90 new jobs for Compliance Analyst in Charlotte, NC | Glassdoor
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Compliance Analyst Jobs in Charlotte, NC

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  • 3.2
    Ally – Charlotte, NC
    Est. Salary $82k-$122k
    30+ days ago 30d+
    Position Description The Compliance Analyst III will support Compliance in the development, implementation and maintenance… limited to Compliance, Audit, line of business Quality Control teams, and line of business management to communicate compliance testing…
  • 3.2
    Yoh – Charlotte, NC
    4 days ago 4d
    Contracts Compliance Analyst Years Experience: 3-5 years Description: * This position if for an analyst that will work in… captured proper documentation that supports ongoing management, compliance and auditability of company assets. * Efforts will include…
  • 5.0
    CRG – Charlotte, NC
    Est. Salary $44k-$79k
    5 days ago 5d
    Description Compliance Analyst Contract Length: 12 months Pay: $29.13/hr W2 Only (No C2C) This position if for an analyst that will… captured proper documentation that supports ongoing management, compliance and auditability of company assets. Efforts will include reviewing…
  • 3.0
    Robert Half Legal – Charlotte, NC
    Est. Salary $35k-$56k
    4 days ago 4d
    large corporate financial corporation who is seeking Compliance Analysts for upcoming long-term positions in their Charlotte,… Ref ID: 04860-9500610704 Classification: Financial Analyst Compensation: DOE Charlotte, NC - #150; Robert Half is currently…
  • 3.4
    SCOM – Charlotte, NC
    3 days ago 3d
    IT Compliance Analyst - Charlotte, NC This position if for an analyst that will work in a fast-paced environment supporting… captured proper documentation that supports ongoing management, compliance and auditability of company assets. Efforts will include reviewing…
  • 3.3
    Apex Systems – Charlotte, NC
    21 days ago 21d
    Compliance Analyst 6 months- will not extend or convert Located in North Charlotte, NC Top 3 requirements? a. Visio… used this to create/document processes. b. PCI/SOX/HIPPA Compliance experience c. Log collection experience Day to Day Responsibilities…
  • 3.0
    Citizens Bank – Charlotte, NC
    5 days ago 5d
    Description The Risk Assessment Analyst, working with the Compliance Risk Assessment Program Director and team members is responsible… working in the financial services industry or related industry in analyst role performing data, business, finance, strategic or quantitative…
  • 3.6
    s•com – Charlotte, NC
    Est. Salary $50k-$82k
    3 days ago 3d
    IT Compliance Analyst - Charlotte, NC This position if for an analyst that will work in a fast-paced environment… captured proper documentation that supports ongoing management, compliance and auditability of company assets. Efforts will include reviewing…
  • 3.0
    XOOM Energy, LLC – Huntersville, NC
    Est. Salary $47k-$77k
    11 days ago 11d
    Compliance Analyst Leave the shirt & tie routine at home and come work for a progressive energy services company offering… Work with functional counterparts to ensure regulatory compliance (Finance, Operations, Sales and Marketing) Monitor in-take…
  • 3.4
    Ascendo Resources – Charlotte, NC
    30+ days ago 30d+
    the industry leaders in the banking community. This is a compliance role that sits in the capital market space. One will be reviewing…
  • 3.3
    Apex Systems – Charlotte, NC
    30+ days ago 30d+
    Compliance Analyst Location: 550 South Caldwell St. Suite 600 Charlotte, NC 28202 Contract out to the end of the year with… possible Pay: negotiable Under direction from Lead Compliance Analyst: reviews energy power purchase agreements (PPA) and…
  • 3.5
    TIAA – Charlotte, NC
    Est. Salary $71k-$104k
    4 days ago 4d
    appropriate training curriculum. Summary of Role The Compliance Associate II of Nuveen Ethics Office will assist in the coordination… the Board as well as the TIAA and Nuveen Funds Boards Chief Compliance Officers. Contribute to the development and implementation…
  • 3.1
    LPL Financial – Fort Mill, SC
    Est. Salary $47k-$71k
    26 days ago 26d
    hire an Analyst, Advisory Compliance within the Governance, Risk, and Compliance (GRC) business unit. The Analyst, Advisory… Advisory Compliance will report to the Manager, Advisory Compliance and will primarily be responsible for composing written policies…
  • 3.3
    Western Union – Charlotte, NC
    Est. Salary $51k-$75k
    10 days ago 10d
    currently looking for an Analyst to join our Compliance team in our Tokyo, Japan Office. As the Analyst, you will be reporting… Opportunity for an Analyst, AML Compliance, Tokyo Japan Do you have proven years of exceptional Banking experience…
  • 3.1
    LPL Financial – Fort Mill, SC
    Est. Salary $47k-$71k
    4 days ago 4d
