, NY MUFG $129k-$177k
Sr. Compliance Officer - Privacy Buffalo, NY M&T Bank $50k-$91k
Global Liquidity and Cash Management Sales Manager New York, NY HSBC $55k-$99k
Business Service Manager Wellesley, MA Morgan Stanley $68k-$104k
Coder II Pensacola, FL Baptist Health Care $34k-$55k
AVP Premier Relationship Manager Seattle, WA HSBC $71k-$125k
Compliance Analyst, Officer Boston, MA State Street Global Advisors $61k-$92k
Transaction Banking Compliance, Director New York, NY Union Bank, N.A. $141k-$194k
Complex Business Service Officer Los Angeles, CA Morgan Stanley $88k-$137k
Chief Compliance Officer-10+ yrs exp in Financial Services Industry Dallas, TX Job Juncture $47k-$79k
Compliance Officer - Blackstone Tactical Opportunities New York, NY The Blackstone Group $73k-$127k
Vice President Premier Wealth Advisor Radnor, PA HSBC $80k-$153k
Bilingual Profiler Miami, FL Citi $51k-$67k
Senior Clinical Compliance Specialist Cleveland, OH Medical Mutual $46k-$73k
Bilingual Profiler Miami, FL Citibank $50k-$66k
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