    to hire a Compliance Analyst within the Surveillance Department, which is a part of LPL’s Governance, Risk & Compliance (GRC) organization… organization. The Compliance Analyst, Surveillance will be responsible for the monitoring and oversight of financial advisor…
  • 3.4
    Bank of America – Charlotte, NC
    Est. Salary $45k-$74k
    20 days ago 20d
    : Local resource administering global coverage to ensure compliance with various mandatory policy requirements including managing… and joint functions of responsibility Liaise with Local compliance partners to ensure understanding of AIM policy requirements…
  • 2.4
    Waukesha Electric Systems – Charlotte, NC
    Est. Salary $44k-$72k
    12 days ago 12d
    Professional in Ethics and Compliance (LPEC), from Ethics and Compliance Certification Institute; Certified Compliance and Ethics Professional… to foster a culture of compliance. Under the supervision of the Assistant General Counsel, Compliance, the person in this role…
  • 3.1
    Acro Service Corporation – Fort Mill, SC
    Est. Salary $42k-$66k
    10 days ago 10d
    Description POSITION SUMMARY: Individuals within the IT Compliance Analyst role are responsible for ensuring that the organization… facilitating related surveys and audits. Partner with other IT Compliance analysts and the director to enhance the IT control environment…
  • 3.4
    IBM – Charlotte, NC
    Est. Salary $43k-$83k
    4 days ago 4d
    front-line regulatory compliance topics Collaborates with Compliance Analyst on enterprise compliance analytics and reporting… Raleigh, North Carolina only.*** The Compliance Officer is part of the Risk and Compliance group. This role provides oversight…
  • 2.2
    IST, Inc. – Charlotte, NC
    Est. Salary $35k-$56k
    30 days ago 30d+
    immediate requirement of "Compliance Analyst" position with our Direct Client. Title: Compliance Analyst (IT) Location: Charlotte… upon the filing of your case. Responsibilities: This analyst will work in a fast-paced environment supporting many IT projects…
  • 3.1
    LPL Financial – Fort Mill, SC
    Est. Salary $47k-$71k
    4 days ago 4d
    RIA Compliance Analyst within the Advisory Compliance department, which is a part of LPL’s Governance, Risk & Compliance (GRC)… GRC) organization. The RIA Compliance Analyst will be responsible for the oversight functions of Representatives providing investment…
  • 3.8
    SERC Reliability Corporation – Charlotte, NC
    Est. Salary $41k-$62k
    3 days ago 3d
    comprise what is known as the SERC Region. The SERC Analyst is responsible for providing support to the SERC programs areas… related fields Minimum of one to three years of previous data analyst experience in a data intensive background SALARY/BENEFITS…
  • 2.9
    SPX – Charlotte, NC
    Est. Salary $46k-$78k
    22 days ago 22d
    Professional in Ethics and Compliance (LPEC), from Ethics and Compliance Certification Institute; Certified Compliance and Ethics Professional… to foster a culture of compliance. Under the supervision of the Assistant General Counsel, Compliance, the person in this role…
  • 3.3
    Apex Systems – Charlotte, NC
    1 days ago 19hr
    Description:…
  • 3.1
    LPL Financial – Fort Mill, SC
    Est. Salary $47k-$71k
    4 days ago 4d
    Oversight (ESO) Analyst within the Supervision department, which is a part of LPL’s Governance, Risk & Compliance (GRC) organization… exchange traded products ensures the accuracy, thoroughness and compliance with internal review criteria. Essential Functions: Ensuring…
  • 3.3
    Systems Maintenance Services – Charlotte, NC
    Est. Salary $35k-$54k
    3 days ago 3d
    Under supervision, Technical Service Analysts perform a variety of professional, technical and analytical duties in the operation… but are not limited to, the following (the Technical Services Analyst duties are performed under close supervision.): • Determines…
  • 4.0
    Marsh & McLennan Agency – Charlotte, NC
    Est. Salary $39k-$63k
    Today 10hr
    Senior Analyst-CHA000D7 Description The Health and Benefits (H&B) Consultant will support the lead consultant in managing… portions of projects, including reviewing the work of lower level analysts Data analysis (example includes but is not limited to review…
  • 3.5
    Duke Energy Corporation – Charlotte, NC
    Est. Salary $76k-$113k
    3 days ago 3d
    measures pertaining to NERC Compliance. This is the second level of the NERC Compliance Analyst classification hierarchy. Employees… * NERC Compliance Program a. Carries out individual work assignments in development and support of NERC Compliance matters…
  • 3.4
    Bank of America – Charlotte, NC
    Est. Salary $43k-$65k
    16 days ago 16d
    Description: Individual contributor position on the Payment Compliance team responsible for providing operational and procedural… support to Corporate Accounts Payable (CAP) ensuring employee compliance to the Global Expense Standard. Responsibilities include supporting…
  • 3.3
    Apex Systems – Charlotte, NC
    3 days ago 3d
    Description:…
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